Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kinetic Funds, LLC See All Filings	D	2016-10-14 17:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687578 Filed Document 0001687578-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 17:32:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Pin Oak Real Estate Fund VII, LP See All Filings	D	2016-10-14 17:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687519 Filed Document 0001687519-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:28:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki Holdings, LP See All Filings	D	2016-10-14 17:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687364 Filed Document 0001687364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:27:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DGP Ownership Onshore Feeder Fund, L.P. See All Filings	D/A	2016-10-14 17:26:13 UTC
Amount To Be Raised $190,670,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001678668 Filed Document 0001678668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EF VC9, LP See All Filings	D	2016-10-14 17:24:48 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001687022 Filed Document 0001687022-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:24:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DGP Ownership Offshore Feeder Fund, L.P. See All Filings	D/A	2016-10-14 17:24:19 UTC
Amount To Be Raised $29,350,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001678669 Filed Document 0001678669-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C4 Imaging, LLC See All Filings	D	2016-10-14 17:23:31 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001481933 Filed Document 0001140361-16-082808 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:23:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EMMAUS LIFE SCIENCES, INC. See All Filings	D	2016-10-14 17:20:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001420031 Filed Document 0001104659-16-150324 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:20:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
True Partner Volatility U.S. Fund, LP See All Filings	D	2016-10-14 17:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682981 Filed Document 0001682981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:16:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zivo Bioscience, Inc. See All Filings	D	2016-10-14 17:15:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001101026 Filed Document 0001078782-16-003648 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:15:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
IMPACT ANALYTICS INC. See All Filings	D	2016-10-14 17:15:02 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001680513 Filed Document 0001680513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:15:02 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PineView Levered Fund, LP See All Filings	D/A	2016-10-14 17:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651044 Filed Document 0001651044-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:14:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SchoolStatus, LLC See All Filings	D/A	2016-10-14 17:11:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619888 Filed Document 0001619888-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:11:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
PineView Fund Ltd. See All Filings	D/A	2016-10-14 17:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621641 Filed Document 0001621641-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES Fund II LLC See All Filings	D	2016-10-14 16:59:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676431 Filed Document 0001676431-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LibertyView Credit Alpha Fund, L.P. See All Filings	D/A	2016-10-14 16:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581327 Filed Document 0000905718-16-001703 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PineView Fund, LP See All Filings	D/A	2016-10-14 16:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610981 Filed Document 0001610981-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:57:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibertyView Credit Alpha Fund, Ltd. See All Filings	D/A	2016-10-14 16:55:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581329 Filed Document 0000905718-16-001701 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:55:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AlphaFlow Diversification Fund 3, LP See All Filings	D	2016-10-14 16:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686866 Filed Document 0001686866-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 16:51:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Institutional Real Estate Partners IV, L.P. See All Filings	D/A	2016-10-14 16:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC and Axius Partners Pty CIK Number 0001649132 Filed Document 0000905718-16-001699 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:50:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkes Bay Partners, L.P. See All Filings	D/A	2016-10-14 16:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001390223 Filed Document 0000919574-16-015888 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:49:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Calico Veterinary Lending, LLC See All Filings	D	2016-10-14 16:49:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608942 Filed Document 0001608942-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:49:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Special Opportunities SBL Overseas Fund, Ltd. See All Filings	D	2016-10-14 16:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685628 Filed Document 0000919574-16-015886 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:46:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Holdings, Ltd. See All Filings	D/A	2016-10-14 16:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001456163 Filed Document 0000919574-16-015885 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:46:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Kingsley Building Partners, LLC See All Filings	D	2016-10-14 16:44:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001687534 Filed Document 0001687534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:44:57 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Archipelago Partners, L.P. See All Filings	D/A	2016-10-14 16:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-16-015882 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Duet Global Plus Fund Ltd See All Filings	D/A	2016-10-14 16:44:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574718 Filed Document 0000919574-16-015881 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:44:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Funding Group of California, LLC See All Filings	D	2016-10-14 16:40:17 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001521597 Filed Document 0001521597-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:40:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Stonepeak Infrastructure Fund II - Master Co-Investment Partners LP See All Filings	D	2016-10-14 16:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679538 Filed Document 0001679538-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:39:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIREP IV Institutional Feeder, L.P. See All Filings	D/A	2016-10-14 16:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC and Axius Partners Pty CIK Number 0001649131 Filed Document 0000905718-16-001697 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic Special Opportunities SBL Master Fund, LP See All Filings	D	2016-10-14 16:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685926 Filed Document 0000919574-16-015874 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2016-10-14 16:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various, Various, Various, Various, Various, Various, Various, Various, Various, and Various CIK Number 0000728240 Filed Document 0000937834-16-000135 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:34:56 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
HYPR Corp. See All Filings	D	2016-10-14 16:33:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616994 Filed Document 0001616994-16-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-14 16:33:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12 West Capital Fund Ltd. See All Filings	D/A	2016-10-14 16:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589327 Filed Document 0000905718-16-001695 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KeyNexus Inc. See All Filings	D	2016-10-14 16:32:16 UTC
Amount To Be Raised $3,149,495 Associated Brokers / Dealers N/A CIK Number 0001686902 Filed Document 0001686902-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:32:16 UTC Type of Offering D Industry Computers Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
12 WEST CAPITAL FUND LP See All Filings	D/A	2016-10-14 16:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532621 Filed Document 0000905718-16-001693 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:30:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Photon Medical Communications, Inc. See All Filings	D/A	2016-10-14 16:29:31 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619637 Filed Document 0001619637-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:29:31 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Welkin Capital Partners II, L.P. See All Filings	D	2016-10-14 16:29:05 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001686609 Filed Document 0001686609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extract Capital Offshore Ltd See All Filings	D/A	2016-10-14 16:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622041 Filed Document 0001622041-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Creek Pharmaceuticals, LLC See All Filings	D	2016-10-14 16:25:25 UTC
Amount To Be Raised $48,000,150 Associated Brokers / Dealers Octagon Capital Group, LLC CIK Number 0001687481 Filed Document 0001687481-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:25:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
KINTAIL PARTNERS FUND, LLC See All Filings	D/A	2016-10-14 16:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686234 Filed Document 0001686234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
RGV Technology Transfer Fund I, LP See All Filings	D	2016-10-14 16:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687461 Filed Document 0001687461-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:20:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2016-10-14 16:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, and Various Agents CIK Number 0000728240 Filed Document 0000937834-16-000134 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:15:54 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Tibit Communications, Inc. See All Filings	D	2016-10-14 16:15:09 UTC
Amount To Be Raised $14,647,900 Associated Brokers / Dealers N/A CIK Number 0001687426 Filed Document 0001687426-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:15:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZOOMAWAY TRAVEL INC. See All Filings	D	2016-10-14 16:14:31 UTC
Amount To Be Raised $637,255 Associated Brokers / Dealers N/A CIK Number 0001541054 Filed Document 0001183740-16-000441 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:14:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Consulting Group, LLC See All Filings	D	2016-10-14 16:12:30 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001684558 Filed Document 0001684558-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 16:12:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Chasm Advanced Materials, Inc. See All Filings	D	2016-10-14 16:12:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687357 Filed Document 0001687357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:12:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-10-14 16:10:38 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:10:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FantasySports.com, Inc. See All Filings	D	2016-10-14 16:02:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687554 Filed Document 0001687554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:02:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series See All Filings	D/A	2016-10-14 16:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559472 Filed Document 0001559472-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund