Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bodega, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001611525 Filed Document 0001602818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Akumina Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $999,950 Associated Brokers / Dealers N/A CIK Number 0001611418 Filed Document 0001611418-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Grand Perfecta, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001550053 Filed Document 0001162161-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Signet Infinity Housing Investment, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001611471 Filed Document 0001611471-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Constant Therapy, Inc. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $740,000 Associated Brokers / Dealers N/A CIK Number 0001600609 Filed Document 0001140361-14-026237 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Noozcard Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590293 Filed Document 0001590293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
WT Fund 1, LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610763 Filed Document 0001610763-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLA Co-Investors, LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $9,675,000 Associated Brokers / Dealers N/A CIK Number 0001611586 Filed Document 0001611586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kabouter Fund I QP, LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527584 Filed Document 0000913849-14-000202 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT CROWN LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367820 Filed Document 0001565908-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Khosla Ventures V, L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001611146 Filed Document 0001611146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Arrowpoint Income Opportunity Fund, Ltd. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521757 Filed Document 0001521757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Partners Long, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530160 Filed Document 0000902664-14-002892 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodwater Capital I, L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001610878 Filed Document 0001610878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CFIP ULTRA OVERSEAS FUND, LTD. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551633 Filed Document 0000919574-14-003787 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLIN CORP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001020391 Filed Document 0001020391-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Acquisition Vehicle SPC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521756 Filed Document 0001521756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Shasta Gold Corp. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001515279 Filed Document 0001140361-14-026441 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Crestline Offshore Fund, Ltd. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC, Juniper Capital Group LLC, UBS Financial Services Inc., Bluffview Capital, LP, and Dexion Capital PLC CIK Number 0001162585 Filed Document 0000902664-14-002897 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MetaStat, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001404943 Filed Document 0001415889-14-001919 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
OAK HC/FT PARTNERS, L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611446 Filed Document 0001611446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Post Street Fund LP See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591681 Filed Document 0001591681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canva, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556314 Filed Document 0001556314-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Debt
HSI High Yield Credit I, L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611244 Filed Document 0000902664-14-002917 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $140,200 Associated Brokers / Dealers Andrew Arigo, Robert Queen, and David Stecher CIK Number 0001135856 Filed Document 0001135856-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-14-038722 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Renewable Energy Partners L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $13,448,471 Associated Brokers / Dealers CIBC World Markets Inc. CIK Number 0001533232 Filed Document 0001533232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Advenir@Lowry Investors, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $11,450,000 Associated Brokers / Dealers N/A CIK Number 0001611509 Filed Document 0001611509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Tightline Fund I, LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609857 Filed Document 0001609857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQDerivatives, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001612400 Filed Document 0001461373-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Karmic Labs, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001611120 Filed Document 0001611120-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KABOUTER INTERNATIONAL OPPORTUNITIES FUND II, LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569337 Filed Document 0000913849-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE PARTNERS OPPORTUNITY FUND II LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610084 Filed Document 0001140361-14-026255 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
VOALTE, INC. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $35,900,000 Associated Brokers / Dealers N/A CIK Number 0001558470 Filed Document 0001558470-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JUBILEE4 GOLD, INC. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611277 Filed Document 0001072588-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crossover Ltd. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610641 Filed Document 0001610641-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GF Capital Private Equity Fund II-A, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PATRICK S. DUNLEAVY and CHRISTOPHER D. KIRSTEN CIK Number 0001575024 Filed Document 0001575024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nativo, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001574279 Filed Document 0001574279-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Income Opportunity Fund, LP See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521758 Filed Document 0001521758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridge Stone Townhomes, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001611155 Filed Document 0001611155-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Imeon Investment Fund, LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611480 Filed Document 0001611480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Plex Systems Holdings, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Pacific Crest Securities, LLC CIK Number 0001611612 Filed Document 0001611612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AlternativeFocus Owl Creek Asia II, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001525136 Filed Document 0001525136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Discover Capital, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610985 Filed Document 0001610985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Crossfit Efficiency LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001611479 Filed Document 0001611479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Arrowpoint Fundamental Opportunity Fund, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465382 Filed Document 0001465382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN JAPANESE EQUITY FUND See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408857 Filed Document 0001408857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGC2770 DOMESTIC FUND LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609032 Filed Document 0000919574-14-003801 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Partners, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC, Juniper Capital Group LLC, UBS Financial Services Inc., Grail Securities, LLC, Bluffview Capital, LP, and Dexion Capital PLC CIK Number 0001061335 Filed Document 0000902664-14-002896 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ERB ARBITRAGE OPPORTUNITY FUND L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611895 Filed Document 0001611895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity