|
|
D/A |
2016-10-26 14:40:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677475
- Filed Document
- 0001677475-16-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-10-26 14:40:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 14:36:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571935
- Filed Document
- 0001571935-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-10-26 14:36:18 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 14:35:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558583
- Filed Document
- 0001461859-16-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 14:35:32 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 14:34:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569727
- Filed Document
- 0001569727-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-10-26 14:34:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-26 14:33:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporaton
- CIK Number
- 0001654654
- Filed Document
- 0001654654-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 14:33:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 14:31:33 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649260
- Filed Document
- 0001649260-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 14:31:33 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 14:28:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, and H. Bruderer Vermongensverwalturg
- CIK Number
- 0001523881
- Filed Document
- 0001523881-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 14:28:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 14:07:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687070
- Filed Document
- 0001687070-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 14:07:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 14:03:02 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686809
- Filed Document
- 0001686809-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-10-26 14:03:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 13:59:53 UTC |
- Amount To Be Raised
- $5,600,000
- Associated Brokers / Dealers
- Bruce V. Roberts, Bruce Smith, Peter Milhaupt, Phillip Nash Roberts, and John Stanier
- CIK Number
- 0001584804
- Filed Document
- 0001584804-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:59:53 UTC
- Type of Offering
- D/A
- Industry
- Coal Mining
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 13:35:33 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001314281
- Filed Document
- 0001615594-16-000257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:35:33 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-10-26 13:24:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626310
- Filed Document
- 0001315863-16-001858
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:24:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 13:22:42 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688510
- Filed Document
- 0001688510-16-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2016-10-26 13:22:42 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 13:19:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. and RAYMOND JAMES & ASSOCIATES, INC.
- CIK Number
- 0001447552
- Filed Document
- 0000899140-16-001661
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:19:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 13:17:29 UTC |
- Amount To Be Raised
- $50,474,120
- Associated Brokers / Dealers
- More than five (5) Associated Persons
- CIK Number
- 0001686381
- Filed Document
- 0001144204-16-129540
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:17:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 13:17:21 UTC |
- Amount To Be Raised
- $750,026
- Associated Brokers / Dealers
- Sprott Global Resource Investments, Ltd.
- CIK Number
- 0001687794
- Filed Document
- 0001534122-16-000118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:17:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A |
2016-10-26 13:13:00 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687870
- Filed Document
- 0001193125-16-747594
- Accepted Date
- 2016-10-26 13:13:00 UTC
- Type of Offering
- 1-A
- Industry
- RETAIL-EATING PLACES
- Offering Tier
- Tier1
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $0
- State of Jurisdiction
- WASHINGTON
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-10-26 13:12:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619058
- Filed Document
- 0001619058-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:12:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2016-10-26 13:08:19 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587999
- Filed Document
- 0001587999-16-000014
- Accepted Date
- 2016-10-26 13:08:19 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MISCELLANEOUS BUSINESS SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEW YORK
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-10-26 13:07:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688522
- Filed Document
- 0001688522-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:07:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 13:04:47 UTC |
- Amount To Be Raised
- $500,074
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688473
- Filed Document
- 0001688473-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:04:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-10-26 13:03:44 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613083
- Filed Document
- 0000905718-16-001715
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:03:44 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-26 12:59:40 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687769
- Filed Document
- 0001687769-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:59:40 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:55:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Lebenthal & Co. LLC, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., and Stephens Inc.
- CIK Number
- 0001523891
- Filed Document
- 0001523891-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:55:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 12:49:25 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687641
- Filed Document
- 0001192482-16-000736
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:49:25 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 12:42:15 UTC |
- Amount To Be Raised
- $83,333,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687039
- Filed Document
- 0001209191-16-146947
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-10-26 12:42:15 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:37:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001156950
- Filed Document
- 0000947871-16-001573
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:37:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2016-10-26 12:32:26 UTC |
- Amount To Be Raised
- $0
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681343
- Filed Document
- 0001681343-16-000007
- Accepted Date
- 2016-10-26 12:32:26 UTC
- Type of Offering
- 1-A/A
- Industry
- CABLE & OTHER PAY TELEVISION SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEVADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-10-26 12:28:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340235
- Filed Document
- 0000943663-16-000491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:28:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-26 12:26:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001618845
- Filed Document
- 0001544565-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:26:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-26 12:24:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gar Wood Securities, LLC, Podesta & Company, CCM Opportunistic Advisors, LLC, Silver Leaf Partners LLC, and IASG Alternatives, LLC
- CIK Number
- 0001598170
- Filed Document
- 0001598170-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:24:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Challenger Trade Finance Segregated Portfolio of the South Africa Alpha SPC
See All Filings
|
D |
2016-10-26 12:22:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685475
- Filed Document
- 0001140361-16-083580
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:22:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-26 12:22:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654822
- Filed Document
- 0000902664-16-008528
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:22:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 12:21:43 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688094
- Filed Document
- 0001688094-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:21:43 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:19:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340288
- Filed Document
- 0000943663-16-000490
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:19:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C/A |
2016-10-26 12:12:35 UTC |
- Financial Interest
- Filing Platform
- FlashFunders Funding Portal, LLC
- Offering Amount
- $100,000
- CIK Number
- 0001683856
- Filed Document
- 0001683856-16-000003
- Accepted Date
- 2016-10-26 12:12:35 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 50,000
- Security Offered Type
- Other
- State
- ARGENTINA
|
|
|
1-A/A |
2016-10-26 12:08:21 UTC |
- Amount To Be Raised
- $100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684242
- Filed Document
- 0001684242-16-000003
- Accepted Date
- 2016-10-26 12:08:21 UTC
- Type of Offering
- 1-A/A
- Industry
- LABORATORY ANALYTICAL INSTRUMENTS
- Offering Tier
- Tier1
- Principal Place of Business
- SOUTH AFRICA
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-10-26 12:07:17 UTC |
- Amount To Be Raised
- $4,697,985
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688137
- Filed Document
- 0001688137-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:07:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:04:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656733
- Filed Document
- 0001656733-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:04:43 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:03:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group, LLC
- CIK Number
- 0001656503
- Filed Document
- 0000902664-16-008527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:03:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:59:03 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617865
- Filed Document
- 0001617865-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:59:03 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:51:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group, LLC
- CIK Number
- 0001656494
- Filed Document
- 0000902664-16-008526
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:51:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:50:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532124
- Filed Document
- 0001015325-16-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:50:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2016-10-26 11:45:44 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644516
- Filed Document
- 0001644516-16-000013
- Accepted Date
- 2016-10-26 11:45:44 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MISCELLANEOUS BUSINESS SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEW YORK
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-10-26 11:45:35 UTC |
- Amount To Be Raised
- $340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686871
- Filed Document
- 0001686871-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:45:35 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:45:07 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685902
- Filed Document
- 0001685902-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:45:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:42:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, and Stephens, Inc.
- CIK Number
- 0001566447
- Filed Document
- 0001566447-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:42:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 11:33:51 UTC |
- Amount To Be Raised
- $1,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687631
- Filed Document
- 0001687631-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:33:51 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:30:17 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688284
- Filed Document
- 0001688284-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:30:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:25:14 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641103
- Filed Document
- 0001641103-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:25:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|