Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Audax Senior Loan Fund I, L.P. See All Filings	D/A	2017-02-27 14:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Trail Advisors, LLC CIK Number 0001414534 Filed Document 0001414534-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ross Turtle Crossing LLC See All Filings	D	2017-02-27 14:18:11 UTC
Amount To Be Raised $5,160,500 Associated Brokers / Dealers None CIK Number 0001694556 Filed Document 0001695257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:18:11 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AlphaFlow Diversification Fund 3, LP See All Filings	D/A	2017-02-27 14:17:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686866 Filed Document 0001686866-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-27 14:17:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NexBank Capital, Inc. See All Filings	D	2017-02-27 14:16:26 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001665321 Filed Document 0001665321-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:16:26 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Audax Senior Loan Fund I, L.P. See All Filings	D/A	2017-02-27 14:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Trail Advisors, LLC CIK Number 0001414534 Filed Document 0001414534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlphaFlow Fund 1, LP See All Filings	D/A	2017-02-27 14:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669899 Filed Document 0001669899-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-27 14:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AlphaFlow Diversification Fund 2, LP See All Filings	D/A	2017-02-27 14:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680827 Filed Document 0001680827-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-27 14:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RANDLE'S MINNEAPOLIS, LLC See All Filings	D	2017-02-27 14:12:25 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001695724 Filed Document 0001695724-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-27 14:12:25 UTC Type of Offering D Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NORTH RUN QUALIFIED PARTNERS LP See All Filings	D/A	2017-02-27 14:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276300 Filed Document 0001315863-17-000204 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Run Offshore Partners, Ltd. See All Filings	D/A	2017-02-27 14:09:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305256 Filed Document 0001315863-17-000203 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:09:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NORTH RUN CAPITAL PARTNERS LP See All Filings	D/A	2017-02-27 14:07:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276989 Filed Document 0001315863-17-000202 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:07:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Penso Fund Platform SPC -- Segregated Portfolio Co I (2015) See All Filings	D/A	2017-02-27 14:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660193 Filed Document 0001660193-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:06:48 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CAYO Inc See All Filings	C-W	2017-02-27 13:59:45 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001676315 Filed Document 0001676315-17-000007 Accepted Date 2017-02-27 13:59:45 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
RealtyShares 279, LLC See All Filings	D	2017-02-27 13:56:48 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001698921 Filed Document 0001698921-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:56:48 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SunCap VIII - Turtle Crossing LLC See All Filings	D	2017-02-27 13:54:31 UTC
Amount To Be Raised $5,235,500 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001695257 Filed Document 0001695257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:54:31 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LONG MEADOW HOLDINGS LP See All Filings	D/A	2017-02-27 13:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019594 Filed Document 0001140361-17-009340 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amkor Green, LLC. See All Filings	D	2017-02-27 13:33:19 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001535785 Filed Document 0001535785-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-02-27 13:33:19 UTC Type of Offering D Industry Electric Utilities Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
Prospera Mortgage Investment Fund LLC See All Filings	D/A	2017-02-27 13:22:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001572348 Filed Document 0001572348-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-27 13:22:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Royal Falcon Offshore Fund Ltd. See All Filings	D/A	2017-02-27 13:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634934 Filed Document 0001634934-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TCG Fluent Pharma Investors LP See All Filings	D/A	2017-02-27 13:19:51 UTC
Amount To Be Raised $5,493,236 Associated Brokers / Dealers N/A CIK Number 0001694399 Filed Document 0001694399-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:19:51 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rugby Channel, LLC See All Filings	D	2017-02-27 13:15:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001699054 Filed Document 0001699054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:15:36 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2017-02-27 13:13:45 UTC
Amount To Be Raised $192,500 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000020 Exclusions or Exemptions 506c Accepted Date 2017-02-27 13:13:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2017-02-27 13:12:10 UTC
Amount To Be Raised $189,750 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000019 Exclusions or Exemptions 506c Accepted Date 2017-02-27 13:12:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Royal Falcon Domestic Fund LP See All Filings	D/A	2017-02-27 13:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634932 Filed Document 0001634932-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REITLESS SERIES 3 See All Filings	D	2017-02-27 12:52:39 UTC
Amount To Be Raised $104,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001698972 Filed Document 0001698972-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-27 12:52:39 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Clifton Anaheim Multifamily, LLC See All Filings	D	2017-02-27 12:49:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001694861 Filed Document 0001699025-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:49:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVANSVILLE PHYSICIANS S CORP See All Filings	D	2017-02-27 12:48:21 UTC
Amount To Be Raised $4,269,600 Associated Brokers / Dealers N/A CIK Number 0000748752 Filed Document 0001144204-17-011178 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:48:21 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Outdoor Project, Inc. See All Filings	D	2017-02-27 12:44:43 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001573387 Filed Document 0001573387-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:44:43 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Apptegy LLC See All Filings	D/A	2017-02-27 12:35:46 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001651340 Filed Document 0001651340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:35:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Accelerated Return Strategy Fund, LP See All Filings	D/A	2017-02-27 12:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601297 Filed Document 0001601297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medina Singh Investment Partners, L.P. See All Filings	D/A	2017-02-27 12:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504373 Filed Document 0001504373-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SynGen Inc. See All Filings	D	2017-02-27 12:33:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:33:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terra Argentine Fund, LP See All Filings	D/A	2017-02-27 12:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig William Stanley CIK Number 0001664023 Filed Document 0001615774-17-000797 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDTREE THERAPEUTICS INC /DE/ See All Filings	D	2017-02-27 12:25:44 UTC
Amount To Be Raised $10,538,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:25:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SCIENTIFIC METALS CORP. See All Filings	D	2017-02-27 12:25:02 UTC
Amount To Be Raised $3,892,792 Associated Brokers / Dealers N/A CIK Number 0001698663 Filed Document 0001698663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:25:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Citius Pharmaceuticals, Inc. See All Filings	D/A	2017-02-27 12:14:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001506251 Filed Document 0001578563-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:14:18 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Rockwater Energy Solutions, Inc. See All Filings	D	2017-02-27 12:11:49 UTC
Amount To Be Raised $16,125,010 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001525297 Filed Document 0001525297-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:11:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Kids, Inc. See All Filings	C	2017-02-27 12:05:14 UTC
Financial Interest None Filing Platform Jumpstart Micro, Inc Offering Amount $1,000,000 CIK Number 0001691477 Filed Document 0001691477-17-000001 Accepted Date 2017-02-27 12:05:14 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Preferred Stock State SOUTH CAROLINA
FC Milton 8, LLC See All Filings	D	2017-02-27 12:04:17 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001699025 Filed Document 0001699025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:04:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Looking Glass Factory Inc. See All Filings	D	2017-02-27 12:02:49 UTC
Amount To Be Raised $9,999,975 Associated Brokers / Dealers N/A CIK Number 0001655120 Filed Document 0001655120-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-27 12:02:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tusk Ventures Nexar SPV II, LLC See All Filings	D	2017-02-27 11:54:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001697537 Filed Document 0001140361-17-009310 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:54:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Partners Debt Investment Fund, LP See All Filings	D/A	2017-02-27 11:54:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001641803 Filed Document 0001641803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:54:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
W FINANCIAL FUND, LP See All Filings	D/A	2017-02-27 11:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001248244 Filed Document 0001248244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:51:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bonanza Partners, L.P. See All Filings	D/A	2017-02-27 11:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322210 Filed Document 0000919574-17-002318 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Upper Level Acquisitions II, LLC See All Filings	D	2017-02-27 11:44:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001699020 Filed Document 0001699020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:44:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Folger Hill Partners (Cayman) Ltd. See All Filings	D/A	2017-02-27 11:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634630 Filed Document 0001634630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Addstructure Corp See All Filings	D	2017-02-27 11:34:42 UTC
Amount To Be Raised $1,545,000 Associated Brokers / Dealers N/A CIK Number 0001698345 Filed Document 0001698345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:34:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onex Richmond Co-Invest LP See All Filings	D	2017-02-27 11:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698054 Filed Document 0001140361-17-009305 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:32:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SurpriseRide, Inc. See All Filings	D	2017-02-27 11:28:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699034 Filed Document 0001699034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:28:20 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Indus Asia Pacific Fund, Ltd. See All Filings	D/A	2017-02-27 11:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456241 Filed Document 0000919574-17-002316 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:27:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity