Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Harvest Station Sponsor, LLC See All Filings	D	2016-10-19 17:27:09 UTC
Amount To Be Raised $24,400,000 Associated Brokers / Dealers N/A CIK Number 0001687966 Filed Document 0001687966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:27:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Creekside Vista, LLC See All Filings	D	2016-10-19 17:23:55 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001687787 Filed Document 0001687787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:23:55 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FIRST BANCSHARES INC /MS/ See All Filings	D	2016-10-19 17:20:18 UTC
Amount To Be Raised $63,249,995 Associated Brokers / Dealers Fig Partners, LLC, Stephens Inc., and Keefe, Bruyette & Woods, Inc. CIK Number 0000947559 Filed Document 0001144204-16-128634 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:20:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
HOMEUNION HOLDINGS, INC. See All Filings	1-A/A	2016-10-19 17:20:17 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001639241 Filed Document 0001144204-16-128633 Accepted Date 2016-10-19 17:20:17 UTC Type of Offering 1-A/A Industry REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,211,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AIM Upstream LLC See All Filings	D	2016-10-19 17:19:04 UTC
Amount To Be Raised $28,875,000 Associated Brokers / Dealers N/A CIK Number 0001671864 Filed Document 0001671864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:19:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UY First LLC See All Filings	D	2016-10-19 17:04:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687646 Filed Document 0001012975-16-001543 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:04:31 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AIM Land L.P. See All Filings	D	2016-10-19 17:03:39 UTC
Amount To Be Raised $37,113,500 Associated Brokers / Dealers N/A CIK Number 0001671863 Filed Document 0001671863-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:03:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALTERRA RESOURCE CORP See All Filings	D	2016-10-19 17:03:36 UTC
Amount To Be Raised $188,560 Associated Brokers / Dealers N/A CIK Number 0001422669 Filed Document 0001422669-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-19 17:03:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SILVERFERN BR, L.P. See All Filings	D	2016-10-19 17:01:44 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers N/A CIK Number 0001687695 Filed Document 0001687695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:01:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SILVERFERN BR (CAYMAN), L.P. See All Filings	D	2016-10-19 17:01:10 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers N/A CIK Number 0001687697 Filed Document 0001687697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:01:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Core Ventures II, LLC See All Filings	D	2016-10-19 17:00:33 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001571617 Filed Document 0001193805-16-004150 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:00:33 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Covalent Housing Co-Investment Opportunity, LP See All Filings	D/A	2016-10-19 16:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627682 Filed Document 0001627682-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:57:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAI ROCKWOOD, LP See All Filings	D	2016-10-19 16:55:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001687687 Filed Document 0001687687-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:55:19 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Covalent Capital Partners, LP See All Filings	D/A	2016-10-19 16:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001456168 Filed Document 0001456168-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:53:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalent Housing Co-Investment Opportunity (Offshore), L.P. See All Filings	D/A	2016-10-19 16:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627681 Filed Document 0001627681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:51:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVALENT CAPITAL PARTNERS (OFFSHORE) L.P. See All Filings	D/A	2016-10-19 16:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001369340 Filed Document 0001369340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Rails Services, LLC See All Filings	D	2016-10-19 16:47:31 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001687915 Filed Document 0001079973-16-001224 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:47:31 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Aggressive Long/Short Fund LLC See All Filings	D	2016-10-19 16:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686751 Filed Document 0001686751-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:44:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Lenexa Investors 1, LLC See All Filings	D	2016-10-19 16:41:28 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001687785 Filed Document 0001687785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:41:28 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIM Landfill, L.P. See All Filings	D	2016-10-19 16:41:14 UTC
Amount To Be Raised $27,821,500 Associated Brokers / Dealers N/A CIK Number 0001671868 Filed Document 0001671868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:41:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saga Global Capital Management, LLC See All Filings	D	2016-10-19 16:40:56 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687925 Filed Document 0001687925-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:40:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series U-1 See All Filings	D	2016-10-19 16:40:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001687911 Filed Document 0001687911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:40:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RINO TOD LLC See All Filings	D	2016-10-19 16:38:04 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001687224 Filed Document 0001687224-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:38:04 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ENTEGRION INC See All Filings	D/A	2016-10-19 16:36:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001392253 Filed Document 0001392253-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:36:28 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Ashmore Venezuela Recovery Fund Ltd See All Filings	D	2016-10-19 16:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001686018 Filed Document 0001686018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunt Lane Capital Fund Ltd. See All Filings	D/A	2016-10-19 16:35:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623725 Filed Document 0001623725-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:35:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENCO SHIPPING & TRADING LTD See All Filings	D	2016-10-19 16:34:21 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001326200 Filed Document 0001140361-16-083083 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:34:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Phase II Fund LP See All Filings	D/A	2016-10-19 16:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542859 Filed Document 0001140361-16-083082 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saga Management Co See All Filings	D	2016-10-19 16:31:08 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687924 Filed Document 0001687924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:31:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Hunt Lane Capital Fund LP See All Filings	D/A	2016-10-19 16:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589329 Filed Document 0001589329-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Critical Informatics Inc. See All Filings	D/A	2016-10-19 16:21:38 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers CFR-INC. CIK Number 0001678255 Filed Document 0001678255-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:21:38 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Spirits, Inc. See All Filings	C	2016-10-19 16:21:05 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001687373 Filed Document 0001670254-16-000165 Accepted Date 2016-10-19 16:21:05 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
UMAX GROUP CORP. See All Filings	D	2016-10-19 16:14:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers UMAX GROUP CORP CIK Number 0001517709 Filed Document 0001517709-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-10-19 16:14:34 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Loop Media, Inc. See All Filings	D	2016-10-19 16:12:46 UTC
Amount To Be Raised $6,901,200 Associated Brokers / Dealers N/A CIK Number 0001687844 Filed Document 0001687844-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:12:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Managed Futures Custom Solutions Fund LP See All Filings	D/A	2016-10-19 16:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590482 Filed Document 0001590482-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VFU LLC See All Filings	D/A	2016-10-19 16:05:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001672768 Filed Document 0001672768-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:05:49 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR MRP Offshore Fund, L.P. See All Filings	D/A	2016-10-19 16:00:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559220 Filed Document 0001559220-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:00:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stallion Texas Real Estate Fund, LLC See All Filings	D/A	2016-10-19 16:00:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001577129 Filed Document 0001577129-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:00:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Optulink, Inc. See All Filings	D	2016-10-19 16:00:11 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001580266 Filed Document 0001580266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:00:11 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BiscuitBrain, Inc. See All Filings	D	2016-10-19 15:54:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687850 Filed Document 0001687850-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:54:39 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Luckywork, Inc. See All Filings	D	2016-10-19 15:52:24 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001687256 Filed Document 0001687256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:52:24 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BT To Go, LLC See All Filings	D	2016-10-19 15:46:31 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001687963 Filed Document 0001687963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:46:31 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aquinas Capital II, LLC See All Filings	D	2016-10-19 15:43:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers McRay Money Management, LLC CIK Number 0001687937 Filed Document 0001687937-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:43:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Detroit City Distillery, LLC See All Filings	D	2016-10-19 15:40:54 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001687947 Filed Document 0001687947-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:40:54 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BEAN BOX, INC. See All Filings	D/A	2016-10-19 15:40:13 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001559745 Filed Document 0001559745-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:40:13 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bluegrass Lake, LLC See All Filings	D	2016-10-19 15:37:41 UTC
Amount To Be Raised $1,999,800 Associated Brokers / Dealers N/A CIK Number 0001687732 Filed Document 0001687732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:37:41 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
BBM Brazil Equity Fund LLC See All Filings	D/A	2016-10-19 15:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:37:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO COF III Co-Investment Feeder Fund LP See All Filings	D	2016-10-19 15:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687843 Filed Document 0001687843-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:35:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA TOTAL RETURN FUND LP See All Filings	D/A	2016-10-19 15:34:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill, Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459599 Filed Document 0001559220-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:34:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP TRI-CITIES LLC See All Filings	D	2016-10-19 15:25:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001682020 Filed Document 0001682020-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 15:25:09 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity