Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bakken Income Fund LLC See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, and Anthony Capital, LLC CIK Number 0001534460 Filed Document 0001534460-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peachtree Investment Solutions State Fund XVII, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,558,550 Associated Brokers / Dealers N/A CIK Number 0001615115 Filed Document 0001615115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
COOLMORE OFFSHORE FUND, LTD. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443711 Filed Document 0000919574-14-004158 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitruvias Therapeutics, LLC See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592342 Filed Document 0001592342-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
GoLudo, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001538841 Filed Document 0001614691-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Gaw Capital U.S. Value Add Feeder I, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $14,930,000 Associated Brokers / Dealers N/A CIK Number 0001614628 Filed Document 0001614628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $14,699,884 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ECI 10 A L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001614533 Filed Document 0001614745-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNOBSWAP INC. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605545 Filed Document 0001605545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Medical Devices, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. CIK Number 0001466296 Filed Document 0001466296-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Criterion Horizons Fund II LP See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394598 Filed Document 0000935836-14-000458 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bearcat Energy LLC (Colorado) See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $9,000,138 Associated Brokers / Dealers Casimir Capital L.P. CIK Number 0001614690 Filed Document 0001614690-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Identical P&A, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001615369 Filed Document 0001615369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Med Ag Ventures Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001614393 Filed Document 0001614393-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Apto, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001615078 Filed Document 0001615078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bank of the Carolinas CORP See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $45,813,299 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001365997 Filed Document 0001209191-14-049390 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Weybridge Capital Partners, LP See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584441 Filed Document 0001584441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ejdeha Capital Management, LP See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615116 Filed Document 0001615116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHANDS INVESTMENTS, INC. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001536013 Filed Document 0001536013-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SQ Co-Investors LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001615361 Filed Document 0001615361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Designlab Learning, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614241 Filed Document 0001614241-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SL Water's Edge Apartments, DST See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $21,118,000 Associated Brokers / Dealers SANDLAPPER Securities, LLC CIK Number 0001614010 Filed Document 0001614010-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Travefy Inc See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001586853 Filed Document 0001586853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Northwoods One LP See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615044 Filed Document 0001615044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
ECI 10 B L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001614573 Filed Document 0001614745-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gleason Technology, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $2,759,349 Associated Brokers / Dealers N/A CIK Number 0001615022 Filed Document 0001615022-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Apis Captial L P See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial and Goldman, Sachs & Co. CIK Number 0001308032 Filed Document 0001308032-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSPE IV Vision Investors L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615229 Filed Document 0001181431-14-027676 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AgriHorizon, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001615473 Filed Document 0001014108-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Virobay Inc See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001374261 Filed Document 0001374261-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA EMERGING MARKETS BOND PRIVATE FUND, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601864 Filed Document 0001140361-14-029696 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COREalpha Private Equity Partners Partnership Fund IV, L.P. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Andrew F. Hughes CIK Number 0001582695 Filed Document 0001144204-14-045345 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Trenergi Corp. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001492083 Filed Document 0001492083-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Juice Beauty Inc See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $42,113,332 Associated Brokers / Dealers N/A CIK Number 0001360915 Filed Document 0001360915-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Side Show Broadway Ltd Liability Co See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001614288 Filed Document 0001614288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Liberty Heritage Fund, L.P. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-14-045388 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP CFL Trust See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $56,159,978 Associated Brokers / Dealers N/A CIK Number 0001602447 Filed Document 0001602447-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Arden Opportunity Fund II, L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Clifton Larson Allen Wealth Advisors LLC CIK Number 0001607468 Filed Document 0001607386-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
APIS OFFSHORE CAPITAL LTD See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial and Goldman, Sachs & Co. CIK Number 0001376111 Filed Document 0001376111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IsoPlexis Corp See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,651,372 Associated Brokers / Dealers N/A CIK Number 0001615055 Filed Document 0001615055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NextNav Holdings, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001428994 Filed Document 0001140361-14-029885 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Amida Partners LP See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387216 Filed Document 0000902664-14-003285 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-City-Fund, a series of AngelList-RB-Funds, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $76,502 Associated Brokers / Dealers N/A CIK Number 0001614488 Filed Document 0001614488-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitruvias Therapeutics, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592342 Filed Document 0001592342-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
PORTLAND CARIBBEAN FUND II, L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614745 Filed Document 0001614745-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morningside China TMT Top Up Fund LP See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001615366 Filed Document 0001615366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weston Insurance Holdings Corp See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $24,725,000 Associated Brokers / Dealers N/A CIK Number 0001614868 Filed Document 0000897069-14-000333 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NEXTCARE HOLDINGS INC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001447217 Filed Document 0001447217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Almond Tree Capital Fund I, LP See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001614112 Filed Document 0001614112-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Housing Partners XXV Limited Partnership See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $271,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001615071 Filed Document 0001615071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity