Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Asia Alternatives Capital Partners IV, LP See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WILLOWS AT CASTLETON APARTMENTS L P See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001388963 Filed Document 0001388963-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Impax Global Resource Optimization Fund, L.P. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534700 Filed Document 0000897069-14-000483 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonos Inc See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $129,999,974 Associated Brokers / Dealers N/A CIK Number 0001314727 Filed Document 0001314727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCOPUS PARTNERS II, L.P. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509750 Filed Document 0001012975-14-000773 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qspex Technologies Inc See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Riverbank Capital Securities, Inc. CIK Number 0001418588 Filed Document 0001418588-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Ti Bouchon Partners, L.P. See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624290 Filed Document 0000919574-14-006862 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raith Real Estate Fund I LP See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Park Madison Partners LLC CIK Number 0001592327 Filed Document 0000945621-14-000295 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise Investments 12, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627020 Filed Document 0001627020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Raven Rock Credit Fund, LP See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470970 Filed Document 0001470970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thunderstruck Resources Ltd. See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $348,598 Associated Brokers / Dealers N/A CIK Number 0001536811 Filed Document 0001536811-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
3850 PAS, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001626828 Filed Document 0001626828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TM MacArthur Center REIT, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001627585 Filed Document 0001627585-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PIXEL VELOCITY INC See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL and DAROTH CAPITAL ADVISORS LLC CIK Number 0001375069 Filed Document 0001375069-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
YouEye, Inc. See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $1,214,000 Associated Brokers / Dealers N/A CIK Number 0001578759 Filed Document 0001578759-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RT SC Co-Invest, LLC See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625308 Filed Document 0001625308-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Foley Ventures III LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626496 Filed Document 0000897069-14-000484 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCM KD, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $10,673,000 Associated Brokers / Dealers N/A CIK Number 0001626096 Filed Document 0001626096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
T&C Associates MSV, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001625390 Filed Document 0001625386-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ENGLISH VILLAGE INDY, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001626778 Filed Document 0001144204-14-072254 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Strategic Partners Co-Invest, L.P., Series U See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626821 Filed Document 0001626821-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlantPure Productions, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626803 Filed Document 0001626803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001426150 Filed Document 0000943663-14-000170 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TM Partridge Creek Mall REIT, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001627587 Filed Document 0001627585-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BCM Bitnet Technologies, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001627414 Filed Document 0001627414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chaat Company, LLC See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623834 Filed Document 0001623834-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Bridge33 Properties V LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001623704 Filed Document 0001623704-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KBI DST Emerging Market ESG Fund See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626563 Filed Document 0001393725-14-000165 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOWER WACKER SMALL CAP INVESTMENT FUND LLC See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276687 Filed Document 0001276687-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StocksPLUS, L.P. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459534 Filed Document 0000943663-14-000169 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners Co-Invest, L.P., Series FK-G See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626820 Filed Document 0001626820-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richmond Associates MSV, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001625392 Filed Document 0001625386-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advanced Animal Diagnostics Inc See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $14,770,889 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RFS Pharma, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001627335 Filed Document 0001627335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SCOPUS PARTNERS, L.P. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061553 Filed Document 0001012975-14-000770 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ILLUMINATE EDUCATION HOLDINGS, INC. See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $26,500,000 Associated Brokers / Dealers N/A CIK Number 0001626301 Filed Document 0001626301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Amazing Energy, Inc. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $1,530,000 Associated Brokers / Dealers N/A CIK Number 0001513335 Filed Document 0001513335-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zirtual Inc. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001566557 Filed Document 0000897069-14-000485 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
T & E INVESTMENT GROUP, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001456918 Filed Document 0001456918-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Invention Investment Fund III, L.P. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001593743 Filed Document 0001181431-14-037901 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IVEDIX, Inc. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001587158 Filed Document 0001587158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
R. G. NIEDERHOFFER GLOBAL FUND, L.P. I See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077571 Filed Document 0001077571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TM Wellington Green Mall REIT, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001627588 Filed Document 0001627585-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TZP Growth Partners I, L.P. See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001626792 Filed Document 0001626792-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Context Active Strategies Fund, L.P. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534809 Filed Document 0001546927-14-000205 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pluralsight Holdings, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $19,955,174 Associated Brokers / Dealers N/A CIK Number 0001625877 Filed Document 0001080368-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund II LLC, Series C-2 See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001617325 Filed Document 0001617325-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Zebedee Growth Fund Ltd See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484264 Filed Document 0000919574-14-006860 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $18,633,308 Associated Brokers / Dealers Michael Moorhead and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-14-000344 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PELOTON INTERACTIVE, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001562266 Filed Document 0001562266-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt