Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MPC NC 2017 Energy ICF 3, LLC See All Filings	D	2017-02-13 15:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697888 Filed Document 0001697888-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:06:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X3M Brands LLC See All Filings	D	2017-02-13 15:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697939 Filed Document 0001162677-17-000011 Exclusions or Exemptions 504.1 and 506b Accepted Date 2017-02-13 15:02:58 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Gold Bullion International LLC See All Filings	D/A	2017-02-13 15:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch CIK Number 0001511026 Filed Document 0001511026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:00:44 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MPC NC 2017 Energy ICF 2, LLC See All Filings	D	2017-02-13 14:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697926 Filed Document 0001697926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:59:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevation Beer Company, LLC See All Filings	D	2017-02-13 14:57:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Lakeridge Capital, Inc. CIK Number 0001697885 Filed Document 0001697885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:57:36 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
WALTON REIT VIII, L.L.C. See All Filings	D	2017-02-13 14:55:10 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001695474 Filed Document 0001695474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:55:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LUMOXCHANGE LLC See All Filings	D	2017-02-13 14:54:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001697691 Filed Document 0001697691-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:54:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Adomani, Inc. See All Filings	1-A/A	2017-02-13 14:54:31 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001563568 Filed Document 0001193125-17-040203 Accepted Date 2017-02-13 14:54:31 UTC Type of Offering 1-A/A Industry MOTOR VEHICLE PARTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $68,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
NOVEM See All Filings	D/A	2017-02-13 14:51:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117699 Filed Document 0000919574-17-001389 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:51:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Kumar Management Fund LLC See All Filings	D	2017-02-13 14:49:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697600 Filed Document 0001697600-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:49:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HealthMyne Holdings LLC See All Filings	D	2017-02-13 14:48:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697264 Filed Document 0001015325-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:48:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Corporate Investments Group, Inc See All Filings	1-A	2017-02-13 14:46:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001696900 Filed Document 0001696900-17-000003 Accepted Date 2017-02-13 14:46:36 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business ILLINOIS Revenue or Assets $307,877 State of Jurisdiction ILLINOIS Type of Security Equity (common or preferred stock)
Corvida Holdings LLC See All Filings	D	2017-02-13 14:45:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001694025 Filed Document 0001015325-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:45:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SMC Alpha Plus Fund, LP See All Filings	D/A	2017-02-13 14:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599551 Filed Document 0001599551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:45:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEMISPHERX BIOPHARMA INC See All Filings	D	2017-02-13 14:45:08 UTC
Amount To Be Raised $18,182 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000946644 Filed Document 0000946644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:45:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
4 H Limited Partnership See All Filings	D/A	2017-02-13 14:43:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438809 Filed Document 0000919574-17-001387 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:43:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Endeavour Regional Bank Opportunities Fund II L.P. See All Filings	D/A	2017-02-13 14:34:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001599713 Filed Document 0001012975-17-000117 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:34:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ENDEAVOUR CAPITAL PARTNERS LP See All Filings	D/A	2017-02-13 14:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000924821 Filed Document 0001012975-17-000116 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Aviation Opportunities Fund II (Onshore), L.P. See All Filings	D	2017-02-13 14:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696120 Filed Document 0000950142-17-000291 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apache IS Holdings, LLC See All Filings	D	2017-02-13 14:25:26 UTC
Amount To Be Raised $165,021,460 Associated Brokers / Dealers N/A CIK Number 0001696244 Filed Document 0001696244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:25:26 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IFUND I LLC See All Filings	D/A	2017-02-13 14:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599459 Filed Document 0001599459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:23:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Human Unlimited, Inc. See All Filings	D	2017-02-13 14:17:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001697689 Filed Document 0001697689-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:17:04 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Savile Row Financials Hedged Equity Fund M 2016-2, LLC See All Filings	D/A	2017-02-13 14:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693711 Filed Document 0001015325-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:07:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
AnKap Partners, L.P. See All Filings	D/A	2017-02-13 14:07:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456617 Filed Document 0001456617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:07:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP Opportunity Participation Fund LLC See All Filings	D/A	2017-02-13 14:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001569076 Filed Document 0001569076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:05:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 14:02:16 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000143 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:02:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 14:01:09 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000142 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:01:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Reshape Medical, Inc. See All Filings	D	2017-02-13 14:00:49 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:00:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:59:39 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:59:39 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Creek Capital Partners VI, LP See All Filings	D/A	2017-02-13 13:58:51 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Triton Pacific Capital, LLC and Thomas Capital Group, Inc. CIK Number 0001666749 Filed Document 0001666749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:57:00 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000140 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:57:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:55:48 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000139 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:55:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Access Ltd. See All Filings	D/A	2017-02-13 13:50:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518835 Filed Document 0001518835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:50:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southlake Medical Office Building, LLC See All Filings	D	2017-02-13 13:48:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697384 Filed Document 0001697384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:48:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIC IV LP See All Filings	D	2017-02-13 13:47:33 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001697792 Filed Document 0001697792-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-13 13:47:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Americas Fund XII SBS L.P. See All Filings	D/A	2017-02-13 13:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666615 Filed Document 0001666615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Access LLC See All Filings	D/A	2017-02-13 13:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518551 Filed Document 0001518551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serrano Gardens IPIRG, LLC See All Filings	D/A	2017-02-13 13:40:31 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers None CIK Number 0001688022 Filed Document 0001688022-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:40:31 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ShiftPixy, Inc. See All Filings	D	2017-02-13 13:33:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Scott W. Absher CIK Number 0001675634 Filed Document 0001477932-17-000695 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:33:19 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
High Tide Advantage Fund, LP See All Filings	D/A	2017-02-13 13:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665447 Filed Document 0001013594-17-000117 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oleander Medical Technologies LLC See All Filings	D	2017-02-13 13:32:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001591185 Filed Document 0001591185-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:32:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Debt
E-HEALTH RECORDS INTERNATIONAL, INC. See All Filings	D/A	2017-02-13 13:32:03 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001562596 Filed Document 0001562596-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:32:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Security To Be Acquired
KKR Americas Fund XII ESC L.P. See All Filings	D/A	2017-02-13 13:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666619 Filed Document 0001666619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:25:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2017-02-13 13:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:21:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Broadcast 3DTV, Inc. See All Filings	1-A/A	2017-02-13 13:13:01 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001615923 Filed Document 0001615923-17-000004 Accepted Date 2017-02-13 13:13:01 UTC Type of Offering 1-A/A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $69.96 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
Hedge Fund Select: Conatus Capital LLC See All Filings	D/A	2017-02-13 13:12:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001666174 Filed Document 0001696825-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WE CRANES LANDING LLC See All Filings	D	2017-02-13 13:11:05 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001697806 Filed Document 0001078782-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:11:05 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hedge Fund Select: BlueTrend LLC See All Filings	D/A	2017-02-13 13:10:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001666172 Filed Document 0001696825-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:10:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Brenner West Ltd See All Filings	D/A	2017-02-13 13:07:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001666173 Filed Document 0001696825-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:07:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applied Cavitation, Inc. See All Filings	D	2017-02-13 13:04:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001613273 Filed Document 0001613273-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:04:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity