Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ALKEON GLOBAL ALPHA LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001437828 Filed Document 0000919574-14-003938 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Pond Capital QP Fund, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499065 Filed Document 0001315863-14-000431 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAPR TECHNOLOGIES, INC. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $79,999,971 Associated Brokers / Dealers N/A CIK Number 0001468803 Filed Document 0001468803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Resolute BB SPV, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001612074 Filed Document 0001612074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Link Capital Absolute Return Fund, L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612649 Filed Document 0001612649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pioneer Bancshares, Inc. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $11,986,704 Associated Brokers / Dealers N/A CIK Number 0001605054 Filed Document 0001605054-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lenuco LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001613407 Filed Document 0001613407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NIAE Fund, LLC See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Swift, Bernard Norton, and Steven Ford CIK Number 0001555210 Filed Document 0001181431-14-027114 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Pillar 4 Life Settlement Fund L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001612890 Filed Document 0001612890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
MetaStat, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001404943 Filed Document 0001415889-14-002088 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Kineta, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Arris Petroleum Corp See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001591341 Filed Document 0001591341-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD STONE OAK INVESTORS, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $7,550,000 Associated Brokers / Dealers N/A CIK Number 0001612083 Filed Document 0001140361-14-028004 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Syapse, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001612249 Filed Document 0001612249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST NATIONAL BANCSHARES INC/KS/ See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001455726 Filed Document 0001455726-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Paisano Energy Fund I, L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001611599 Filed Document 0001315863-14-000429 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHARMATROPHIX INC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001425819 Filed Document 0001425819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Smith Asset Management Group Absolute Return Fund I, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583043 Filed Document 0001583043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
RCPDirect II, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599536 Filed Document 0001599556-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Digital Growth Fund Offshore Special II L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611501 Filed Document 0001012975-14-000449 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Burnham Harbor Fund Ltd. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553201 Filed Document 0000902664-14-003041 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grandma Lu's Spice Cabinet, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers Fundme Securities, LLC (dba CircleUp) CIK Number 0001612151 Filed Document 0001612151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carlyle Global Financial Services Partners II, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $990,840,000 Associated Brokers / Dealers TCG Securities, L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Avalon Advisors LLC, Barclays Saudi Arabia, and Financial Management Enterprises Ltd. CIK Number 0001536301 Filed Document 0001536301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cleveland HeartLab, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528499 Filed Document 0001528499-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Brain Sentry, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001565457 Filed Document 0001565457-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Central City Complex LP See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $895,000 Associated Brokers / Dealers N/A CIK Number 0001613079 Filed Document 0001613079-16-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tricadia Convexity Fund, L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612492 Filed Document 0001612492-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remiges BioPharma Fund, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001609623 Filed Document 0001609623-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Pond Offshore, Ltd. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525792 Filed Document 0001315863-14-000430 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENSCO Services, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001613322 Filed Document 0001613322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Link Capital Strategic Opportunities Fund, L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612560 Filed Document 0001612560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUDY DAYS, INC. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598808 Filed Document 0001461859-14-000007 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Route One Investment Company, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495650 Filed Document 0000935836-14-000405 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RHINOCYTE INC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001369602 Filed Document 0000911959-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PROTEGE PARTNERS (BP) FUND, LTD. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580795 Filed Document 0000919574-14-003956 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MaverixLab, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612619 Filed Document 0001612619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $12,430,879 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PECC-BMI, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001612979 Filed Document 0001612979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blackstone Partners Offshore Fund Ltd. (Class X Shares) See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581759 Filed Document 0000902664-14-003040 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encompass Capital E&P Master Fund L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612850 Filed Document 0000919574-14-003944 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GYNESONICS, INC See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $35,494,719 Associated Brokers / Dealers N/A CIK Number 0001341675 Filed Document 0001341675-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Capital Strategic Partners VII, L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. and Morgan Stanley & Co. LLC CIK Number 0001613171 Filed Document 0001613171-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longford Capital Fund I, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001581131 Filed Document 0000902664-14-003075 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Route One Fund I, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497232 Filed Document 0000935836-14-000406 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Meadows Spirits, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Three Meadows Spirits, LLC CIK Number 0001612926 Filed Document 0001612926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TWELVE, Inc. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $14,075,943 Associated Brokers / Dealers N/A CIK Number 0001480558 Filed Document 0001480558-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Fund L P See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385053 Filed Document 0001385053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Respicardia, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001447604 Filed Document 0001181431-14-026416 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Legion Partners Special Opportunities, L.P. I See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNBOUND CONCEPTS, INC. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001564785 Filed Document 0001564785-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt