Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,706,729 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000304 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Emerging Markets Corporate Debt Trust See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571905 Filed Document 0001571905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Community Veterinary Partners, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001477051 Filed Document 0001477051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
OHA Diversified Credit Strategies Fund (Parallel II), Ltd. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580331 Filed Document 0000950142-14-001509 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moscow Mills, Inc See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001558101 Filed Document 0001558101-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Peach Labs, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001611666 Filed Document 0001611666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NETSOCKET INC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers NONE CIK Number 0001378857 Filed Document 0001378857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACIA Asset Allocation Fund LP See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524320 Filed Document 0000902664-14-003016 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Credit Alpha (Offshore) Fund See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588270 Filed Document 0001140361-14-027831 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalyst Energy 2014-1, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers EMERSON EQUITY LLC CIK Number 0001611306 Filed Document 0001611306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Shus-Fund, a series of AngelList-AC-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $447,500 Associated Brokers / Dealers N/A CIK Number 0001612700 Filed Document 0001612700-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commodore Properties LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001612240 Filed Document 0001612240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Znga-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $167,000 Associated Brokers / Dealers N/A CIK Number 0001612639 Filed Document 0001612639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Broadband Capital Partners III, L.P. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001611011 Filed Document 0001611014-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AngelList-Bics-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $405,860 Associated Brokers / Dealers N/A CIK Number 0001612664 Filed Document 0001612664-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioCorRx Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443863 Filed Document 0001477932-14-003506 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Ttee-Fund, a series of AngelList-JoSc-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001612072 Filed Document 0001612072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEO FOSSIL FUELS LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451969 Filed Document 0000906318-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Caine Investment Fund, I L. P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001068150 Filed Document 0001095449-14-000097 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tawkur LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001612701 Filed Document 0001612701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Giddy Apps Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $7,228,296 Associated Brokers / Dealers N/A CIK Number 0001612437 Filed Document 0001231919-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKLIGHT POWER INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $10,008,000 Associated Brokers / Dealers N/A CIK Number 0001035531 Filed Document 0001035531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Emerald City of Oz, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $77,000,000 Associated Brokers / Dealers N/A CIK Number 0001488548 Filed Document 0001019687-14-002638 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Other
SMART MONEY SECURED INCOME FUND, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ron Fossum and Jared Crapson CIK Number 0001549565 Filed Document 0001544689-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
LAM AVIATION, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $200,001 Associated Brokers / Dealers N/A CIK Number 0001470865 Filed Document 0001470865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EMG AE Permian Holdings, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $870,000,000 Associated Brokers / Dealers N/A CIK Number 0001607262 Filed Document 0001607262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stuart Street Investors I, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers R.M. Duncan Securities, Inc. CIK Number 0001612769 Filed Document 0001612769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,780,454 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000310 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,785,696 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000308 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, and UMB Financial Services, Inc. CIK Number 0001589065 Filed Document 0001589065-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Qua3-Fund, a series of AngelList-RV-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001612698 Filed Document 0001612698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EMERGE DIAGNOSTICS, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001551259 Filed Document 0000892917-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI Westover Hills Memory, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,255,000 Associated Brokers / Dealers N/A CIK Number 0001612610 Filed Document 0001612610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iHookup Social, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001414043 Filed Document 0001140361-14-027835 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUTOMOTIVE CREDIT CORP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000907480 Filed Document 0000907480-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Grafoid Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,775,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001570286 Filed Document 0001468658-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Grant Block 33, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001612382 Filed Document 0001612382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AngelList-Voltem-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001612071 Filed Document 0001612071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Europe Partners IV, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001583939 Filed Document 0001181431-14-026159 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZIMMERMAN TONOYAN INVESTMENT GROUP INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442006 Filed Document 0001442006-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
DIH ARDEN VILLAS LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $11,954,444 Associated Brokers / Dealers N/A CIK Number 0001612462 Filed Document 0001612462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Tjin-Fund, a series of AngelList-CuRs-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $197,000 Associated Brokers / Dealers N/A CIK Number 0001611967 Filed Document 0001611967-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Zli-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $167,536 Associated Brokers / Dealers N/A CIK Number 0001612690 Filed Document 0001612690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soft Science, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001555307 Filed Document 0001555307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tocagen Inc See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $15,750,000 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001419041 Filed Document 0001419041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,352,494 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000302 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,421,871 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
East Side Capital, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith M. Rosenbloom and Stephen H. Hamrick CIK Number 0001314688 Filed Document 0000919574-14-003906 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBLOX INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $491,201 Associated Brokers / Dealers N/A CIK Number 0001243669 Filed Document 0001243669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity