Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Onex Camelot Co-Invest LP See All Filings	D	2016-09-27 16:30:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684436 Filed Document 0001140361-16-080820 Exclusions or Exemptions 506b Accepted Date 2016-09-27 16:30:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FARMFOLIO GANADERIA PIETRASANTA II LLC See All Filings	D	2016-09-27 16:30:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001685765 Filed Document 0001685765-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-27 16:30:54 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLANDS VENTURES LLC See All Filings	D/A	2016-09-27 16:28:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679317 Filed Document 0000932440-16-000489 Exclusions or Exemptions 506b Accepted Date 2016-09-27 16:28:21 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Parkview Thrive Investors, Ltd. See All Filings	D	2016-09-27 16:23:40 UTC
Amount To Be Raised $10,998,247 Associated Brokers / Dealers N/A CIK Number 0001685626 Filed Document 0001685626-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 16:23:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital International Ltd. See All Filings	D/A	2016-09-27 16:22:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502358 Filed Document 0001502358-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-27 16:22:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sofregen Medical Inc. See All Filings	D	2016-09-27 16:10:50 UTC
Amount To Be Raised $6,200,005 Associated Brokers / Dealers N/A CIK Number 0001685282 Filed Document 0001140361-16-080812 Exclusions or Exemptions 506b Accepted Date 2016-09-27 16:10:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
XTERA COMMUNICATIONS, INC. See All Filings	D	2016-09-27 15:58:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001122051 Filed Document 0001122051-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:58:47 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LIMITLESS COFFEE, LLC See All Filings	D	2016-09-27 15:58:28 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001685732 Filed Document 0001685732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:58:28 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AAA Healthcare Holding Corp See All Filings	1-A	2016-09-27 15:50:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671395 Filed Document 0001671395-16-000003 Accepted Date 2016-09-27 15:50:50 UTC Type of Offering 1-A Industry SERVICES-HEALTH SERVICES Offering Tier Tier1 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Potomac Capital Partners V, LP See All Filings	D	2016-09-27 15:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685756 Filed Document 0001685756-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:49:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 157 See All Filings	D	2016-09-27 15:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001685674 Filed Document 0001685674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:48:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bustr, Inc. See All Filings	D	2016-09-27 15:45:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001584839 Filed Document 0001584839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:45:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Gering Hospitality Group, LLC See All Filings	D	2016-09-27 15:43:45 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001685194 Filed Document 0001685194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:43:45 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dell Technologies Inc See All Filings	D/A	2016-09-27 15:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571996 Filed Document 0001571996-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:36:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ROC Debt Strategies Fund II International LP See All Filings	D/A	2016-09-27 15:26:33 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001680650 Filed Document 0001477932-16-012700 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:26:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOCIAL REALITY, Inc. See All Filings	D	2016-09-27 15:17:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers T.R. Winston & Company LLC and NOBLE FINANCIAL CAPITAL MARKETS CIK Number 0001538217 Filed Document 0001553350-16-002499 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:17:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Springfield Bancshares, Inc. See All Filings	D	2016-09-27 15:15:36 UTC
Amount To Be Raised $6,499,912 Associated Brokers / Dealers N/A CIK Number 0001685724 Filed Document 0001014108-16-000515 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:15:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Tower Square Fayetteville, LLC See All Filings	D	2016-09-27 15:12:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685484 Filed Document 0001685484-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:12:09 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Carbon3D, Inc. See All Filings	D/A	2016-09-27 15:09:13 UTC
Amount To Be Raised $81,058,666 Associated Brokers / Dealers N/A CIK Number 0001648978 Filed Document 0001648978-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:09:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nutraceutical Wellness LLC See All Filings	D	2016-09-27 15:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Circle Network, Inc. CIK Number 0001685620 Filed Document 0001685620-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:09:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lotus Leaf Coatings, Inc. See All Filings	D	2016-09-27 15:02:20 UTC
Amount To Be Raised $953,233 Associated Brokers / Dealers N/A CIK Number 0001638212 Filed Document 0001638212-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-27 15:02:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Redfish Holdings, Inc. See All Filings	D	2016-09-27 14:57:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001637944 Filed Document 0001637944-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:57:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:53:04 UTC
Amount To Be Raised $526,250 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000304 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:53:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QUEST GLOBAL CONVERTIBLE FUND LP See All Filings	D/A	2016-09-27 14:52:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229137 Filed Document 0001229137-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:52:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Useful Systems, Inc. See All Filings	D	2016-09-27 14:52:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685442 Filed Document 0001685442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:52:04 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NTC SkyKick I LLC See All Filings	D	2016-09-27 14:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685279 Filed Document 0001462573-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:47:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Legal Proceedings, Inc. See All Filings	D	2016-09-27 14:44:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001683512 Filed Document 0001683512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:44:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Qurgen Inc. See All Filings	D	2016-09-27 14:41:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682088 Filed Document 0001682088-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:41:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Island Breeze Systems CA, LLC See All Filings	D	2016-09-27 14:36:57 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001600627 Filed Document 0001600627-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:36:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Greenhouse Capital Partners II, LP See All Filings	D	2016-09-27 14:34:18 UTC
Amount To Be Raised $5,885,000 Associated Brokers / Dealers N/A CIK Number 0001674914 Filed Document 0001462573-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:34:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avantor, Inc. See All Filings	D	2016-09-27 14:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685738 Filed Document 0000895345-16-000539 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:33:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:25:00 UTC
Amount To Be Raised $222,361 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000303 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:25:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:24:01 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000302 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:24:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Catalyze, Inc. See All Filings	D	2016-09-27 14:23:40 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001592574 Filed Document 0001592574-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:23:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:23:23 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000301 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:23:23 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:22:42 UTC
Amount To Be Raised $670,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000300 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:22:42 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:22:01 UTC
Amount To Be Raised $362,500 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000299 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:22:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:21:11 UTC
Amount To Be Raised $54,003 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000298 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:21:11 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:20:32 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000297 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:20:32 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:18:14 UTC
Amount To Be Raised $166,500 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000296 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:18:14 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:17:37 UTC
Amount To Be Raised $37,333 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000295 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:17:37 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:16:31 UTC
Amount To Be Raised $766,752 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000294 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:16:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Warrior Capital Management, L.L.C. See All Filings	D/A	2016-09-27 14:16:14 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001669882 Filed Document 0001669882-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:16:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:14:05 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000293 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:14:05 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vertigo Media, Inc. See All Filings	D/A	2016-09-27 14:13:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607773 Filed Document 0001607773-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:13:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:12:24 UTC
Amount To Be Raised $3,625 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000292 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:12:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:11:48 UTC
Amount To Be Raised $103,611 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000291 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:11:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Energy Opportunity Fund L.P. See All Filings	D/A	2016-09-27 14:11:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589665 Filed Document 0000899140-16-001617 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:11:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Concentrated Equity Strategies Ltd See All Filings	D/A	2016-09-27 14:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0000899140-16-001616 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:10:51 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000290 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:10:51 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity