|
|
D |
2016-10-26 11:20:37 UTC |
- Amount To Be Raised
- $3,000,048
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545111
- Filed Document
- 0001545111-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:20:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:20:17 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653502
- Filed Document
- 0001653502-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:20:17 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
C |
2016-10-26 11:13:22 UTC |
- Financial Interest
- No
- Filing Platform
- Indie Crowd Funder, LLC.
- Offering Amount
- $1,000,000
- CIK Number
- 0001688437
- Filed Document
- 0001688437-16-000003
- Accepted Date
- 2016-10-26 11:13:22 UTC
- Type of Offering
- C
- Security Offered Amount
- 1,000,000
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D |
2016-10-26 10:54:59 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672409
- Filed Document
- 0001672409-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:54:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 10:45:41 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539252
- Filed Document
- 0001539252-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:45:41 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:44:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Groton Securities LLC
- CIK Number
- 0001555412
- Filed Document
- 0000908662-16-000593
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:44:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:30:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Securities LLC, and Summit Equities Inc.
- CIK Number
- 0001546544
- Filed Document
- 0001546544-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:30:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 10:28:30 UTC |
- Amount To Be Raised
- $250,877
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534102
- Filed Document
- 0001534102-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:28:30 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 10:21:38 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573836
- Filed Document
- 0001573836-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:21:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:18:51 UTC |
- Amount To Be Raised
- $160,000,000
- Associated Brokers / Dealers
- Calton & Associates, Inc., Cambridge Investment Research, Inc., Concorde Investment Services, LLC, Commonwealth Financial Network, Independent Financial Group, LLC, Lincoln Investment, M Holdings Securities, Inc., Parkland Securities, LLC, Securities America, Inc., Sigma Financial Corporation, The Strategic Financial Alliance, Inc., Triad Advisors, Inc., Trustmont Financial Group, Inc., Kalos Capital, Inc., Arete Wealth Management, LLC, DFPG Investments, Inc., Ameritas Investment Corp., Woodbury Financial Services, Inc., and Broker Dealer Financial Services Corp.
- CIK Number
- 0001670346
- Filed Document
- 0001670346-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:18:51 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:16:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., and Western International Securities, Inc.
- CIK Number
- 0001623075
- Filed Document
- 0001687661-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:16:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 10:11:17 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684993
- Filed Document
- 0001684993-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:11:17 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:07:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc.
- CIK Number
- 0001589418
- Filed Document
- 0001589418-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:07:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 09:52:37 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596535
- Filed Document
- 0001596535-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 09:52:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
C |
2016-10-25 22:09:32 UTC |
- Financial Interest
- No
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001687382
- Filed Document
- 0001670254-16-000178
- Accepted Date
- 2016-10-25 22:09:32 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- TEXAS
|
|
|
D |
2016-10-25 20:57:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688083
- Filed Document
- 0001688083-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 20:57:24 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-10-25 20:12:02 UTC |
- Amount To Be Raised
- $8,595,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683922
- Filed Document
- 0001683922-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 20:12:02 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-25 19:44:50 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688279
- Filed Document
- 0001688279-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 19:44:50 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-25 19:17:40 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684304
- Filed Document
- 0001684304-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 19:17:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2016-10-25 19:00:14 UTC |
- Financial Interest
- No
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $25,000
- CIK Number
- 0001687500
- Filed Document
- 0001670254-16-000176
- Accepted Date
- 2016-10-25 19:00:14 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- CALIFORNIA
|
|
|
D/A |
2016-10-25 18:58:14 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650487
- Filed Document
- 0001650487-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:58:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-25 18:58:00 UTC |
- Amount To Be Raised
- $5,687,695
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687746
- Filed Document
- 0001687746-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:58:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-25 18:46:51 UTC |
- Amount To Be Raised
- $9,641,070
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567720
- Filed Document
- 0001567720-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:46:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-25 18:38:33 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital, Inc., Chapin Davis, Inc., ProEquities, Inc., Chauner Securities, Sandlapper Securities, LLC, and Legacy Wealth Management LLC
- CIK Number
- 0001667521
- Filed Document
- 0001667521-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:38:33 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-25 18:31:51 UTC |
- Amount To Be Raised
- $774,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000853789
- Filed Document
- 0000853789-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:31:51 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2016-10-25 18:25:15 UTC |
- Amount To Be Raised
- $14,443,152
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457134
- Filed Document
- 0001457134-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:25:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-25 18:18:32 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688375
- Filed Document
- 0001688375-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:18:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-25 18:13:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kipling Capital, Inc., Greenhill & Co., LLC, and Raymond James & Associates, Inc.
- CIK Number
- 0001655735
- Filed Document
- 0001655735-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:13:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-25 18:11:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kipling Capital, Inc., Greenhill & Co., LLC, and Raymond James & Associates, Inc.
- CIK Number
- 0001655733
- Filed Document
- 0001655735-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:11:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2016-10-25 18:10:32 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672461
- Filed Document
- 0001477932-16-013112
- Accepted Date
- 2016-10-25 18:10:32 UTC
- Type of Offering
- 1-A/A
- Industry
- CONSTRUCTION - SPECIAL TRADE CONTRACTORS
- Offering Tier
- Tier2
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $0
- State of Jurisdiction
- COLORADO
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-10-25 18:08:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kipling Capital, Inc., Greenhill & Co., LLC, and Raymond James & Associates, Inc.
- CIK Number
- 0001655734
- Filed Document
- 0001655734-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 18:08:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-25 17:48:02 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685239
- Filed Document
- 0001685239-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:48:02 UTC
- Type of Offering
- D
- Industry
- Tourism and Travel Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-25 17:46:37 UTC |
- Amount To Be Raised
- $425,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685239
- Filed Document
- 0001685239-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:46:37 UTC
- Type of Offering
- D
- Industry
- Tourism and Travel Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-25 17:45:03 UTC |
- Amount To Be Raised
- $500,005
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685239
- Filed Document
- 0001685239-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:45:03 UTC
- Type of Offering
- D
- Industry
- Tourism and Travel Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-25 17:40:17 UTC |
- Amount To Be Raised
- $450,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688100
- Filed Document
- 0001688100-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-10-25 17:40:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-25 17:38:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporation
- CIK Number
- 0001657552
- Filed Document
- 0001657552-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:38:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-25 17:29:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493785
- Filed Document
- 0001493785-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:29:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-25 17:29:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporation
- CIK Number
- 0001657550
- Filed Document
- 0001657548-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:29:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-25 17:26:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, Wunderlich Securities, Summit Equities, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, Macquarie, D.A Davidson, Lebentahl & Co. LLC, NFP Advisors LLC, Stephens, Inc., Arete Wealth Management LLC, Spire Securities LLC, Kestra Investment Services LLC, William Blair, Triad Advisors, Inc., Monarch Capital Group, LLC, Halen Capital, and Dominick & Dominick
- CIK Number
- 0001523894
- Filed Document
- 0001523894-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:26:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-25 17:13:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporation
- CIK Number
- 0001657548
- Filed Document
- 0001657548-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:13:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-25 17:03:32 UTC |
- Amount To Be Raised
- $780,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687940
- Filed Document
- 0001687940-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:03:32 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-10-25 17:03:16 UTC |
- Amount To Be Raised
- $1,160,883,972
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585790
- Filed Document
- 0001104659-16-151963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:03:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-10-25 17:02:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STANDARD LIFE INVESTMENTS SECURITIES LLC
- CIK Number
- 0001688209
- Filed Document
- 0001688209-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:02:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-25 17:00:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688233
- Filed Document
- 0001315863-16-001856
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 17:00:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-25 16:59:12 UTC |
- Amount To Be Raised
- $41,877
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687914
- Filed Document
- 0001687914-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 16:59:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-25 16:53:50 UTC |
- Amount To Be Raised
- $55,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688205
- Filed Document
- 0001688205-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 16:53:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D |
2016-10-25 16:50:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688457
- Filed Document
- 0001688457-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 16:50:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-25 16:47:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Joel Isaacson & Co., Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, NFP Advisor Services LLC, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Halen Capital, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., and Monarch Capital Group, LLC
- CIK Number
- 0001523884
- Filed Document
- 0001523884-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 16:47:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-25 16:38:38 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555288
- Filed Document
- 0001555288-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 16:38:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Debt
|
|
|
D/A |
2016-10-25 16:38:21 UTC |
- Amount To Be Raised
- $21,715,585
- Associated Brokers / Dealers
- Inland Securities Corporation, Thomas M. Hess, Marcia A. Geltman, Jonathan R. Creighton, John S. Weiss, Christina S. Nielson, William S. Sheehan, Craig M. Rollins, Michael A. Bendix, Robert S. Smith, Ronald W. Manning II, Edwin A, Day, Brian R. Bennett, Joseph G. Michaletz, Blayne A. Andersen, John G. Chess, Timothy W. Murphrey, Joshua C. Koehnen, Jonathan D. Keller, Chay T. Lapin, Robert C. Straton, Tom Velken, Jeff W. Graumlich, James M. Gambaccini, Eric S. Scaff, David B. Levinson, Thomas J. Ealy, Kent A. Cooper, Leslie A. Cannon, James T. Walesa, William A. Meloy, Jeffrey M. Warren, John H. Scully, James M. Gambacinni, David G. Meacham, Carl F. Worden III, Joral T. Schmalle, Robert W. Bruner, Richard Zuvella, James M. Raine, Joesph R. Broadbent, Marcel Pahmer, Brian D. Vosberg, Adam J. Bryan, Aaron J. Fulton, Tim D. Clairmont, Kerry E. Taylor, Mark L. Bain, Robert R. Tweed, Richard M. Waters Jr, Deirdre M. Hartmann, Ross A. Pedersen, Adam E. Buchanan, Andrew C. Harvey, and Byron J. Ishiwata
- CIK Number
- 0001680369
- Filed Document
- 0001680369-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-25 16:38:21 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|