Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZCA Vroom.com Holdings, LP See All Filings	D/A	2016-10-31 15:39:25 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001660256 Filed Document 0001660256-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-10-31 15:39:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Truewerk, Inc. See All Filings	D	2016-10-31 15:34:06 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001688595 Filed Document 0001688595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:34:06 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tamara Mellon Brand, Inc. See All Filings	D/A	2016-10-31 15:26:05 UTC
Amount To Be Raised $16,801,000 Associated Brokers / Dealers N/A CIK Number 0001667716 Filed Document 0001667716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:26:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guilford Capital Credit L.P. See All Filings	D	2016-10-31 15:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621856 Filed Document 0001621856-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:25:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sol Boards, Inc. See All Filings	D/A	2016-10-31 15:17:46 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:17:46 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
BSP WALLACE LLC See All Filings	D	2016-10-31 15:16:17 UTC
Amount To Be Raised $25,513,088 Associated Brokers / Dealers N/A CIK Number 0001688050 Filed Document 0001688050-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:16:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIN-5 NOB HILL THERAPEUTICS, LLC See All Filings	D	2016-10-31 15:10:38 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001688879 Filed Document 0001688879-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:10:38 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ZCA Montrose Environmental Group Holdings, LP See All Filings	D/A	2016-10-31 15:07:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001650270 Filed Document 0001650270-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:07:30 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FOSSIL-HURRICANE LAKE NORTH PROSPECT WELL #2 See All Filings	D	2016-10-31 15:05:39 UTC
Amount To Be Raised $595,000 Associated Brokers / Dealers N/A CIK Number 0001687666 Filed Document 0001687666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:05:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
IEG of Orange County, LLC See All Filings	D	2016-10-31 15:05:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Abraham Marston CIK Number 0001687220 Filed Document 0001687220-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 15:05:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
INOV8 GOLF, INC. See All Filings	D	2016-10-31 14:58:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001657286 Filed Document 0001657286-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:58:37 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Vine Vault LLC See All Filings	D/A	2016-10-31 14:56:15 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001611525 Filed Document 0001611525-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:56:15 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Smell That Bread, LLC See All Filings	D	2016-10-31 14:49:34 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001687975 Filed Document 0001687975-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 14:49:34 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KANSAS CITY HOTEL, LLC See All Filings	D	2016-10-31 14:43:23 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001688817 Filed Document 0001688817-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:43:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT POINT URANIUM CORP See All Filings	D	2016-10-31 14:40:02 UTC
Amount To Be Raised $7,505 Associated Brokers / Dealers N/A CIK Number 0001431940 Filed Document 0001140361-16-084077 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:40:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Independence Retail, LLLP See All Filings	D	2016-10-31 14:38:37 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Republic Securities of America, Inc. CIK Number 0001591492 Filed Document 0001591492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:38:37 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RealTech Holdings Inc. See All Filings	D	2016-10-31 14:38:34 UTC
Amount To Be Raised $7,648,896 Associated Brokers / Dealers N/A CIK Number 0001577188 Filed Document 0001577188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:38:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TKC TOPCO LLC See All Filings	D	2016-10-31 14:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688860 Filed Document 0001688860-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:37:38 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Middleton Tallgrass Investors LLC See All Filings	D	2016-10-31 14:26:18 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001688861 Filed Document 0001688861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:26:18 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
WGA Legacy Properties, LLC See All Filings	D	2016-10-31 14:11:54 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001688503 Filed Document 0001688503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:11:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ariose China Growth Offshore Fund See All Filings	D/A	2016-10-31 14:09:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676681 Filed Document 0001676681-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:09:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CURE PHARMACEUTICAL Corp See All Filings	D/A	2016-10-31 14:01:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554289 Filed Document 0001554289-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-31 14:01:54 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CHRONIX BIOMEDICAL INC See All Filings	D	2016-10-31 13:56:23 UTC
Amount To Be Raised $5,012,802 Associated Brokers / Dealers N/A CIK Number 0001129116 Filed Document 0001129116-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:56:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CURE PHARMACEUTICAL Corp See All Filings	D	2016-10-31 13:54:23 UTC
Amount To Be Raised $323,212 Associated Brokers / Dealers N/A CIK Number 0001554289 Filed Document 0001554289-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:54:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MVP ES Fund III LLC See All Filings	D	2016-10-31 13:51:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687623 Filed Document 0001687623-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:51:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SAGE ROCK CAPITAL FUND LP See All Filings	D/A	2016-10-31 13:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588827 Filed Document 0001013594-16-001295 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corfiser SIMI Fund, LP See All Filings	D/A	2016-10-31 13:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607921 Filed Document 0001607921-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valet Group L.P. See All Filings	D/A	2016-10-31 13:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655014 Filed Document 0001012975-16-001548 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:30:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clean Growth Fund IV, LP See All Filings	D	2016-10-31 13:26:43 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001677099 Filed Document 0001677099-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:26:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZCA Devon Park Drive LP See All Filings	D/A	2016-10-31 13:19:59 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001650470 Filed Document 0001650470-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:19:59 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Free Flow Wines, LLC See All Filings	D/A	2016-10-31 13:19:54 UTC
Amount To Be Raised $10,350,000 Associated Brokers / Dealers N/A CIK Number 0001601810 Filed Document 0001601810-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:19:54 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZCA Holdings 1 LP See All Filings	D/A	2016-10-31 13:13:48 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001648438 Filed Document 0001648438-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:13:48 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Splitwise Inc. See All Filings	D	2016-10-31 13:05:13 UTC
Amount To Be Raised $5,058,337 Associated Brokers / Dealers N/A CIK Number 0001563731 Filed Document 0001563731-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 13:05:13 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Gymlink, Inc. See All Filings	D/A	2016-10-31 13:01:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001667231 Filed Document 0001667231-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-31 13:01:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
CHC Encore Fund, L.P. See All Filings	D	2016-10-31 12:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688858 Filed Document 0001688858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:48:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Biotech & Life Sciences Fund, L.P. See All Filings	D/A	2016-10-31 12:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635568 Filed Document 0001635568-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soundlink Investment Partners, LP See All Filings	D/A	2016-10-31 12:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644931 Filed Document 0001013594-16-001294 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:33:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Volta Industries, Inc. See All Filings	D	2016-10-31 12:29:14 UTC
Amount To Be Raised $15,602,790 Associated Brokers / Dealers N/A CIK Number 0001554899 Filed Document 0001554899-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:29:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Markit Medical, Inc. See All Filings	D	2016-10-31 12:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688606 Filed Document 0001688606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:27:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Trans Atlantics Hospitality, LLC See All Filings	D	2016-10-31 12:24:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001688513 Filed Document 0001688513-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 12:24:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gridiron Capital Fund III, L.P. See All Filings	D/A	2016-10-31 12:24:06 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC and COLUMBUS ADVISORY GROUP, LTD. CIK Number 0001639393 Filed Document 0001639393-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:24:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gridiron Strategic Advisors Fund III, L.P. See All Filings	D/A	2016-10-31 12:22:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001654075 Filed Document 0001654075-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELMSTONE GROUP OP2, LLC See All Filings	D	2016-10-31 12:22:25 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001688555 Filed Document 0001688555-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:22:25 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Outbox Systems, Inc. See All Filings	D/A	2016-10-31 12:15:03 UTC
Amount To Be Raised $5,510,356 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:15:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Vesper Medical, Inc. See All Filings	D	2016-10-31 12:12:47 UTC
Amount To Be Raised $15,235,000 Associated Brokers / Dealers N/A CIK Number 0001687800 Filed Document 0001687800-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 12:12:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ecovative Design LLC See All Filings	D	2016-10-31 12:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-31 12:04:53 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Mutual Macro Liquid Fund See All Filings	D	2016-10-31 11:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688567 Filed Document 0000943663-16-000492 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:59:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Alternative Investments, Corp See All Filings	D	2016-10-31 11:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608419 Filed Document 0001608419-16-000009 Exclusions or Exemptions 506c Accepted Date 2016-10-31 11:56:04 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
MERIDIAN PRIORITY, LLC See All Filings	D	2016-10-31 11:55:20 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0001657471 Filed Document 0001657471-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:55:20 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
1873 Group, LLC See All Filings	D/A	2016-10-31 11:45:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001630959 Filed Document 0001630959-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-31 11:45:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity