Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HERITAGE COMMERCE CORP See All Filings	D	2016-09-26 19:29:11 UTC
Amount To Be Raised $63,739,380 Associated Brokers / Dealers N/A CIK Number 0001053352 Filed Document 0000945111-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 19:29:11 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TAYLOR INSURANCE SERIES LP - TALSON ACIER FUND See All Filings	D/A	2016-09-26 18:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594312 Filed Document 0001594312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:44:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SOUND POINT FLOATING RATE FUND See All Filings	D/A	2016-09-26 18:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594295 Filed Document 0001594295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-09-26 18:38:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:38:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAYLOR INSURANCE SERIES LP - SERIES K See All Filings	D/A	2016-09-26 18:37:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464740 Filed Document 0001464740-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES G See All Filings	D/A	2016-09-26 18:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464742 Filed Document 0001464742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES C See All Filings	D/A	2016-09-26 18:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464743 Filed Document 0001464743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sound Point CLO Equity Fund-A Series of Taylor Insurance Series LP See All Filings	D/A	2016-09-26 18:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669944 Filed Document 0001669944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Swaggle Inc. See All Filings	C/A	2016-09-26 18:27:13 UTC
Financial Interest Filing Platform FLASHFUNDERS SECURITIES, LLC Offering Amount $100,000 CIK Number 0001680454 Filed Document 0001680454-16-000004 Accepted Date 2016-09-26 18:27:13 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State DISTRICT OF COLUMBIA
Taylor Insurance Series LP -- Relative Value Strategies Series See All Filings	D/A	2016-09-26 18:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617839 Filed Document 0001617839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:21:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Master Fund, LP See All Filings	D/A	2016-09-26 18:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559571 Filed Document 0001559571-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:04:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConAm Orenco Investors LLC See All Filings	D	2016-09-26 18:02:48 UTC
Amount To Be Raised $9,840,000 Associated Brokers / Dealers N/A CIK Number 0001685447 Filed Document 0001685447-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:02:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ResolutionCare Network LLC See All Filings	D	2016-09-26 17:55:43 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685469 Filed Document 0001685469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:55:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WCTV1 Investment Partners, LLC See All Filings	D	2016-09-26 17:46:56 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001685637 Filed Document 0001685637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:46:56 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Zeller-Castle Creek Investors, L.L.C. See All Filings	D	2016-09-26 17:44:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685438 Filed Document 0001685438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:44:10 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Greenergy Group, Inc. See All Filings	D	2016-09-26 17:34:58 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001685396 Filed Document 0001685396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:34:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Biscotti Inc. See All Filings	D/A	2016-09-26 17:33:19 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001538569 Filed Document 0001538569-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:33:19 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Fund, LP See All Filings	D/A	2016-09-26 17:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557402 Filed Document 0001557402-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Bay Coffee Company See All Filings	C/A	2016-09-26 17:22:20 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001678622 Filed Document 0001670254-16-000139 Accepted Date 2016-09-26 17:22:20 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
AQR TREND INNOVATION MASTER ACCOUNT, L.P. See All Filings	D	2016-09-26 17:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685435 Filed Document 0001685435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:17:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lion International Consulting, Inc. See All Filings	C	2016-09-26 17:08:22 UTC
Financial Interest None Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001682864 Filed Document 0001682864-16-000006 Accepted Date 2016-09-26 17:08:22 UTC Type of Offering C Security Offered Amount 2,000,000 Security Offered Type Common Stock State FLORIDA
Caladrius Biosciences, Inc. See All Filings	D	2016-09-26 17:02:03 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0000320017 Filed Document 0000320017-16-000153 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:02:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-09-26 17:01:38 UTC
Amount To Be Raised $1,999,823 Associated Brokers / Dealers Union Gaming Securities LLC CIK Number 0001549335 Filed Document 0001104659-16-146567 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:01:38 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
MILLENNIAL LITHIUM CORP. See All Filings	D	2016-09-26 17:01:34 UTC
Amount To Be Raised $285,710 Associated Brokers / Dealers N/A CIK Number 0001421371 Filed Document 0001085037-16-000343 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:01:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silicon Therapeutics LLC See All Filings	D	2016-09-26 16:58:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001684095 Filed Document 0001684095-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:58:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
root9B Technologies, Inc. See All Filings	D	2016-09-26 16:55:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001272550 Filed Document 0001654954-16-002381 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:55:07 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
UNITED STATES LIVING ASSISTANCE GROUP, LLC See All Filings	D	2016-09-26 16:54:35 UTC
Amount To Be Raised $3,500,075 Associated Brokers / Dealers N/A CIK Number 0001685011 Filed Document 0001162677-16-000234 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:54:35 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-09-26 16:52:38 UTC
Amount To Be Raised $172,986 Associated Brokers / Dealers N/A CIK Number 0001549335 Filed Document 0001104659-16-146561 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:52:38 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Riata WSS, LP See All Filings	D	2016-09-26 16:52:01 UTC
Amount To Be Raised $36,500,000 Associated Brokers / Dealers N/A CIK Number 0001685615 Filed Document 0001685615-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:52:01 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WealthForge Holdings, Inc. See All Filings	D	2016-09-26 16:51:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001550313 Filed Document 0001550313-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-09-26 16:51:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
MSJ, LLC See All Filings	D	2016-09-26 16:40:01 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001684959 Filed Document 0001684959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:40:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
HZO, INC. See All Filings	D/A	2016-09-26 16:29:55 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers Catalyst Partners, LLC and Moelis & Company LLC CIK Number 0001505264 Filed Document 0001505264-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:29:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
American Farms Investment, LLC See All Filings	D	2016-09-26 16:29:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685576 Filed Document 0001685576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:29:53 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Intrinsic Edge Plus Offshore LTD See All Filings	D	2016-09-26 16:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685566 Filed Document 0001685566-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:26:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payzer Holdings, Inc. See All Filings	D	2016-09-26 16:24:59 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001625784 Filed Document 0001625784-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:24:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners II, L.P. See All Filings	D/A	2016-09-26 16:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:24:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP Equity Funds Partners VI, LLC See All Filings	D	2016-09-26 16:23:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001685039 Filed Document 0001685039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:23:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Hawk Ridge Partners LP See All Filings	D/A	2016-09-26 16:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Friedman CIK Number 0001410879 Filed Document 0001410879-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:20:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennium USA HedgeFocus Fund LP See All Filings	D/A	2016-09-26 16:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and iCapital Securities, LLC CIK Number 0001579804 Filed Document 0001579804-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennium International HedgeFocus Fund Ltd See All Filings	D/A	2016-09-26 16:13:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and iCapital Securities, LLC CIK Number 0001579805 Filed Document 0001579805-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:13:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Localvore, Inc. See All Filings	D	2016-09-26 16:11:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001573780 Filed Document 0001573780-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:11:31 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Guilty Soles, Inc. See All Filings	D/A	2016-09-26 16:07:08 UTC
Amount To Be Raised $2,140,000 Associated Brokers / Dealers N/A CIK Number 0001663282 Filed Document 0000898432-16-002932 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:07:08 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwest P Fund Ltd See All Filings	D	2016-09-26 16:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684597 Filed Document 0000919574-16-015539 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners II, L.P. See All Filings	D/A	2016-09-26 16:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:05:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ario, Inc. See All Filings	D	2016-09-26 16:04:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652518 Filed Document 0001652518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:04:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Right PSI, Inc. See All Filings	D/A	2016-09-26 16:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622970 Filed Document 0001445866-16-002679 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:01:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
MemberSuite, Inc. See All Filings	D	2016-09-26 16:00:01 UTC
Amount To Be Raised $6,744,963 Associated Brokers / Dealers N/A CIK Number 0001595496 Filed Document 0001595496-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:00:01 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AFI Holdings, LLC See All Filings	D	2016-09-26 15:53:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685630 Filed Document 0001685630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 15:53:37 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
DHI Fund, LP See All Filings	D	2016-09-26 15:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685604 Filed Document 0001685590-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 15:49:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAIDAR JUPITER INTERNATIONAL LTD. See All Filings	D/A	2016-09-26 15:42:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170056 Filed Document 0001140361-16-080722 Exclusions or Exemptions 506b Accepted Date 2016-09-26 15:42:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund