Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ascent Capital Fund II, LLC See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001555126 Filed Document 0001555126-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dera Global Fund LP See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593267 Filed Document 0001593267-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Freight Farms, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,954,576 Associated Brokers / Dealers N/A CIK Number 0001592800 Filed Document 0001592800-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BlueSpruce Fund Ltd. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592932 Filed Document 0001592932-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sensor Technology Topco, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $102,225,000 Associated Brokers / Dealers N/A CIK Number 0001594104 Filed Document 0001594104-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beckman Production Services, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $19,294,841 Associated Brokers / Dealers N/A CIK Number 0001593099 Filed Document 0001593099-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Sales Tax Recovery Services, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593264 Filed Document 0001593264-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lectrus Holding Corp. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $4,784,291 Associated Brokers / Dealers N/A CIK Number 0001406402 Filed Document 0001405086-13-000427 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Radico, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $2,000,001 Associated Brokers / Dealers N/A CIK Number 0001593203 Filed Document 0001140361-13-044708 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MyRooms, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001575568 Filed Document 0001575568-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
WIP-Arbor Vista, LLP See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $2,222,400 Associated Brokers / Dealers N/A CIK Number 0001589269 Filed Document 0001589269-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Liberty Resources II, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592076 Filed Document 0001592076-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CALIFORNIA GOLD CORP. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001363573 Filed Document 0001354488-13-006696 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
ROC SENIORS HOUSING & MEDICAL PROPERTIES FUND-A LP See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers NONE CIK Number 0001591952 Filed Document 0001591952-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Owl Partners, L.P. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen LP CIK Number 0001562015 Filed Document 0001566114-13-000070 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Restorsea Holdings, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001546214 Filed Document 0001231919-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONJUGON INC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001209987 Filed Document 0001209987-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Morphlabs, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $10,916,000 Associated Brokers / Dealers N/A CIK Number 0001593165 Filed Document 0001593165-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swarm Solutions, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $3,448,111 Associated Brokers / Dealers N/A CIK Number 0001592563 Filed Document 0001592563-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Abacab Fund, L.P. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590602 Filed Document 0001590602-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAF Energy Systems, Inc See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001550997 Filed Document 0001550997-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Cryoocyte, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593050 Filed Document 0001593050-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HALL OFFICE PARK BUILDING 17, L.P. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Titan Securities CIK Number 0001592697 Filed Document 0001144204-13-064974 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eco Power Solutions (USA) Corp. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001502788 Filed Document 0001502788-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BioMarker Strategies LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001387083 Filed Document 0001387083-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Oregon Angel Fund 2014, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001592935 Filed Document 0001592935-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund III Series 1 See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001587142 Filed Document 0001587142-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
RHEONIX INC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001454559 Filed Document 0001454559-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SUGAR HILL PROPERTY FUND II, LLC See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001500807 Filed Document 0001500807-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BATON ROUGE UROLOGICAL SERVICES LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,768,000 Associated Brokers / Dealers N/A CIK Number 0001360984 Filed Document 0001360984-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NTHDEGREE TECHNOLOGIES WORLDWIDE INC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001432338 Filed Document 0000905729-13-000265 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EquityMetrix, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Xnergy Financial, LLC CIK Number 0001593220 Filed Document 0001593220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SmartPager Systems Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001593252 Filed Document 0001593252-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Qardio, Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001560938 Filed Document 0001560938-13-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CoreCommodity Management - Founders I Fund, LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544989 Filed Document 0001264128-13-000051 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Diversified I Fund, LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001491793 Filed Document 0001264128-13-000049 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiara CG Private Equity Fund 2013, L.P. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001593523 Filed Document 0000947871-13-000770 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trevali Mining Corp See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $2,301,178 Associated Brokers / Dealers Dundee Securities Inc. CIK Number 0001402948 Filed Document 0001062993-13-006100 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SAILPOINT TECHNOLOGIES INC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001350136 Filed Document 0001350136-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Daemonic Labs See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001506668 Filed Document 0001506668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Province Diamonds Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $23,596 Associated Brokers / Dealers N/A CIK Number 0001004530 Filed Document 0001004530-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Alpha Venture Partners Fund, L.P. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593143 Filed Document 0001593143-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 15, LP See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593025 Filed Document 0001593025-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONEPAK INC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001380765 Filed Document 0001380765-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CoreCommodity Management - Founders I Fund (Cayman), Ltd. See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530180 Filed Document 0001264128-13-000050 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freelinc Technologies LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593041 Filed Document 0001593041-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CoreCommodity Management - Diversified I Fund (Cayman) Ltd. See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525027 Filed Document 0001264128-13-000048 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertical Brands Media, Inc. See All Filings	D	2013-11-28 00:00:00 UTC
Amount To Be Raised $19,998,893 Associated Brokers / Dealers N/A CIK Number 0001592836 Filed Document 0001592836-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WASHINGTON HARBOUR REIT LLC See All Filings	D	2013-11-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593308 Filed Document 0001593308-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StoneRoad Series Investment Trust See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund