Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Achievement Fund LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001557548 Filed Document 0001557548-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zealot Networks, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616362 Filed Document 0001616362-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Water Fund III, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626286 Filed Document 0001626286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brazen Careerist, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001482849 Filed Document 0000897069-14-000476 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Campaign Monitor Holdings Pty Ltd See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $574,819 Associated Brokers / Dealers N/A CIK Number 0001621504 Filed Document 0001621504-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Ribbon Labs, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001556823 Filed Document 0001556823-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rezilient Direct, Corp See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,910,000 Associated Brokers / Dealers N/A CIK Number 0001505291 Filed Document 0001505291-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zealot Networks, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616362 Filed Document 0001616362-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pop Gourmet LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595774 Filed Document 0001595774-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $35,400,362 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000342 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Calpian, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Security Research Associates, Inc. and Merriman Capital, Inc. CIK Number 0001414628 Filed Document 0001414628-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MEDICAL CAMPUS ONE LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $54,450,000 Associated Brokers / Dealers N/A CIK Number 0001625769 Filed Document 0001625769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Partners L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094207 Filed Document 0000919574-14-006784 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pigeonly, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,589,993 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Managed Risk Plus, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594368 Filed Document 0001144204-14-072475 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcentra Global Special Situations Fund US Feeder, L.L.C. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626030 Filed Document 0001520582-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 39, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626364 Filed Document 0001626364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIS Asia Long Short Cayman Fund See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624656 Filed Document 0001624656-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mirador Financial, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,012 Associated Brokers / Dealers N/A CIK Number 0001615476 Filed Document 0001615476-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers Robert L. Scharff, Jr., Micharl Corry, Gwen Middeke, and Keith Krieg CIK Number 0001135856 Filed Document 0001135856-14-000335 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Excelsior Multi-Strategy Hedge Fund QP See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459891 Filed Document 0001459891-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CERVIN VENTURES FUND III-B, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626352 Filed Document 0001626352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenwoods Bloom Fund, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001623906 Filed Document 0001623908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Terrace State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $694,366 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001560635-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELA Bio, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001561921 Filed Document 0001561921-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MG Garden Grove Apartments PKS L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001626061 Filed Document 0001626061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ruyi Capital Partners, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC and Forefront Capital Markets, LLC CIK Number 0001617129 Filed Document 0001617129-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Lakes State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $218,400 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001506114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #33 See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001626237 Filed Document 0001626237-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Giant Oak, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001580854 Filed Document 0001580854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Walton Heights State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $700,392 Associated Brokers / Dealers N/A CIK Number 0001555911 Filed Document 0001555911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arel New York III LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626300 Filed Document 0000902664-14-004461 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campaign Monitor Holdings Pty Ltd See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621504 Filed Document 0001621504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
KIS Asia Long Short Cayman Fund See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624656 Filed Document 0001624656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TouchCare Holdings LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626258 Filed Document 0001626258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $50,784,570 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-14-000336 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Madrigal Foundation Fund, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625994 Filed Document 0001012975-14-000756 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hadley Harbor Partners, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625215 Filed Document 0000919574-14-006776 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBERT MICROCAP PARTNERS FUND, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626127 Filed Document 0000919574-14-006788 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
phase2body, inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001626408 Filed Document 0001626408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
USB Focus Fund LevelUp 1, LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers US Boston Capital Corporation CIK Number 0001618385 Filed Document 0001618385-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minetta Brook Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001563111 Filed Document 0001563111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
InfraRed Active Real Estate III (No.1) LP See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001609713 Filed Document 0001609713-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Intensity Therapeutics, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cato Capital, LLC CIK Number 0001567264 Filed Document 0000908662-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Greens Holdings, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567183 Filed Document 0001567183-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ambulant, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625929 Filed Document 0001625929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Coachman Energy VII LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001621335 Filed Document 0001621335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sawbuck Realty, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Blue Smart LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001609632 Filed Document 0001609632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Beartooth Radio, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611705 Filed Document 0001611705-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity