Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OWS ABS Fund III, Ltd. See All Filings	D	2016-11-04 11:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689272 Filed Document 0000902664-16-008629 Exclusions or Exemptions 506b Accepted Date 2016-11-04 11:37:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SIG Nassau Hall LP See All Filings	D	2016-11-04 11:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689016 Filed Document 0000902664-16-008628 Exclusions or Exemptions 506b Accepted Date 2016-11-04 11:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STS Partners Fund, LP See All Filings	D/A	2016-11-04 11:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Taglianetti and Glen A. Beigel CIK Number 0001476525 Filed Document 0001476525-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 11:31:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sagittarii Fund, LLC See All Filings	D/A	2016-11-04 11:26:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644001 Filed Document 0001209191-16-148350 Exclusions or Exemptions 506c Accepted Date 2016-11-04 11:26:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Aviator Capital Mid-Life Offshore Feeder Fund, LP See All Filings	D/A	2016-11-04 11:21:10 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers James L. Tovey, Jason B. Okie, and Kenneth P. Gettinger CIK Number 0001657528 Filed Document 0001657528-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 11:21:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAMA-J Farms Inc See All Filings	C/A	2016-11-04 11:20:02 UTC
Financial Interest None Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001682883 Filed Document 0001682883-16-000004 Accepted Date 2016-11-04 11:20:02 UTC Type of Offering C/A Security Offered Amount 2,000,000 Security Offered Type Common Stock State FLORIDA
4010 Partners, LP See All Filings	D/A	2016-11-04 11:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624395 Filed Document 0000919574-16-016088 Exclusions or Exemptions 506b Accepted Date 2016-11-04 11:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2016-11-04 11:07:28 UTC
Amount To Be Raised $1,233,750 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-11-04 11:07:28 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Parkour Method Inc. See All Filings	D/A	2016-11-04 11:05:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001686704 Filed Document 0001686704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 11:05:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Aviator Capital Mid-Life US Feeder Fund, LP See All Filings	D/A	2016-11-04 11:02:08 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers James L. Tovey, Jason B. Okie, and Kenneth P. Gettinger CIK Number 0001657517 Filed Document 0001657517-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 11:02:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Empire Real Estate Investments, Inc See All Filings	C/A	2016-11-04 11:01:40 UTC
Financial Interest none Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001682385 Filed Document 0001682385-16-000002 Accepted Date 2016-11-04 11:01:40 UTC Type of Offering C/A Security Offered Amount 2,000,000 Security Offered Type Common Stock State FLORIDA
Online Portal, Inc. See All Filings	C/A	2016-11-04 10:54:56 UTC
Financial Interest No Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001682495 Filed Document 0001682495-16-000011 Accepted Date 2016-11-04 10:54:56 UTC Type of Offering C/A Security Offered Amount 2,000,000 Security Offered Type Common Stock State FLORIDA
InnAVasc Medical, Inc. See All Filings	D	2016-11-04 10:53:17 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001671622 Filed Document 0001671622-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:53:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Core Property Fund, LP See All Filings	D/A	2016-11-04 10:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFF SECURITIES L.P. CIK Number 0001589733 Filed Document 0001589733-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MusicPlay Analytics, LLC See All Filings	D/A	2016-11-04 10:44:24 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001674916 Filed Document 0001144204-16-131592 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:44:24 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Emerald TopCo, Inc. See All Filings	D	2016-11-04 10:36:10 UTC
Amount To Be Raised $1,339,180,083 Associated Brokers / Dealers N/A CIK Number 0001688674 Filed Document 0001688674-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:36:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
GSV Ventures I LLC, Series T-5 See All Filings	D	2016-11-04 10:28:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001686883 Filed Document 0001686883-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:28:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helocyte, Inc. See All Filings	D/A	2016-11-04 10:26:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001679808 Filed Document 0001679808-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:26:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GSV Ventures I LLC, Series H-12 See All Filings	D	2016-11-04 10:19:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001689267 Filed Document 0001689267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:19:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karst Peak Vermilion Partners Master Fund See All Filings	D	2016-11-04 10:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689102 Filed Document 0000902664-16-008627 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:15:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DERNS MARKET OPPORTUNITY FUND LP See All Filings	D/A	2016-11-04 10:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers World Equity Group CIK Number 0001177649 Filed Document 0001177649-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:12:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlington Agg II, LLC See All Filings	D	2016-11-04 10:08:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001687649 Filed Document 0001687649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:08:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Debt Fund, LLC See All Filings	D	2016-11-04 10:04:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Robert F. Godard CIK Number 0001689248 Filed Document 0001689248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:04:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-11-04 10:02:30 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000037 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:02:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Utrip, Inc. See All Filings	D	2016-11-04 09:51:55 UTC
Amount To Be Raised $6,168,546 Associated Brokers / Dealers N/A CIK Number 0001559164 Filed Document 0001559164-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 09:51:55 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Chord Partners Fund I, LP See All Filings	D/A	2016-11-04 09:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586920 Filed Document 0000919574-16-016085 Exclusions or Exemptions 506b Accepted Date 2016-11-04 09:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MUSTANG BIO, INC. See All Filings	D/A	2016-11-04 09:29:11 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001680048 Filed Document 0001680048-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 09:29:11 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pennsylvania Portfolio Holdings LLC See All Filings	D	2016-11-04 09:27:50 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001687801 Filed Document 0001014100-16-000053 Exclusions or Exemptions 506b Accepted Date 2016-11-04 09:27:50 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-04 08:56:18 UTC
Amount To Be Raised $32,187 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-16-000683 Exclusions or Exemptions 506b Accepted Date 2016-11-04 08:56:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
New Media, Inc. See All Filings	C/A	2016-11-04 08:51:06 UTC
Financial Interest None Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001685501 Filed Document 0001685501-16-000007 Accepted Date 2016-11-04 08:51:06 UTC Type of Offering C/A Security Offered Amount 5,000,000 Security Offered Type Common Stock State GEORGIA
Arbiter Special Opportunities Fund II, LP See All Filings	D/A	2016-11-04 06:05:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589656 Filed Document 0000947871-16-001622 Exclusions or Exemptions 506b Accepted Date 2016-11-04 06:05:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Toccata Capital Fund See All Filings	D/A	2016-11-03 21:42:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523873 Filed Document 0001523873-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 21:42:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGGC FUND III-A, L.P. See All Filings	D	2016-11-03 20:56:20 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001680391 Filed Document 0001680391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 20:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGGC FUND III, L.P. See All Filings	D	2016-11-03 20:51:26 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001680390 Filed Document 0001680390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 20:51:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Leaf Holdings Ltd. See All Filings	D	2016-11-03 20:49:38 UTC
Amount To Be Raised $87,543 Associated Brokers / Dealers N/A CIK Number 0001689231 Filed Document 0001689231-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-03 20:49:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Sortis & Collier Smith Opportunity Fund I LLC See All Filings	D	2016-11-03 19:42:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001689260 Filed Document 0001689260-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 19:42:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Asante Gold Corp. See All Filings	D	2016-11-03 19:20:47 UTC
Amount To Be Raised $46,220 Associated Brokers / Dealers Canaccord Genuity Corp CIK Number 0001523060 Filed Document 0001183740-16-000450 Exclusions or Exemptions 506b Accepted Date 2016-11-03 19:20:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GTCR Onvoy Holdings LLC See All Filings	D	2016-11-03 19:08:14 UTC
Amount To Be Raised $7,831,510 Associated Brokers / Dealers N/A CIK Number 0001671070 Filed Document 0001140361-16-084803 Exclusions or Exemptions 506c Accepted Date 2016-11-03 19:08:14 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SolidOpinion, Inc. See All Filings	D	2016-11-03 19:03:06 UTC
Amount To Be Raised $3,651,310 Associated Brokers / Dealers N/A CIK Number 0001629593 Filed Document 0001629593-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-03 19:03:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gap Year Global Inc. See All Filings	D	2016-11-03 18:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626151 Filed Document 0001626151-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:39:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M Square Brazil Value Long Only Fund II LLC See All Filings	D/A	2016-11-03 18:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655503 Filed Document 0000919574-16-016083 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
DGACQ, LLC See All Filings	D	2016-11-03 18:22:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001685920 Filed Document 0001685920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:22:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XXXV, L.P. See All Filings	D	2016-11-03 18:21:43 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001688968 Filed Document 0001688975-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:21:43 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Borrowed & Blue, Inc. See All Filings	D	2016-11-03 18:17:45 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001645956 Filed Document 0001645956-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:17:45 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WORLD TREE COP USA, LLC See All Filings	D	2016-11-03 18:10:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001687316 Filed Document 0001687316-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:10:21 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mission 12:11, Inc. See All Filings	D	2016-11-03 18:06:02 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001689225 Filed Document 0001689225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:06:02 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
5.11 ABR CORP. See All Filings	D	2016-11-03 17:59:05 UTC
Amount To Be Raised $232,645,470 Associated Brokers / Dealers N/A CIK Number 0001689258 Filed Document 0001689258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:59:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vestech Global, LLC See All Filings	D	2016-11-03 17:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001689266 Filed Document 0001689266-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:55:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TOI Pay Inc. See All Filings	D	2016-11-03 17:50:33 UTC
Amount To Be Raised $3,503,500 Associated Brokers / Dealers N/A CIK Number 0001689055 Filed Document 0001689055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:50:33 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
COVEMARK LEGACY RIVERS LLC See All Filings	D	2016-11-03 17:39:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689278 Filed Document 0001689278-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:39:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity