Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
XF TECHNOLOGIES INC. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $3,013,294 Associated Brokers / Dealers N/A CIK Number 0001546414 Filed Document 0001546414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Tech Fund LP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001600385 Filed Document 0001600385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UBS (US) TRUMBULL PROPERTY FUND LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430080 Filed Document 0001430080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE WIND POWER INC. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,011,240 Associated Brokers / Dealers N/A CIK Number 0001502317 Filed Document 0001140361-14-008880 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
POWERHIVE INC. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600702 Filed Document 0001600702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
UNITED SECURITY INVESTORS II, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518324 Filed Document 0001518324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Criterion Capital Partners Ltd. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254282 Filed Document 0000935836-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
e-Chromic Technologies, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001600622 Filed Document 0001600622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SOGP LP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600671 Filed Document 0001019056-14-000274 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intrinsic Medical Imaging LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001540811 Filed Document 0001540811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Splice Machine Inc See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $17,999,998 Associated Brokers / Dealers N/A CIK Number 0001557701 Filed Document 0001557701-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LifePrint Group, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001560677 Filed Document 0001560677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Talkot Institutional Fund, L.P. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560608 Filed Document 0001560608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
III Fund Ltd. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC CIK Number 0001469720 Filed Document 0001077921-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $172,636,514 Associated Brokers / Dealers Dan Roberts and J D Tanner CIK Number 0001135856 Filed Document 0001135856-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS (US) TRUMBULL PROPERTY INCOME FUND LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429979 Filed Document 0001430080-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NORTHGATE VI-B VC, L.P. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600518 Filed Document 0001600518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JMG PARTNERS LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391880 Filed Document 0001315863-14-000107 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compound Holdings I, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $412,000,000 Associated Brokers / Dealers N/A CIK Number 0001600837 Filed Document 0001600837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Picmonic, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001541521 Filed Document 0001541521-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ARCHON PARTNERS LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027986 Filed Document 0001595990-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLADWYNE FUND, LP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tim Morgan and Dominic Trusted CIK Number 0001600414 Filed Document 0000919574-14-001898 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardiac Technologies International Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001600510 Filed Document 0001600510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
AltaMira Mortgage Partners LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001599881 Filed Document 0001140361-14-008789 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CITRINE CAPITAL OFFSHORE FEEDER, LTD. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600412 Filed Document 0000919574-14-001901 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PJ INVESTOR, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,520,000 Associated Brokers / Dealers N/A CIK Number 0001598287 Filed Document 0001598287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Stoney Creek Investors of Independence, L.L.C. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001600259 Filed Document 0001600259-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
SugarCRM Inc See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $8,919,533 Associated Brokers / Dealers N/A CIK Number 0001298253 Filed Document 0001298253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SCOTT MACON ASSET MANAGEMENT FUND LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCOTT-MACON SECURITIES, INC. CIK Number 0001420713 Filed Document 0001144204-14-010780 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III Global Ltd. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., James River Securities Corp., Frontier Solutions, LLC, and Norfolk Markets, LLC CIK Number 0001469719 Filed Document 0001469719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRO Analytics, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600421 Filed Document 0001600421-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ARCA biopharma, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $326,158 Associated Brokers / Dealers N/A CIK Number 0000907654 Filed Document 0001500553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ARCHON FOCUS INVESTMENTS LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459029 Filed Document 0001595990-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Desert Hawk Gold Corp. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $11,989,492 Associated Brokers / Dealers N/A CIK Number 0001168081 Filed Document 0001441557-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Myriad Opportunities Offshore Fund Ltd See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544271 Filed Document 0001544271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS (US) TRUMBULL PROPERTY GROWTH & INCOME FUND LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510092 Filed Document 0001430080-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aravt Global Fund Ltd. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599810 Filed Document 0000919574-14-001897 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGWGG Investments, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers David Osborn and Chris Osborn CIK Number 0001600593 Filed Document 0001104659-14-011836 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PLH GROUP, INC. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,524,900 Associated Brokers / Dealers N/A CIK Number 0001549468 Filed Document 0001140361-14-008953 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LS Power Capital, LP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001545374 Filed Document 0001545374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
PenBlade, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001600558 Filed Document 0001600558-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ncyclo Corp. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600513 Filed Document 0001600513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Island Breeze Systems CA, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001600627 Filed Document 0001600627-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
NORTH SURGERY CENTER LP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001041001 Filed Document 0001041001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bill The Butcher, Inc. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001375554 Filed Document 0001185185-14-000396 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ionic Security Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $25,588,124 Associated Brokers / Dealers N/A CIK Number 0001554612 Filed Document 0001554612-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Monogram TPS Holdings, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001600371 Filed Document 0001600371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS AgriVest Farmland Fund Inc See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001368836 Filed Document 0001368836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity