Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AVISTONE PRESIDENTS S, LLC See All Filings	D	2016-10-14 14:34:22 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687413 Filed Document 0001687413-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 14:34:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Hot Dang, Inc. See All Filings	D	2016-10-14 14:33:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687506 Filed Document 0001615594-16-000255 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:33:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Stormfield Real Estate Income Fund LP See All Filings	D	2016-10-14 14:28:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687434 Filed Document 0001687434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CBC Partners I, LLC See All Filings	D/A	2016-10-14 14:25:10 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001524400 Filed Document 0001524400-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:25:10 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Zipwhip, Inc. See All Filings	D	2016-10-14 14:16:14 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001629107 Filed Document 0001629107-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:16:14 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AmeriClean Holdings LLC See All Filings	D/A	2016-10-14 14:15:02 UTC
Amount To Be Raised $11,049,338 Associated Brokers / Dealers N/A CIK Number 0001685151 Filed Document 0000897069-16-001071 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:15:02 UTC Type of Offering D/A Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Total Return Fund III LLC See All Filings	D	2016-10-14 14:14:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001687473 Filed Document 0001687160-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 14:14:55 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Sequitur Labs Inc. See All Filings	D	2016-10-14 14:12:39 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001498575 Filed Document 0001591408-16-000028 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:12:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Broad Reach Capital LP See All Filings	D/A	2016-10-14 14:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675889 Filed Document 0001675889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:00:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Caliber UX, Inc. See All Filings	D	2016-10-14 13:56:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001687006 Filed Document 0001687006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:56:57 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Kotak Infinity Fund See All Filings	D/A	2016-10-14 13:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529558 Filed Document 0001529558-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:54:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROUBAIX FUND, L.P. See All Filings	D/A	2016-10-14 13:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599168 Filed Document 0001599168-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:53:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVERCREST HEDGED EQUITY FUND (INTERNATIONAL) LTD. See All Filings	D/A	2016-10-14 13:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334613 Filed Document 0001012975-16-001537 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ovuline, Inc. See All Filings	D	2016-10-14 13:52:51 UTC
Amount To Be Raised $10,002,028 Associated Brokers / Dealers N/A CIK Number 0001565532 Filed Document 0001565532-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:52:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Electron Global Fund, Ltd. See All Filings	D/A	2016-10-14 13:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581750 Filed Document 0001012975-16-001536 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brick Lane, LLC See All Filings	D	2016-10-14 13:43:49 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001674918 Filed Document 0001674918-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:43:49 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alisio Holdings, LP See All Filings	D	2016-10-14 13:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687084 Filed Document 0001687084-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:42:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMPER VIC PARTNERS OFFSHORE, LTD. See All Filings	D/A	2016-10-14 13:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621700 Filed Document 0000919574-16-015868 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:39:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BW GLOBAL ENHANCED ABSOLUTE RETURN FUND, L.P. See All Filings	D/A	2016-10-14 13:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613869 Filed Document 0001613869-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW GLOBAL ENHANCED ABSOLUTE RETURN OFFSHORE FUND, LTD. See All Filings	D/A	2016-10-14 13:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613868 Filed Document 0001613868-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electron Global Fund, L.P. See All Filings	D/A	2016-10-14 13:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571943 Filed Document 0001012975-16-001535 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:31:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Exchange Program I, LLC See All Filings	D/A	2016-10-14 13:29:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Christina Nielson CIK Number 0001660076 Filed Document 0001660076-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:29:10 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Lighthouse Investments LLC, Series II See All Filings	D/A	2016-10-14 13:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622374 Filed Document 0001622374-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTH PEAK FUNDING LLC See All Filings	D	2016-10-14 13:09:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001687370 Filed Document 0001461859-16-000034 Exclusions or Exemptions 506c Accepted Date 2016-10-14 13:09:29 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
BAYARD GLOBAL HIGH DIVIDEND YIELD FUND LP See All Filings	D/A	2016-10-14 13:09:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516949 Filed Document 0001013594-16-001274 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:09:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ruggles Green Investors, LLC See All Filings	D	2016-10-14 13:08:31 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001687232 Filed Document 0001687232-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:08:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
16TH & CENTRAL, LLC See All Filings	D	2016-10-14 12:53:41 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001687452 Filed Document 0001687452-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:53:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Angulus Lending Opportunities Fund, LP See All Filings	D/A	2016-10-14 12:53:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651761 Filed Document 0001651761-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:53:36 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCM-ML, LLC See All Filings	D	2016-10-14 12:51:47 UTC
Amount To Be Raised $19,601,769 Associated Brokers / Dealers N/A CIK Number 0001686272 Filed Document 0001461373-16-000112 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:51:47 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protosthetics, LLC See All Filings	D	2016-10-14 12:50:04 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001687285 Filed Document 0001687285-16-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2016-10-14 12:50:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Salads Up, LLC See All Filings	D	2016-10-14 12:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687106 Filed Document 0001687106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:48:38 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Interra Energy Services Ltd. See All Filings	D	2016-10-14 12:36:49 UTC
Amount To Be Raised $1,564,765 Associated Brokers / Dealers None CIK Number 0001686335 Filed Document 0001686335-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:36:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ARISTEIA PARTNERS, L.P. See All Filings	D/A	2016-10-14 12:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066766 Filed Document 0001315863-16-001841 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:36:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aristeia International Ltd See All Filings	D/A	2016-10-14 12:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001078762 Filed Document 0001315863-16-001840 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noodle Partners, Inc. See All Filings	D	2016-10-14 12:29:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001686237 Filed Document 0001686237-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 12:29:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CLARION LION PROPERTIES FUND, LP See All Filings	D/A	2016-10-14 12:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129758 Filed Document 0001129758-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:29:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hermes Global Investment Funds (Cayman) Master, SPC - Hermes Emerging Asia Equity Fund S.P. See All Filings	D/A	2016-10-14 12:27:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589245 Filed Document 0000945621-16-000746 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:27:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Series Holdings LP - Series SLV Offshore See All Filings	D	2016-10-14 12:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687352 Filed Document 0001687352-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:25:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARAMETRICA ASIA INVESTMENTS, LTD See All Filings	D/A	2016-10-14 12:21:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673383 Filed Document 0001673383-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:21:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helocyte, Inc. See All Filings	D/A	2016-10-14 12:14:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001679808 Filed Document 0001679808-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:14:54 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ziyen Inc See All Filings	1-A/A	2016-10-14 12:13:51 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001680101 Filed Document 0001144204-16-128114 Accepted Date 2016-10-14 12:13:51 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business WYOMING Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
OK Roger Inc See All Filings	D/A	2016-10-14 12:11:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687251 Filed Document 0001687251-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:11:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Platform Athletics, LLC See All Filings	D	2016-10-14 12:09:26 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001687503 Filed Document 0001687503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:09:26 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
QVT Series Holdings LP - Series SLV Onshore See All Filings	D	2016-10-14 11:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687375 Filed Document 0001687375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 11:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2016-10-14 11:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000042 Exclusions or Exemptions 506b Accepted Date 2016-10-14 11:49:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2016-10-14 11:46:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-10-14 11:46:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROTHSCHILD SPECIAL OPPORTUNITIES FUND LLC See All Filings	D/A	2016-10-14 11:43:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653670 Filed Document 0000919574-16-015865 Exclusions or Exemptions 506b Accepted Date 2016-10-14 11:43:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PittMoss LLC See All Filings	D	2016-10-14 11:30:31 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001634025 Filed Document 0001634025-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-14 11:30:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nava Management, LLC See All Filings	D	2016-10-14 11:24:35 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001686259 Filed Document 0001686259-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 11:24:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
ECHO STREET GOODCO SELECT II, LP See All Filings	D/A	2016-10-14 11:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655214 Filed Document 0000919574-16-015863 Exclusions or Exemptions 506b Accepted Date 2016-10-14 11:08:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund