Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mango Technologies, Inc. See All Filings	D/A	2016-10-31 19:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672862 Filed Document 0001672862-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 19:18:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TAHAWI aerospace Corp See All Filings	1-A/A	2016-10-31 19:14:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001686327 Filed Document 0001686327-16-000006 Accepted Date 2016-10-31 19:14:12 UTC Type of Offering 1-A/A Industry AIRCRAFT Offering Tier Tier1 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Surgo Group LLC See All Filings	D/A	2016-10-31 18:52:45 UTC
Amount To Be Raised $2,674,990 Associated Brokers / Dealers Tigress Financial Partners LLC and National Securities Corporation CIK Number 0001670954 Filed Document 0001670954-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:52:45 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Calliance Realty Fund, LLC See All Filings	D	2016-10-31 18:37:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Whitehall-Parker Securities, Inc. and Oak Tree Securities, Inc. CIK Number 0001481639 Filed Document 0001481639-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 18:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Surgo Group LLC See All Filings	D	2016-10-31 18:20:29 UTC
Amount To Be Raised $2,674,990 Associated Brokers / Dealers Tigress Financial Partners LLC and National Securities Corporation CIK Number 0001670954 Filed Document 0001670954-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:20:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amplify.LA Capital III, L.P. See All Filings	D/A	2016-10-31 18:12:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001656980 Filed Document 0001656980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GENCO SHIPPING & TRADING LTD See All Filings	D/A	2016-10-31 18:11:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Jefferies LLC, DNB Markets, Inc., Fearnley Securities, Inc, ABN AMRO Securities (USA) LLC, Credit Agricole Corporate and Investment Bank, DVB Capital Markets LLC, and Skandinaviska Enskilda Banken AB (publ) CIK Number 0001326200 Filed Document 0001140361-16-084221 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:11:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
B Metro LLC See All Filings	D	2016-10-31 17:50:47 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001688877 Filed Document 0001688877-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:50:47 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nueterra Capital Seed Fund 2016, LLC See All Filings	D	2016-10-31 17:34:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001688840 Filed Document 0001688840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:34:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Surgery Center of Easton LP See All Filings	D	2016-10-31 17:30:33 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001333861 Filed Document 0001333861-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:30:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BioTork LLC See All Filings	D	2016-10-31 17:28:48 UTC
Amount To Be Raised $2,431,778 Associated Brokers / Dealers N/A CIK Number 0001641497 Filed Document 0001641497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:28:48 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
O'BENCO IV, LP See All Filings	D	2016-10-31 17:26:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001688781 Filed Document 0001104659-16-153399 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:26:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Midstream Methanol LLC See All Filings	D/A	2016-10-31 17:23:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649304 Filed Document 0001649304-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:23:42 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
One Tusk Master Fund LP See All Filings	D	2016-10-31 17:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688796 Filed Document 0000950142-16-004654 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CURE PHARMACEUTICAL Corp See All Filings	D	2016-10-31 17:17:12 UTC
Amount To Be Raised $6,033,963 Associated Brokers / Dealers Colorado Financial Service Corp. CIK Number 0001554289 Filed Document 0001554289-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:17:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AP Inception Co-Invest, L.P. See All Filings	D	2016-10-31 17:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687354 Filed Document 0000950142-16-004653 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:15:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Third Rock Ventures IV See All Filings	D	2016-10-31 17:14:37 UTC
Amount To Be Raised $50,800,000 Associated Brokers / Dealers N/A CIK Number 0001688807 Filed Document 0001688807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:14:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Partners II, L.P. See All Filings	D/A	2016-10-31 17:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477895 Filed Document 0000905718-16-001723 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
For Success Holding Co See All Filings	D	2016-10-31 17:06:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001688650 Filed Document 0001688650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:06:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZipSit, Inc. See All Filings	D/A	2016-10-31 17:05:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688742 Filed Document 0000950138-16-001436 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:05:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ORBIS BIOSCIENCES INC See All Filings	D	2016-10-31 16:59:35 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001449477 Filed Document 0001449477-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:59:35 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Chicago Ventures Founders Fund, L.P. See All Filings	D	2016-10-31 16:58:10 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001688432 Filed Document 0001688432-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:58:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus International II, Ltd. See All Filings	D/A	2016-10-31 16:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hunnicutt & Co. LLC and Fund Advisors Limited and Ultra Distressed Securities Fund, Ltd. CIK Number 0001477894 Filed Document 0000905718-16-001720 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicago Ventures Fund II, L.P. See All Filings	D	2016-10-31 16:52:44 UTC
Amount To Be Raised $60,390,000 Associated Brokers / Dealers N/A CIK Number 0001644873 Filed Document 0001644873-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:52:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
2nd Oakwood Terrace LLC See All Filings	D	2016-10-31 16:50:47 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001688668 Filed Document 0001688668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:50:47 UTC Type of Offering D Industry Residential Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2016-10-31 16:48:21 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:48:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SkySafe, Inc. See All Filings	D/A	2016-10-31 16:47:30 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001659377 Filed Document 0001659377-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:47:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alcresta Therapeutics, Inc. See All Filings	D/A	2016-10-31 16:43:21 UTC
Amount To Be Raised $50,889,675 Associated Brokers / Dealers N/A CIK Number 0001673510 Filed Document 0001140361-16-084182 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:43:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Unico Core Plus Partners LP See All Filings	D	2016-10-31 16:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MacGregor Global Investments CIK Number 0001688296 Filed Document 0001688296-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:39:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monogram Dig Inn Holdings II, LLC See All Filings	D	2016-10-31 16:29:13 UTC
Amount To Be Raised $4,345,000 Associated Brokers / Dealers N/A CIK Number 0001687216 Filed Document 0001687216-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:29:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PMF Integro Fund I (Cayman) LP See All Filings	D/A	2016-10-31 16:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001656932 Filed Document 0001687661-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PMF Integro Fund I LP See All Filings	D/A	2016-10-31 16:22:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001656927 Filed Document 0001687661-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Forward Development Group, LLC See All Filings	D/A	2016-10-31 16:22:35 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001666269 Filed Document 0001666269-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:22:35 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Debt
MED-X, INC. See All Filings	D	2016-10-31 16:22:11 UTC
Amount To Be Raised $1,380,000 Associated Brokers / Dealers N/A CIK Number 0001620704 Filed Document 0001065949-16-000519 Exclusions or Exemptions 506c Accepted Date 2016-10-31 16:22:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Leeds Equity Partners VI Parallel, L.P. See All Filings	D	2016-10-31 16:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688884 Filed Document 0001688884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Tide Capital Offshore, Ltd. See All Filings	D/A	2016-10-31 16:20:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532495 Filed Document 0001140361-16-084154 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:20:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RISKALYZE INC See All Filings	D/A	2016-10-31 16:19:03 UTC
Amount To Be Raised $20,129,353 Associated Brokers / Dealers N/A CIK Number 0001509306 Filed Document 0001509306-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:19:03 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Tide Capital, LP See All Filings	D/A	2016-10-31 16:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532505 Filed Document 0001140361-16-084152 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUGH INVESTMENT PARTNERS II, L.P. See All Filings	D/A	2016-10-31 16:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108853 Filed Document 0001140361-16-084150 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUGH INVESTMENT PARTNERS I, L.P. See All Filings	D/A	2016-10-31 16:14:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108843 Filed Document 0001140361-16-084145 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:14:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Distressed Argentina Private Fund III, L.P. See All Filings	D	2016-10-31 16:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688592 Filed Document 0001688592-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:06:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nature's Golf, LLC See All Filings	D/A	2016-10-31 16:01:46 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers None CIK Number 0001623672 Filed Document 0001623672-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:01:46 UTC Type of Offering D/A Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
DealFlicks, Inc. See All Filings	D	2016-10-31 16:00:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001686139 Filed Document 0001686139-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:00:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Curtis Mathes, Inc. See All Filings	D	2016-10-31 15:52:55 UTC
Amount To Be Raised $307,000 Associated Brokers / Dealers N/A CIK Number 0001592786 Filed Document 0001592786-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:52:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Curtis Mathes, Inc. See All Filings	D	2016-10-31 15:46:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001592786 Filed Document 0001592786-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:46:39 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MAVEN TECHNOLOGIES, INC. See All Filings	D/A	2016-10-31 15:45:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672534 Filed Document 0001672534-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:45:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
RISKALYZE INC See All Filings	D	2016-10-31 15:44:52 UTC
Amount To Be Raised $18,003,160 Associated Brokers / Dealers N/A CIK Number 0001509306 Filed Document 0001509306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:44:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Relish, Inc. See All Filings	D	2016-10-31 15:42:13 UTC
Amount To Be Raised $1,498,223 Associated Brokers / Dealers N/A CIK Number 0001688397 Filed Document 0001688397-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:42:13 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund III See All Filings	D/A	2016-10-31 15:39:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682378 Filed Document 0001682378-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sol Boards, Inc. See All Filings	D/A	2016-10-31 15:39:25 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-31 15:39:25 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt