Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Luma Therapeutics, Inc. See All Filings	D	2017-02-15 14:05:47 UTC
Amount To Be Raised $2,610,000 Associated Brokers / Dealers N/A CIK Number 0001697965 Filed Document 0001209191-17-010992 Exclusions or Exemptions 506b Accepted Date 2017-02-15 14:05:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crossing Owner LLC See All Filings	D	2017-02-15 14:02:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001694904 Filed Document 0001694904-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 14:02:10 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2017-02-15 14:00:39 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000011 Exclusions or Exemptions 506c Accepted Date 2017-02-15 14:00:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Abuyo, Inc. See All Filings	D/A	2017-02-15 13:55:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001535287 Filed Document 0001079973-17-000119 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:55:16 UTC Type of Offering D/A Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lend Academy P2P Fund, LP See All Filings	D/A	2017-02-15 13:49:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596219 Filed Document 0001596219-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-15 13:49:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brighton Multifamily DST See All Filings	D/A	2017-02-15 13:44:33 UTC
Amount To Be Raised $24,099,126 Associated Brokers / Dealers Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, Concorde Investment Services LLC, DFPG Investments, Inc, and Silver Portal Capital LLC CIK Number 0001693202 Filed Document 0001693202-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:44:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hemvest, Inc. See All Filings	D/A	2017-02-15 13:37:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675129 Filed Document 0001675129-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-15 13:37:47 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Compass Impact Fund, LLC See All Filings	D	2017-02-15 13:29:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Robert F. Godard CIK Number 0001698103 Filed Document 0001698103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:29:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Driehaus Select Growth, LLC See All Filings	D/A	2017-02-15 13:29:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697871 Filed Document 0001697871-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:29:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ParLevel Systems, Inc. See All Filings	D/A	2017-02-15 13:21:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001585361 Filed Document 0001585361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:21:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ascent Resources Officer Investments, LLC See All Filings	D	2017-02-15 13:19:22 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001697913 Filed Document 0001646815-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:19:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
IDEA Co-Investment Fund I, LP See All Filings	D	2017-02-15 13:18:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:18:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Resources, LLC See All Filings	D	2017-02-15 13:15:46 UTC
Amount To Be Raised $1,713,347 Associated Brokers / Dealers N/A CIK Number 0001646815 Filed Document 0001646815-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:15:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Brighton Multifamily DST See All Filings	D/A	2017-02-15 13:13:47 UTC
Amount To Be Raised $24,099,126 Associated Brokers / Dealers Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, Concorde Investment Services LLC, and DFPG Investments, Inc CIK Number 0001693202 Filed Document 0001693202-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:13:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AVENU MEDICAL, INC. See All Filings	D	2017-02-15 13:09:01 UTC
Amount To Be Raised $16,105,000 Associated Brokers / Dealers N/A CIK Number 0001502221 Filed Document 0001502221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:09:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Florham Park Sports Dome & Event Center LLC See All Filings	D	2017-02-15 13:04:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001697756 Filed Document 0001697754-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:04:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
ATARA CAPITAL PARTNERS, LP See All Filings	D	2017-02-15 13:01:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696103 Filed Document 0001140361-17-007639 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omage Labs Inc See All Filings	D	2017-02-15 13:00:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001698059 Filed Document 0001698059-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-15 13:00:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
70-76 Passaic Avenue LLC See All Filings	D	2017-02-15 12:56:05 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001697754 Filed Document 0001697754-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:56:05 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Turbo Tenant, LLC See All Filings	D	2017-02-15 12:47:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001698138 Filed Document 0001698138-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:47:46 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Premier Crop Systems Holding, LLC See All Filings	D	2017-02-15 12:43:18 UTC
Amount To Be Raised $4,650,444 Associated Brokers / Dealers N/A CIK Number 0001698147 Filed Document 0001698147-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:43:18 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Energy Fund 2016-A, LP See All Filings	D/A	2017-02-15 12:34:12 UTC
Amount To Be Raised $8,045,000 Associated Brokers / Dealers Alliance Energy Management LLC CIK Number 0001682985 Filed Document 0001682985-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:34:12 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Tower Fund-V, LP See All Filings	D/A	2017-02-15 12:28:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliance Partnership Management, LLC CIK Number 0001661109 Filed Document 0001682985-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-15 12:28:06 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Solera Brewing Group, LLC See All Filings	D	2017-02-15 12:26:38 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001697764 Filed Document 0001697764-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:26:38 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CRP VII Lexington Life Science Coinvestment, L.P. See All Filings	D	2017-02-15 12:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698050 Filed Document 0001698050-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:24:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Energy Fund 2016-A, LP See All Filings	D/A	2017-02-15 12:14:49 UTC
Amount To Be Raised $8,045,000 Associated Brokers / Dealers Alliance Energy Management LLC CIK Number 0001682985 Filed Document 0001682985-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:14:49 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Onshore Fund LP See All Filings	D/A	2017-02-15 12:13:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591089 Filed Document 0001315863-17-000167 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:13:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Overseas Fund Ltd. See All Filings	D/A	2017-02-15 12:12:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird& Co. Incorporated CIK Number 0001591028 Filed Document 0001315863-17-000166 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:12:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Zwick Partners LP See All Filings	D/A	2017-02-15 12:09:47 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001614546 Filed Document 0001614546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:09:47 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
York Distressed Asset Fund III (Cayman), L.P. See All Filings	D	2017-02-15 12:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697570 Filed Document 0001144204-17-009262 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:04:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiades Investment Partners, L.P. See All Filings	D/A	2017-02-15 12:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461400 Filed Document 0001461400-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Distressed Asset Fund III (Delaware), L.P. See All Filings	D	2017-02-15 12:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697409 Filed Document 0001144204-17-009259 Exclusions or Exemptions 506b Accepted Date 2017-02-15 12:00:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Distressed Asset Fund III, L.P. See All Filings	D	2017-02-15 11:58:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697403 Filed Document 0001144204-17-009257 Exclusions or Exemptions 506b Accepted Date 2017-02-15 11:58:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecosystem Integrity Fund III, L.P. See All Filings	D	2017-02-15 11:55:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers THOMAS CAPITAL GROUP, INC. CIK Number 0001697951 Filed Document 0001697951-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 11:55:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Advenir@Bear Valley Investors, LLC See All Filings	D	2017-02-15 11:55:35 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers N/A CIK Number 0001698165 Filed Document 0001698165-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 11:55:35 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CREDITPOINT SOFTWARE, LLC See All Filings	D	2017-02-15 11:35:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001698153 Filed Document 0001698153-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 11:35:46 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Radiate Holdings, L.P. See All Filings	D	2017-02-15 11:34:46 UTC
Amount To Be Raised $42,840,000 Associated Brokers / Dealers N/A CIK Number 0001698114 Filed Document 0001698114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 11:34:46 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCAMMEL GROUP I LLC See All Filings	D	2017-02-15 11:24:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698134 Filed Document 0001698134-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 11:24:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trian SPV XII, L.P. See All Filings	D	2017-02-15 11:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690267 Filed Document 0000902664-17-001232 Exclusions or Exemptions 506b Accepted Date 2017-02-15 11:17:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAG Partnership See All Filings	D/A	2017-02-15 11:09:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678537 Filed Document 0001678537-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-02-15 11:09:10 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Spring Tide Partners, LP See All Filings	D	2017-02-15 10:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690497 Filed Document 0001690497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 10:57:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASPIRIANT, LLC See All Filings	D	2017-02-15 10:56:10 UTC
Amount To Be Raised $6,916,638 Associated Brokers / Dealers N/A CIK Number 0001433541 Filed Document 0001433541-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-15 10:56:10 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SERAPH BIOSCIENCES, INC. See All Filings	D	2017-02-15 10:54:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001697736 Filed Document 0001697736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 10:54:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Aspiriant Holdings, LLC See All Filings	D	2017-02-15 10:54:23 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001554147 Filed Document 0001433541-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-15 10:54:23 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oxford Performance Materials, Inc. See All Filings	D	2017-02-15 10:42:59 UTC
Amount To Be Raised $10,776,660 Associated Brokers / Dealers NewCap Partners Inc. and Barclays Capital Inc. CIK Number 0001600399 Filed Document 0001600399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 10:42:59 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Klein Select Partners, LP See All Filings	D/A	2017-02-15 10:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633823 Filed Document 0001633823-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 10:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
16 Lots Brewing Company, LLC See All Filings	D	2017-02-15 10:18:05 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001697058 Filed Document 0001697058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 10:18:05 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
CapeView Volatility Fund See All Filings	D	2017-02-15 09:40:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697941 Filed Document 0001012975-17-000143 Exclusions or Exemptions 506b Accepted Date 2017-02-15 09:40:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BFC-MCP, LLC See All Filings	D/A	2017-02-15 09:20:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001627935 Filed Document 0001627935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 09:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN ENERGIES, INC. See All Filings	D	2017-02-15 09:20:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694417 Filed Document 0001694417-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 09:20:05 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt