Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SPI MLP & ENERGY FUND, L.P. See All Filings	D/A	2016-09-30 10:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620830 Filed Document 0000919574-16-015600 Exclusions or Exemptions 506b Accepted Date 2016-09-30 10:17:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Isomer Fund LP See All Filings	D	2016-09-30 10:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682356 Filed Document 0000919574-16-015599 Exclusions or Exemptions 506b Accepted Date 2016-09-30 10:16:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CBF Holdings Inc. See All Filings	D	2016-09-30 09:58:07 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001685573 Filed Document 0001685573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:58:07 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FTF LENDING, LLC See All Filings	D	2016-09-30 09:55:37 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jumpstart Securities, LLC CIK Number 0001685575 Filed Document 0001685575-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-30 09:55:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Peru Equity Fund See All Filings	D/A	2016-09-30 09:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588415 Filed Document 0001588415-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Behavioral Equity Market Neutral Master Fund, Ltd. See All Filings	D/A	2016-09-30 09:48:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518081 Filed Document 0000945621-16-000725 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:48:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Behavioral Equity Market Neutral Fund, Ltd. See All Filings	D/A	2016-09-30 09:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518080 Filed Document 0000945621-16-000724 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:45:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
van Biema Asia Value Fund, Ltd See All Filings	D/A	2016-09-30 09:43:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities CIK Number 0001486948 Filed Document 0000919574-16-015595 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:43:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
van Biema Asia Value Fund, LP See All Filings	D/A	2016-09-30 09:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486942 Filed Document 0000919574-16-015593 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
van Biema Global Value Fund, LP See All Filings	D/A	2016-09-30 09:37:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COLLINS/BAY ISLAND SECURITIES, LLC CIK Number 0001399399 Filed Document 0000919574-16-015591 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
van Biema Value Fund, Ltd See All Filings	D/A	2016-09-30 09:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities CIK Number 0001486938 Filed Document 0000919574-16-015589 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
van Biema Value Fund, LP See All Filings	D/A	2016-09-30 09:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399397 Filed Document 0000919574-16-015587 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kentucky Fresh Harvest LLC See All Filings	D	2016-09-30 09:17:57 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001685271 Filed Document 0001685271-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 09:17:57 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Align Capital Partners Fund I-A, LP See All Filings	D/A	2016-09-30 08:38:28 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682671 Filed Document 0001682671-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 08:38:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Align Capital Partners Fund I, LP See All Filings	D/A	2016-09-30 08:34:24 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682669 Filed Document 0001682669-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 08:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
4 Tech Circle, LLC See All Filings	D	2016-09-30 07:09:32 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001685922 Filed Document 0001685922-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 07:09:32 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Select Fund LP See All Filings	D/A	2016-09-30 06:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530215 Filed Document 0000902664-16-008267 Exclusions or Exemptions 506b Accepted Date 2016-09-30 06:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Janchor Partners Opportunities U.S. Fund L.P. See All Filings	D	2016-09-30 06:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001685301 Filed Document 0001685301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 06:20:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janchor Partners Opportunities Offshore Fund L.P. See All Filings	D	2016-09-30 06:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001685302 Filed Document 0001685302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 06:14:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumination America, Inc. See All Filings	D	2016-09-29 21:53:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662574 Filed Document 0001128732-16-000027 Exclusions or Exemptions 506b Accepted Date 2016-09-29 21:53:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bolt Biotherapeutics, Inc. See All Filings	D	2016-09-29 20:26:33 UTC
Amount To Be Raised $15,999,999 Associated Brokers / Dealers N/A CIK Number 0001641281 Filed Document 0001641281-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-29 20:26:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Imperial Mines Inc. See All Filings	D	2016-09-29 19:30:50 UTC
Amount To Be Raised $9,469 Associated Brokers / Dealers N/A CIK Number 0001555998 Filed Document 0001555998-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 19:30:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PDS Biotechnology Corp See All Filings	D	2016-09-29 19:28:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001531147 Filed Document 0001531147-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-29 19:28:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
WAMBA PARTNERS LLC See All Filings	D	2016-09-29 19:16:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685754 Filed Document 0001685713-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 19:16:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Apps, Inc. See All Filings	D/A	2016-09-29 19:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677892 Filed Document 0001677892-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 19:10:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EXPANSION INDUSTRIES AMMUNITION COMPONENT FUND LP See All Filings	D	2016-09-29 18:57:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001685713 Filed Document 0001685713-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-29 18:57:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NW Cox Bay 3-D Joint Venture See All Filings	D/A	2016-09-29 18:52:19 UTC
Amount To Be Raised $1,936,000 Associated Brokers / Dealers The Champion Group, Inc. CIK Number 0001683494 Filed Document 0001654954-16-002500 Exclusions or Exemptions 506b Accepted Date 2016-09-29 18:52:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
83rd Ave & Olive LLC See All Filings	D	2016-09-29 18:14:21 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001685830 Filed Document 0001685830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 18:14:21 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RUSSELL PARTNERS LLC See All Filings	D	2016-09-29 17:56:19 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001682943 Filed Document 0001682943-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:56:19 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Silver Ring Value Partners Fund LP See All Filings	D	2016-09-29 17:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685444 Filed Document 0001140361-16-081085 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:24:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Gold Corp. See All Filings	D	2016-09-29 17:24:29 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Laidlaw & Co. (UK) Ltd. CIK Number 0001685963 Filed Document 0001662252-16-000233 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:24:29 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
VENTURE CORE FUND VII, L.P. See All Filings	D	2016-09-29 17:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685809 Filed Document 0001685809-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:22:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY CORE FUND VII, L.P. See All Filings	D	2016-09-29 17:21:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685807 Filed Document 0001685807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:21:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY CORE FUND (QP) VII, L.P. See All Filings	D	2016-09-29 17:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685805 Filed Document 0001685805-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:21:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY CORE FUND (QP) VII (OFFSHORE), L.P. See All Filings	D	2016-09-29 17:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685802 Filed Document 0001685802-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:20:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BUYOUT CORE FUND VII, L.P. See All Filings	D	2016-09-29 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685817 Filed Document 0001685542-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Toma Biosciences, Inc. See All Filings	D/A	2016-09-29 17:18:47 UTC
Amount To Be Raised $16,050,250 Associated Brokers / Dealers N/A CIK Number 0001596434 Filed Document 0001596434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:18:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Middle Market Investors IV, L.P. See All Filings	D	2016-09-29 17:18:15 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Compass Group Global Advisors S.A., Baro Investment & Securities Co. LTD., and Crosspoint Advisors, Inc. CIK Number 0001675667 Filed Document 0001675667-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:18:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspida 360, Inc. See All Filings	D	2016-09-29 17:17:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001685772 Filed Document 0001685772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:17:50 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Polar Bear Fund LP See All Filings	D/A	2016-09-29 17:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479798 Filed Document 0000902664-16-008265 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Praesidian Capital Bridge Fund LP See All Filings	D	2016-09-29 17:11:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001681848 Filed Document 0001681848-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:11:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lexington CH, LLC See All Filings	D/A	2016-09-29 17:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424281 Filed Document 0000902664-16-008264 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle China Rome Logistics, L.P. See All Filings	D	2016-09-29 17:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001685758 Filed Document 0001685758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
REDSTAR GOLD CORP See All Filings	D	2016-09-29 17:10:08 UTC
Amount To Be Raised $28,481 Associated Brokers / Dealers N/A CIK Number 0001177975 Filed Document 0001177975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:10:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Prisma Focus Fund Ltd See All Filings	D/A	2016-09-29 17:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507909 Filed Document 0000902664-16-008262 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle China Realty, L.P. See All Filings	D	2016-09-29 17:08:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001685762 Filed Document 0001685762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:08:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Avantor, Inc. See All Filings	D	2016-09-29 17:07:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685738 Filed Document 0000895345-16-000547 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:07:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PotaVida, Inc. See All Filings	D	2016-09-29 17:02:16 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001635104 Filed Document 0001168404-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:02:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kidizen, Inc. See All Filings	D	2016-09-29 16:59:40 UTC
Amount To Be Raised $2,092,537 Associated Brokers / Dealers N/A CIK Number 0001607128 Filed Document 0001607128-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:59:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExchangeRight Net Leased Portfolio 13 DST See All Filings	D/A	2016-09-29 16:58:13 UTC
Amount To Be Raised $25,815,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001683028 Filed Document 0001683028-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:58:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity