Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MERGANSER CORE PLUS BOND FUND LLC See All Filings	D/A	2017-02-17 13:27:29 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001200289 Filed Document 0001200289-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 13:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuron Investment Holdings, LLC See All Filings	D	2017-02-17 13:20:50 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001698409 Filed Document 0001698409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 13:20:50 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CERES FOOD & AGRICULTURE OPPORTUNITY FUND, L.P. See All Filings	D/A	2017-02-17 13:03:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667300 Filed Document 0001667300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 13:03:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sun Basket, Inc. See All Filings	D	2017-02-17 13:00:17 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001681475 Filed Document 0001681475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 13:00:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encoda LLC See All Filings	D	2017-02-17 12:54:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001698302 Filed Document 0001698302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:54:52 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Clemson Ridge, LLC See All Filings	D	2017-02-17 12:52:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001698397 Filed Document 0001698397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:52:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PAVLIK CAPITAL PARTNERS LLC See All Filings	D/A	2017-02-17 12:49:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429822 Filed Document 0001429822-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:49:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hollywood Indie Studio Corp See All Filings	D/A	2017-02-17 12:48:24 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers ferd b sebastian CIK Number 0001591826 Filed Document 0001591826-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-02-17 12:48:24 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Luminus Energy Partners QP LP See All Filings	D/A	2017-02-17 12:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307684 Filed Document 0001680007-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:45:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adveq Technology IX S.C.S. See All Filings	D	2017-02-17 12:43:42 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CV BROKERAGE, INC CIK Number 0001697676 Filed Document 0001697676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGSBURY RUN PARTNERS, LP See All Filings	D/A	2017-02-17 12:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595269 Filed Document 0000919574-17-002143 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:40:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Adveq Europe Direct II S.C.S. See All Filings	D	2017-02-17 12:39:22 UTC
Amount To Be Raised $265,392,500 Associated Brokers / Dealers CV BROKERAGE, INC CIK Number 0001697652 Filed Document 0001697652-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:39:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Middle-Market Direct Lending Unlevered Fund, L.P. See All Filings	D	2017-02-17 12:35:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697917 Filed Document 0001697917-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:35:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AB Alpha Europe Long Only Fund LP See All Filings	D	2017-02-17 12:31:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698407 Filed Document 0000902664-17-001273 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:31:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Even Financial, Inc. See All Filings	D	2017-02-17 12:28:27 UTC
Amount To Be Raised $6,131,563 Associated Brokers / Dealers N/A CIK Number 0001636313 Filed Document 0001636313-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:28:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAVLIK CAPITAL PARTNERS LLC See All Filings	D/A	2017-02-17 12:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429822 Filed Document 0001429822-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:26:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCA Alternative Income Fund, LP See All Filings	D/A	2017-02-17 12:24:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601543 Filed Document 0001601543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:24:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Middle-Market Direct Lending Fund, L.P. See All Filings	D	2017-02-17 12:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697918 Filed Document 0001697918-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Road Retail 1, LLC See All Filings	D	2017-02-17 12:17:45 UTC
Amount To Be Raised $1,394,967 Associated Brokers / Dealers N/A CIK Number 0001698377 Filed Document 0001698377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:17:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
BCA Partners Fund, LP See All Filings	D/A	2017-02-17 12:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478747 Filed Document 0001478747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LUMINUS ENERGY PARTNERS LTD See All Filings	D/A	2017-02-17 12:13:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342506 Filed Document 0001680007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:13:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Nimble, Inc. See All Filings	D	2017-02-17 12:05:10 UTC
Amount To Be Raised $12,547,097 Associated Brokers / Dealers N/A CIK Number 0001697133 Filed Document 0001697133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:05:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FLEX CLASS HOLDINGS INC. See All Filings	D	2017-02-17 12:02:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688116 Filed Document 0001688116-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-17 12:02:43 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Empire Medicinals, Inc. See All Filings	D	2017-02-17 12:02:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697880 Filed Document 0001697880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 12:02:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Novellus LLC See All Filings	D	2017-02-17 11:58:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001687472 Filed Document 0001687472-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:58:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Provino Technologies Inc. See All Filings	D	2017-02-17 11:56:22 UTC
Amount To Be Raised $2,499,992 Associated Brokers / Dealers N/A CIK Number 0001697512 Filed Document 0001697512-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:56:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corporate Investments Group, Inc See All Filings	1-A	2017-02-17 11:53:17 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001696900 Filed Document 0001696900-17-000005 Accepted Date 2017-02-17 11:53:17 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business ILLINOIS Revenue or Assets $142,928 State of Jurisdiction ILLINOIS Type of Security Equity (common or preferred stock)
Reno Student Housing, DST See All Filings	D/A	2017-02-17 11:47:45 UTC
Amount To Be Raised $42,471,000 Associated Brokers / Dealers Select Capital Corporation, Intercarolina Financial Services, Inc., Center Street Securities, Inc., Shopoff Securities, Inc., Investacorp, Inc., Dempsey Lord Smith, LLC, Sandlapper Securities, LLC, WestPark Capital, Inc., and Crown Capital Securities, L.P. CIK Number 0001693883 Filed Document 0001693883-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:47:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vantage Point Funding I, LLC See All Filings	D	2017-02-17 11:47:11 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001698416 Filed Document 0001698416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:47:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Manalapan Oracle Eagle Fund L.P. See All Filings	D/A	2017-02-17 11:46:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366699 Filed Document 0000919574-17-002140 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:46:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BLR Capital Partners, LP See All Filings	D/A	2017-02-17 11:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001281170 Filed Document 0000919574-17-002138 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:42:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GLADWYNE FUND, LP See All Filings	D/A	2017-02-17 11:36:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tim Morgan CIK Number 0001600414 Filed Document 0000919574-17-002136 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:36:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
3AxisData LLC See All Filings	D	2017-02-17 11:32:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001687685 Filed Document 0001687685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:32:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Mulholland Fund, L.P. /CA See All Filings	D/A	2017-02-17 11:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458714 Filed Document 0001095449-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:31:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATALANTA VARIABLE FUND, L.P. See All Filings	D/A	2017-02-17 11:29:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001023399 Filed Document 0000919574-17-002134 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Ventures 4 L.P. See All Filings	D/A	2017-02-17 11:23:29 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001667000 Filed Document 0001667000-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:23:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signpost Capital Master Fund Ltd. See All Filings	D/A	2017-02-17 11:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540736 Filed Document 0000919574-17-002129 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:19:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RIVERSIDE EUROPE FUND V, L.P. See All Filings	D/A	2017-02-17 11:18:13 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers EVERCORE GROUP, L.L.C. CIK Number 0001662055 Filed Document 0001662055-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:18:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOYAGER GLOBAL SELECT FUND LP See All Filings	D	2017-02-17 11:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial, Frontier Solutions, and GS Capital Mgmt CIK Number 0001491351 Filed Document 0001491351-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:13:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOYAGER SPECIALISTS LP See All Filings	D	2017-02-17 11:10:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072439 Filed Document 0001384714-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:10:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAFCO-VOYAGER GLOBAL FUND LP See All Filings	D	2017-02-17 11:07:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384714 Filed Document 0001384714-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:07:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greylock Global Focus Offshore Fund Ltd. See All Filings	D	2017-02-17 11:07:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697407 Filed Document 0001012975-17-000151 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:07:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Global Fund, Ltd. See All Filings	D	2017-02-17 11:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management LLC, Frontier Solutions, and UBS Financial Srv CIK Number 0001375133 Filed Document 0001263656-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:04:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-Circuit Motors, Inc. See All Filings	D	2017-02-17 11:04:00 UTC
Amount To Be Raised $1,999,960 Associated Brokers / Dealers N/A CIK Number 0001647561 Filed Document 0001647561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:04:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Greylock Global Focus Fund LP See All Filings	D	2017-02-17 11:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697405 Filed Document 0001012975-17-000150 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signpost Capital Fund Ltd. See All Filings	D/A	2017-02-17 11:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540735 Filed Document 0000919574-17-002127 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Global Absolute Return Insurance Fund, L.P. See All Filings	D	2017-02-17 11:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Synthesis Advisors CIK Number 0001263656 Filed Document 0001263656-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 11:01:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyager Global Master Fund, L.P. See All Filings	D	2017-02-17 10:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Synthesis, GS Capital Management LLC, Frontier Solutions, and UBS Financial CIK Number 0001259373 Filed Document 0001259373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:58:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyager Global Select Fund Ltd See All Filings	D	2017-02-17 10:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management LLC, Frontier Solutions, and UBS Financial Srv CIK Number 0001493382 Filed Document 0001493382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:54:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signpost Capital Partners, LP See All Filings	D/A	2017-02-17 10:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540737 Filed Document 0000919574-17-002125 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity