Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KOHLBERG TE INVESTORS VIII, L.P. See All Filings	D	2016-08-17 11:06:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681965 Filed Document 0001681965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:06:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOHLBERG INVESTORS VIII-C, L.P. See All Filings	D	2016-08-17 11:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681970 Filed Document 0001681970-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:05:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZPower, LLC See All Filings	D/A	2016-08-17 11:05:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001516426 Filed Document 0001516426-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:05:01 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KOHLBERG INVESTORS VIII-B, L.P. See All Filings	D	2016-08-17 11:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681968 Filed Document 0001681968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:04:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2016-08-17 11:02:55 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-16-119929 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:02:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KOHLBERG INVESTORS VIII, L.P. See All Filings	D	2016-08-17 11:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681966 Filed Document 0001681966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:02:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gavea Fund Plus (US) LP See All Filings	D/A	2016-08-17 11:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001584476 Filed Document 0001682470-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:01:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Gavea Fund Plus Ltd. See All Filings	D/A	2016-08-17 11:01:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001584553 Filed Document 0001682470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:01:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Red Maple Lodge Holdings, LLC See All Filings	D	2016-08-17 10:41:16 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001681503 Filed Document 0001681503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:41:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-08-17 10:35:20 UTC
Amount To Be Raised $797,331 Associated Brokers / Dealers Jimmy Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-16-000635 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:35:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Integrity Senior Property Investments, LLC See All Filings	D	2016-08-17 10:32:55 UTC
Amount To Be Raised $6,137,984 Associated Brokers / Dealers N/A CIK Number 0001682506 Filed Document 0001682506-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:32:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Labs Inc. See All Filings	D	2016-08-17 10:21:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001682061 Filed Document 0001682061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:21:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SuperZoom III, LLC See All Filings	D	2016-08-17 10:10:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681656 Filed Document 0001681656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:10:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raveneur Offshore Fund Ltd See All Filings	D/A	2016-08-17 10:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616701 Filed Document 0001616701-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-08-17 10:06:34 UTC
Amount To Be Raised $13,148,970 Associated Brokers / Dealers Jason Burlie and Allen Cannon CIK Number 0001135856 Filed Document 0001135856-16-000634 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:06:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bienville Capital Partners, LP See All Filings	D/A	2016-08-17 09:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473198 Filed Document 0001192482-16-000697 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:58:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANORAMA EFG CO-INVESTMENT, LLC See All Filings	D	2016-08-17 09:53:34 UTC
Amount To Be Raised $1,537,999 Associated Brokers / Dealers N/A CIK Number 0001680345 Filed Document 0001680345-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:53:34 UTC Type of Offering D Industry Investing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
J.E.P. Capital, Inc. See All Filings	D/A	2016-08-17 09:46:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587064 Filed Document 0001587064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:46:19 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3575 FUND LTD See All Filings	D/A	2016-08-17 09:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390835 Filed Document 0001680007-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:45:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEVADA EXPLORATION INC See All Filings	D	2016-08-17 09:42:56 UTC
Amount To Be Raised $263,322 Associated Brokers / Dealers N/A CIK Number 0001398713 Filed Document 0001062993-16-011214 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:42:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PANORAMA CO-INVESTMENT (ALTERRA), LLC See All Filings	D	2016-08-17 09:34:44 UTC
Amount To Be Raised $6,562,599 Associated Brokers / Dealers N/A CIK Number 0001664719 Filed Document 0001664719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:34:44 UTC Type of Offering D Industry Investing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
PHOENIX REHABILITATION & HEALTH SERVICES INC See All Filings	D	2016-08-17 08:59:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001068337 Filed Document 0001068337-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 08:59:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Atalo Holdings, Inc. See All Filings	D	2016-08-17 08:53:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681398 Filed Document 0000906318-16-000124 Exclusions or Exemptions 506b Accepted Date 2016-08-17 08:53:50 UTC Type of Offering D Industry Agriculture Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
CollegePlace FSU Investors, LLC See All Filings	D/A	2016-08-17 08:33:13 UTC
Amount To Be Raised $8,860,000 Associated Brokers / Dealers N/A CIK Number 0001681647 Filed Document 0001019687-16-007298 Exclusions or Exemptions 506b Accepted Date 2016-08-17 08:33:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roaring Fork Holding, Inc. See All Filings	D	2016-08-17 08:07:50 UTC
Amount To Be Raised $8,634,645 Associated Brokers / Dealers N/A CIK Number 0001679826 Filed Document 0001679826-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 08:07:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OC 528 Offshore Fund, Ltd. See All Filings	D/A	2016-08-17 06:44:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584533 Filed Document 0000902664-16-007932 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:44:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OWS Capital Offshore Fund II, Ltd. See All Filings	D/A	2016-08-17 06:38:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584383 Filed Document 0000902664-16-007931 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:38:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eclectica Fund LP See All Filings	D/A	2016-08-17 06:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498708 Filed Document 0000902664-16-007930 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ospraie Commodity Fund Ltd. See All Filings	D/A	2016-08-17 06:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498911 Filed Document 0000902664-16-007927 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:11:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ospraie Commodity Fund LP See All Filings	D/A	2016-08-17 06:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001470017 Filed Document 0000902664-16-007925 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:03:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MeasureOne, Inc. See All Filings	D	2016-08-16 20:59:43 UTC
Amount To Be Raised $2,315,000 Associated Brokers / Dealers N/A CIK Number 0001643825 Filed Document 0001643825-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-16 20:59:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Haven Pharmaceuticals, Inc. See All Filings	D	2016-08-16 20:48:54 UTC
Amount To Be Raised $1,301,736 Associated Brokers / Dealers N/A CIK Number 0001558788 Filed Document 0001558788-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 20:48:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
PellePharm, Inc. See All Filings	D	2016-08-16 20:23:14 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0001611568-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 20:23:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnSite Power, Inc. See All Filings	D	2016-08-16 19:45:28 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Cabot Lodge Securities LLC CIK Number 0001658385 Filed Document 0001288649-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-08-16 19:45:28 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SteadyMed Ltd. See All Filings	D	2016-08-16 19:43:33 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers JMP Securities LLC, H.C. Wainwright & Co., and Ladenburg Thalmann Financial Services, Inc. CIK Number 0001619087 Filed Document 0001619087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 19:43:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
CINNAIRE FUND FOR HOUSING LIMITED PARTNERSHIP 31 See All Filings	D	2016-08-16 19:16:13 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers Joseph R. Herbert CIK Number 0001680871 Filed Document 0001680871-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 19:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tioma Therapeutics, Inc. See All Filings	D/A	2016-08-16 19:07:40 UTC
Amount To Be Raised $86,253,438 Associated Brokers / Dealers N/A CIK Number 0001630680 Filed Document 0001140361-16-076941 Exclusions or Exemptions 506b Accepted Date 2016-08-16 19:07:40 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PPX Mining Corp. See All Filings	D	2016-08-16 18:54:06 UTC
Amount To Be Raised $59,789 Associated Brokers / Dealers N/A CIK Number 0001384831 Filed Document 0001140361-16-076931 Exclusions or Exemptions 506b Accepted Date 2016-08-16 18:54:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Appistry, LLC See All Filings	D	2016-08-16 18:26:35 UTC
Amount To Be Raised $8,567,410 Associated Brokers / Dealers N/A CIK Number 0001679359 Filed Document 0001014108-16-000488 Exclusions or Exemptions 506b Accepted Date 2016-08-16 18:26:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CWS WESTON, LLC See All Filings	D	2016-08-16 18:11:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Marcus Lam CIK Number 0001682465 Filed Document 0001682465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 18:11:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NW SPV XLIII LLC See All Filings	D	2016-08-16 17:55:05 UTC
Amount To Be Raised $222,500 Associated Brokers / Dealers N/A CIK Number 0001682355 Filed Document 0001682355-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:55:05 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SERIOUS INTEGRATED, INC. See All Filings	D	2016-08-16 17:49:40 UTC
Amount To Be Raised $2,116,249 Associated Brokers / Dealers N/A CIK Number 0001518486 Filed Document 0001518486-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:49:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SERIOUS INTEGRATED, INC. See All Filings	D	2016-08-16 17:35:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001518486 Filed Document 0001518486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:35:20 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Synergem Technologies, Inc See All Filings	D	2016-08-16 17:35:14 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615593 Filed Document 0001615593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:35:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
True Market Mavens, LLC See All Filings	D	2016-08-16 17:33:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676374 Filed Document 0001676374-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:33:27 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Catalysis Partners, LLC See All Filings	D/A	2016-08-16 17:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459219 Filed Document 0001144204-16-119840 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Bespoke Fund LP Series C See All Filings	D	2016-08-16 17:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682222 Filed Document 0000919574-16-015041 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:27:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
HK 542 ROOSEVELT LLC See All Filings	D	2016-08-16 17:18:52 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001682480 Filed Document 0001682480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PROVEST LINCOLN CENTER ASSOCIATES, LLC See All Filings	D	2016-08-16 17:16:33 UTC
Amount To Be Raised $1,257,500 Associated Brokers / Dealers NONE CIK Number 0001682271 Filed Document 0001682271-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:16:33 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
First American Assisted Living EB-5 Fund, LLC See All Filings	D	2016-08-16 17:09:30 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001682359 Filed Document 0001682359-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:09:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity