Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HICKORY GROVE FARMS WELLS #5 & #6 See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001582762 Filed Document 0001582762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Sarona Frontier Markets International Fund 2 LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580681 Filed Document 0000902664-14-003049 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tengu LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610645 Filed Document 0001610645-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
PROTEGE PARTNERS QP FUND LTD See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373503 Filed Document 0000919574-14-003955 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW Market Neutral TOPS (US) Fund See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611811 Filed Document 0000902664-14-003051 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Link Capital Strategic Opportunities Fund, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612560 Filed Document 0001612560-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProofPilot, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613067 Filed Document 0001613067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MC Nashville LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $3,157,500 Associated Brokers / Dealers N/A CIK Number 0001607697 Filed Document 0001607697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Halo Medical Technologies LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001612934 Filed Document 0001612934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
APC Opportunity Fund III, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001611944 Filed Document 0001611944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Spruce Fund, LP See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612986 Filed Document 0001612986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaGen European Best Ideas Fund, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Henderson Global Investors Equity Planning Inc. CIK Number 0001612059 Filed Document 0001612059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTELLIHOT GREEN TECHNOLOGIES INC. See All Filings	D	2014-07-07 16:23:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers RAINMAKER SECURITIES INC. CIK Number 0001456104 Filed Document 0001456104-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 16:23:18 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aspect US Fund LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc, CIK Number 0001333112 Filed Document 0001315863-14-000421 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanear Corp See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612335 Filed Document 0001612321-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hirzel Capital Fund (Offshore), Ltd. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547138 Filed Document 0001315863-14-000426 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sofinnova HealthQuest Partners, L.P. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001579382 Filed Document 0001579382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GuraGear, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001612661 Filed Document 0001612661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cape One Fund II LP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580906 Filed Document 0001580906-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Motorcycles Inc See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $5,067,316 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fannin Partners, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612480 Filed Document 0001612480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OPTCAPITAL LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optsecurities, LLC CIK Number 0001280660 Filed Document 0001280660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Elysian Parc Sponsor, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001609070 Filed Document 0001609070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
STIRLING PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001346292 Filed Document 0000935836-14-000399 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroGREEN Polymers Inc See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001292871 Filed Document 0001292871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VALERITAS INC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001445274 Filed Document 0001445274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Entrada, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $750,001 Associated Brokers / Dealers N/A CIK Number 0001483888 Filed Document 0001483888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rebiotix Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001532997 Filed Document 0001532997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Point Capital, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001514183 Filed Document 0001213900-14-004709 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Cleargate European Recovery Fund, LP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Jensen CIK Number 0001580773 Filed Document 0000919574-14-003922 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reshape Medical, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DW BBX Space Cowboy #1, LP See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612876 Filed Document 0001612876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ValStone Opportunity Investments V Ltd See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001580710 Filed Document 0001580710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Woofound, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001528887 Filed Document 0001528887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Hedged Credit Fund, LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462443 Filed Document 0001462443-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
PROJECT DWIGHT ULTIMATE PARENT CORP See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607739 Filed Document 0001607739-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bulb Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001561250 Filed Document 0001561250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VASARI ENERGY, INC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Platinum Triangle Marketing CIK Number 0001612117 Filed Document 0001612117-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel R. Veddern, Sr., Patrick Hughes, and John Carter Bailey, Jr. CIK Number 0001505023 Filed Document 0001505023-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newscrafted L.L.C. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001572418 Filed Document 0001572418-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MedAware Systems, Inc. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Metroview Capital LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James G. Smith CIK Number 0001612321 Filed Document 0001612321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIFF KEYSTONE FUND, L.P. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440954 Filed Document 0001440954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirzel Capital Fund LP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547136 Filed Document 0001315863-14-000425 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beta Cat Pharmaceuticals, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612655 Filed Document 0001612655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SenGenix, Inc. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001586429 Filed Document 0001586429-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Lonestar Partners International, Ltd. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468192 Filed Document 0000935836-14-000396 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuelle, Inc. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $15,536,290 Associated Brokers / Dealers N/A CIK Number 0001595965 Filed Document 0001595965-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
San Angelo Oil Ltd See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $17,063 Associated Brokers / Dealers N/A CIK Number 0001609873 Filed Document 0001609873-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Nine Energy Service, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $41,679,750 Associated Brokers / Dealers N/A CIK Number 0001532286 Filed Document 0001532286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity