Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Accusonus, Inc. See All Filings	D	2016-10-06 12:30:24 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001686257 Filed Document 0001686257-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:30:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rastegar Income Fund, LP See All Filings	D	2016-10-06 12:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681823 Filed Document 0001681823-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:28:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Europe CLO Coinvestors, LP See All Filings	D/A	2016-10-06 12:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617719 Filed Document 0001140361-16-082112 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:28:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe International BDC Fund, Ltd. See All Filings	D/A	2016-10-06 12:25:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617397 Filed Document 0000919574-16-015729 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:25:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Vision Technologies LLC See All Filings	D	2016-10-06 12:24:53 UTC
Amount To Be Raised $11,487,699 Associated Brokers / Dealers N/A CIK Number 0001685553 Filed Document 0001685553-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-06 12:24:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Radcliffe Domestic BDC Fund, L.P. See All Filings	D/A	2016-10-06 12:22:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617390 Filed Document 0000919574-16-015727 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:22:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TCW EM Opportunistic Credit Total Return Fund, L.P. See All Filings	D	2016-10-06 12:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686364 Filed Document 0001686364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:20:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BM Fitness Group, LLC See All Filings	D/A	2016-10-06 12:20:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001681827 Filed Document 0001681827-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:20:01 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BM Fitness Group, LLC See All Filings	D	2016-10-06 12:14:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001681827 Filed Document 0001681827-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:14:46 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Banbury Domestic Fund LP See All Filings	D/A	2016-10-06 12:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621402 Filed Document 0000919574-16-015725 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Invateck Inc. See All Filings	D	2016-10-06 12:06:22 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers Brian Barbuto CIK Number 0001685886 Filed Document 0001685886-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-06 12:06:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Banbury Offshore Fund Ltd. See All Filings	D/A	2016-10-06 12:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621406 Filed Document 0000919574-16-015722 Exclusions or Exemptions 506b Accepted Date 2016-10-06 12:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tech Commons, LLC See All Filings	D	2016-10-06 11:56:58 UTC
Amount To Be Raised $4,268,000 Associated Brokers / Dealers N/A CIK Number 0001686446 Filed Document 0001686446-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:56:58 UTC Type of Offering D Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Little River Partners LLC See All Filings	D	2016-10-06 11:50:38 UTC
Amount To Be Raised $4,078,870 Associated Brokers / Dealers N/A CIK Number 0001682686 Filed Document 0001682686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:50:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CCI International Partners European Fund LP See All Filings	D/A	2016-10-06 11:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588496 Filed Document 0000902664-16-008295 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thoroughbred SCOOP-STACK 4, GP See All Filings	D	2016-10-06 11:35:29 UTC
Amount To Be Raised $2,268,000 Associated Brokers / Dealers N/A CIK Number 0001686514 Filed Document 0001654954-16-002686 Exclusions or Exemptions 506c Accepted Date 2016-10-06 11:35:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
CF Retail Properties DST VI See All Filings	D/A	2016-10-06 11:35:14 UTC
Amount To Be Raised $7,767,870 Associated Brokers / Dealers Chay T. Lapin, Dwight Kay, Jason A. Salmon, and Elizabeth L. Friant CIK Number 0001680766 Filed Document 0001680766-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:35:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
New State Capital Partners Fund, LP See All Filings	D/A	2016-10-06 11:25:31 UTC
Amount To Be Raised $128,571,428 Associated Brokers / Dealers CV BROKERAGE INC CIK Number 0001644731 Filed Document 0001644731-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:25:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Civilized Cycles Inc See All Filings	D	2016-10-06 11:15:36 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001686817 Filed Document 0001686817-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:15:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Rembrandt Acquisition REIT See All Filings	D	2016-10-06 11:12:05 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001686448 Filed Document 0001686415-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:12:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HINOKI FUND, LP See All Filings	D/A	2016-10-06 11:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FLYING CLOUD SECURITIES LLC CIK Number 0001559609 Filed Document 0000919574-16-015718 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:09:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Significant Other Broadway Ltd Liability Co See All Filings	D/A	2016-10-06 11:07:54 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001684407 Filed Document 0001684407-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:07:54 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Ashe Capital Partners, LP See All Filings	D/A	2016-10-06 11:06:26 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001588883 Filed Document 0001588883-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:06:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EDN, Inc. See All Filings	D	2016-10-06 11:05:28 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001671675 Filed Document 0001671675-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:05:28 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
C&B CAPITAL III, L.P. See All Filings	D/A	2016-10-06 11:02:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001655775 Filed Document 0001655775-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:02:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Domain Junction 8 REIT LLC See All Filings	D	2016-10-06 11:00:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001686303 Filed Document 0001686415-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-06 11:00:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New England Innovation Center, LLC See All Filings	D/A	2016-10-06 10:59:03 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001586413 Filed Document 0001586413-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:59:03 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
AUSAF SPOF I, LLC See All Filings	D	2016-10-06 10:48:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001686437 Filed Document 0001686437-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-06 10:48:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COATUE LONG ONLY OFFSHORE FUND, LTD. See All Filings	D/A	2016-10-06 10:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588830 Filed Document 0000919574-16-015716 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:48:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 165 See All Filings	D	2016-10-06 10:46:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001686593 Filed Document 0001686593-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:46:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG&M Orlando, LLLP See All Filings	D	2016-10-06 10:46:10 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001686836 Filed Document 0001686836-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:46:10 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Senior Secured Credit Fund LLC See All Filings	D/A	2016-10-06 10:44:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544274 Filed Document 0001544274-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:44:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
No Sweat, LLC See All Filings	D/A	2016-10-06 10:42:57 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001649192 Filed Document 0001649192-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-10-06 10:42:57 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HCR H.O.P. Fund, L.P. See All Filings	D/A	2016-10-06 10:38:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686222 Filed Document 0001686222-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:38:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Cayman Fund Ltd. See All Filings	D/A	2016-10-06 10:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513945 Filed Document 0001513945-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:25:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NF III - A Portfolio Holdings REIT, LLC See All Filings	D	2016-10-06 10:18:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001686292 Filed Document 0001686415-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:18:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hosking Global Sub-Fund No.1 See All Filings	D/A	2016-10-06 10:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593309 Filed Document 0001593309-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Kindred Capital Fund, LP See All Filings	D	2016-10-06 10:09:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683560 Filed Document 0000919574-16-015714 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:09:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Atalaya Fund VI REIT Inc. See All Filings	D	2016-10-06 10:06:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001686415 Filed Document 0001686415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:06:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon High Income Fund LLC See All Filings	D/A	2016-10-06 10:05:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513944 Filed Document 0001513944-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-06 10:05:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Feeder Fund 4 See All Filings	D/A	2016-10-06 09:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654129 Filed Document 0000919574-16-015712 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:49:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Exeter Core Industrial Club Fund II REIT I, LLC See All Filings	D	2016-10-06 09:47:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001686465 Filed Document 0001686465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:47:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ECM Feeder Fund 5 LP See All Filings	D/A	2016-10-06 09:46:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654130 Filed Document 0000919574-16-015710 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:46:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
CLARABRIDGE INC See All Filings	D	2016-10-06 09:45:42 UTC
Amount To Be Raised $13,132,128 Associated Brokers / Dealers N/A CIK Number 0001344747 Filed Document 0001344747-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:45:42 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LIBERTY COMMONS LODGING ASSOCIATES, LLC See All Filings	D	2016-10-06 09:40:51 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001686265 Filed Document 0000892712-16-001929 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:40:51 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
North Point II REIT, LLC See All Filings	D	2016-10-06 09:27:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001686736 Filed Document 0001686736-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:27:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-10-06 09:14:46 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Eric Rader CIK Number 0001135856 Filed Document 0001135856-16-000662 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:14:46 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-10-06 09:10:45 UTC
Amount To Be Raised $445,467 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-16-000661 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:10:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-10-06 09:05:47 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-16-000660 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:05:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LUCERNO DYNAMICS, LLC See All Filings	D/A	2016-10-06 09:02:31 UTC
Amount To Be Raised $6,341,590 Associated Brokers / Dealers N/A CIK Number 0001663432 Filed Document 0001140361-16-082080 Exclusions or Exemptions 506b Accepted Date 2016-10-06 09:02:31 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity