Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
High West Holdings, LLC See All Filings	D	2016-09-28 17:32:24 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001685117 Filed Document 0001685117-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:32:24 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Madyson Equity Group, LP See All Filings	1-A/A	2016-09-28 17:27:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001672461 Filed Document 0001477932-16-012734 Accepted Date 2016-09-28 17:27:48 UTC Type of Offering 1-A/A Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
FundersClub 3UD LLC See All Filings	D	2016-09-28 17:27:07 UTC
Amount To Be Raised $496,536 Associated Brokers / Dealers N/A CIK Number 0001685196 Filed Document 0001685196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:27:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High West Holdings, LLC See All Filings	D	2016-09-28 17:25:19 UTC
Amount To Be Raised $4,017,300 Associated Brokers / Dealers N/A CIK Number 0001685117 Filed Document 0001685117-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:25:19 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
High West Holdings, LLC See All Filings	D	2016-09-28 17:22:15 UTC
Amount To Be Raised $4,536,602 Associated Brokers / Dealers N/A CIK Number 0001685117 Filed Document 0001685117-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:22:15 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
High West Holdings, LLC See All Filings	D	2016-09-28 17:17:59 UTC
Amount To Be Raised $6,254,000 Associated Brokers / Dealers N/A CIK Number 0001685117 Filed Document 0001685117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:17:59 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Closer Mobile, Inc. See All Filings	D	2016-09-28 17:16:07 UTC
Amount To Be Raised $325,106 Associated Brokers / Dealers N/A CIK Number 0001683043 Filed Document 0001683043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:16:07 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Owl Ventures II, L.P. See All Filings	D	2016-09-28 17:14:27 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001685897 Filed Document 0001685897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVP VII Opportunity, L.P. See All Filings	D/A	2016-09-28 17:13:22 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001654101 Filed Document 0001654101-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lazarus Behavioral Finance Fund LP See All Filings	D	2016-09-28 17:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685622 Filed Document 0001079973-16-001200 Exclusions or Exemptions 506c Accepted Date 2016-09-28 17:06:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Mars Partners, L.P. See All Filings	D	2016-09-28 17:03:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001685801 Filed Document 0001685801-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:03:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HC Government Realty Trust, Inc. See All Filings	1-A/A	2016-09-28 17:02:26 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001670010 Filed Document 0001654954-16-002437 Accepted Date 2016-09-28 17:02:26 UTC Type of Offering 1-A/A Industry OPERATORS OF NONRESIDENTIAL BUILDINGS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Textile-Based Delivery, Inc. See All Filings	D	2016-09-28 16:55:22 UTC
Amount To Be Raised $3,549,496 Associated Brokers / Dealers N/A CIK Number 0001685865 Filed Document 0001685865-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:55:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Five Elms III Q, L.P. See All Filings	D	2016-09-28 16:54:12 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001679755 Filed Document 0001679755-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Varde Co-Investment 2016A, L.P. See All Filings	D	2016-09-28 16:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685456 Filed Document 0000950142-16-004512 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:53:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Five Elms III B, L.P. See All Filings	D	2016-09-28 16:43:54 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001679756 Filed Document 0001679756-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:43:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Real Content Media Group, Inc. See All Filings	D/A	2016-09-28 16:42:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630961 Filed Document 0001630961-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-09-28 16:42:37 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mount Bonnell REIT I LLC See All Filings	D	2016-09-28 16:37:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001683519 Filed Document 0001683519-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-28 16:37:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TFG Station Ridge REIT, LLC See All Filings	D	2016-09-28 16:35:09 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Tritower Real Estate Capital, LLC CIK Number 0001685818 Filed Document 0001685818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:35:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MAI Capital Income & Growth Fund III, L.P. See All Filings	D	2016-09-28 16:33:45 UTC
Amount To Be Raised $33,550,000 Associated Brokers / Dealers N/A CIK Number 0001682534 Filed Document 0001315863-16-001809 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:33:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Five Elms III A, L.P. See All Filings	D	2016-09-28 16:33:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001679757 Filed Document 0001679757-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:33:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Collab Consumer I, L.P. See All Filings	D	2016-09-28 16:30:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001683089 Filed Document 0001683089-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GK DST - Cedar Falls Grocery See All Filings	D/A	2016-09-28 16:27:55 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Peter Dorn, John P. Harvey Jr., Robert L. Boggess, Trawnegan Gall, David Kangas, Stephen R. Holt, and Ivan West CIK Number 0001680064 Filed Document 0001680064-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:27:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Continuous Precision Medicine Inc. See All Filings	D	2016-09-28 16:22:57 UTC
Amount To Be Raised $770,003 Associated Brokers / Dealers N/A CIK Number 0001685839 Filed Document 0001685839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:22:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DEPCOM POWER, INC. See All Filings	D	2016-09-28 16:22:01 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001611444 Filed Document 0001611444-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:22:01 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CSI Compressco LP See All Filings	D	2016-09-28 16:20:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and RBC Capital Markets, LLC CIK Number 0001449488 Filed Document 0001209191-16-143002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:20:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SRA US Equity Fund, LP See All Filings	D/A	2016-09-28 16:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614286 Filed Document 0001614286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPROUT A REVOLUTION, INC. See All Filings	D	2016-09-28 16:12:32 UTC
Amount To Be Raised $2,872,985 Associated Brokers / Dealers N/A CIK Number 0001579189 Filed Document 0001579189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:12:32 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Libra Fossil Fuel Free Fund, L.P. See All Filings	D	2016-09-28 16:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685357 Filed Document 0000945621-16-000722 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:08:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospero Silver Corp. See All Filings	D	2016-09-28 16:06:44 UTC
Amount To Be Raised $1,932,043 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd., Haywood Securities Inc., and Canaccord Genuity Corp. CIK Number 0001479464 Filed Document 0001140361-16-080916 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:06:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET EMERGING MARKETS SMALL CAP FUND LLC See All Filings	D/A	2016-09-28 16:04:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443634 Filed Document 0001012975-16-001508 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:04:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOCKOUT, INC. See All Filings	D	2016-09-28 15:59:21 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001685790 Filed Document 0001685790-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:59:21 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Wasserstein Partners IV (Offshore), LP See All Filings	D/A	2016-09-28 15:54:03 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Florida Atlantic Securities Corp. CIK Number 0001649240 Filed Document 0000950142-16-004511 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:54:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wasserstein Partners IV, LP See All Filings	D/A	2016-09-28 15:53:18 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Florida Atlantic Securities Corp. CIK Number 0001649241 Filed Document 0000950142-16-004510 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:53:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hail Merry, LLC See All Filings	D	2016-09-28 15:51:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001642504 Filed Document 0001642504-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:51:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-09-28 15:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001682690 Filed Document 0001625257-16-000215 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:50:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lion One Metals Ltd. See All Filings	D	2016-09-28 15:45:40 UTC
Amount To Be Raised $18,729,209 Associated Brokers / Dealers SCARSDALE EQUITIES LLC and JETT CAPITAL ADVISORS, LLC CIK Number 0001509397 Filed Document 0001509397-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:45:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Foods, Inc. See All Filings	D/A	2016-09-28 15:44:29 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:44:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Opportunities AW, LP See All Filings	D	2016-09-28 15:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685825 Filed Document 0001571220-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:37:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Credit Opportunity Fund LP See All Filings	D/A	2016-09-28 15:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507119 Filed Document 0001507119-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4700 Stringfellow, LLC See All Filings	D	2016-09-28 15:26:16 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001685193 Filed Document 0001685193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:26:16 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Renntiger Resources Ltd See All Filings	D	2016-09-28 15:25:35 UTC
Amount To Be Raised $241,955 Associated Brokers / Dealers N/A CIK Number 0001574072 Filed Document 0001574072-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:25:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 6, LP See All Filings	D/A	2016-09-28 15:17:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571220 Filed Document 0001571220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:17:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Stressed Credit Fund LP See All Filings	D/A	2016-09-28 15:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507116 Filed Document 0001507116-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:15:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fifth Wall Ventures SPV I, L.P. See All Filings	D	2016-09-28 15:15:04 UTC
Amount To Be Raised $20,338,500 Associated Brokers / Dealers N/A CIK Number 0001678110 Filed Document 0001678110-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:15:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Institutional Credit Cayman Fund Ltd See All Filings	D/A	2016-09-28 15:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554150 Filed Document 0001554150-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIPHERLOC Corp See All Filings	D/A	2016-09-28 15:04:45 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0000721748-16-001677 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:04:45 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BDR YARROW POINT VII LLC See All Filings	D	2016-09-28 15:01:46 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001685603 Filed Document 0001685603-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:01:46 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
J. David Garmon, M.D., Inc. See All Filings	D	2016-09-28 15:00:43 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001685834 Filed Document 0001685834-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-09-28 15:00:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exile Advantage Fund LP See All Filings	D	2016-09-28 14:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680363 Filed Document 0000919574-16-015557 Exclusions or Exemptions 506b Accepted Date 2016-09-28 14:57:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity