Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rancho Cordova Retail Center, L.L.C. See All Filings	D/A	2016-11-08 10:48:27 UTC
Amount To Be Raised $16,554,238 Associated Brokers / Dealers Inland Securities Corporation, 1st Global Capital Corp., Sagepoint Financial Inc., Investment Planners Inc., Jeffrey B. Baker, Lisa M. Lyons, Jason T. Reynolds, David J. Florell, Concorde Investment Services LLC, Ralph Adamo, Michael A. Compiano, Investacorp Inc., Edwin T. Suzuki, and Mark Aleman CIK Number 0001640163 Filed Document 0000950138-16-001461 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:48:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Inspire Medical Systems, Inc. See All Filings	D	2016-11-08 10:45:58 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001609550 Filed Document 0001609550-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:45:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
MFG Waterstone, LLC See All Filings	D	2016-11-08 10:40:53 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001689422 Filed Document 0001689422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:40:53 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gar76 See All Filings	D	2016-11-08 10:33:40 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:33:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2016-11-08 10:27:16 UTC
Amount To Be Raised $1,874,650 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:27:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ONCAP IV Select LP See All Filings	D	2016-11-08 10:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688751 Filed Document 0001140361-16-085330 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:23:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ONCAP IV LP See All Filings	D	2016-11-08 10:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688750 Filed Document 0001140361-16-085316 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:20:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GAM Holding AG See All Filings	D	2016-11-08 10:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438848 Filed Document 0001012975-16-001555 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:18:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FairTech Labs, LLC See All Filings	D/A	2016-11-08 10:16:39 UTC
Amount To Be Raised $220,333 Associated Brokers / Dealers N/A CIK Number 0001689476 Filed Document 0001689476-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:16:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
New Media, Inc. See All Filings	C-W	2016-11-08 10:16:29 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001685501 Filed Document 0001685501-16-000008 Accepted Date 2016-11-08 10:16:29 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Impossible Objects, LLC See All Filings	D	2016-11-08 10:11:35 UTC
Amount To Be Raised $1,729,040 Associated Brokers / Dealers N/A CIK Number 0001627072 Filed Document 0001627072-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:11:35 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Value Partners Intelligent Funds-China Convergence Fund See All Filings	D	2016-11-08 10:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liora Partners CIK Number 0001574865 Filed Document 0001574865-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-08 10:07:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUE PARTNERS TAIWAN FUND See All Filings	D	2016-11-08 09:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liora Partners and Centenium Advisors, LLC CIK Number 0001431910 Filed Document 0001431910-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-08 09:56:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pagoda Investment Limited Partnership See All Filings	D/A	2016-11-08 09:56:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001643347 Filed Document 0001643347-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 09:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series H-12 See All Filings	D/A	2016-11-08 09:36:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001689267 Filed Document 0001689267-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 09:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luna Pharmaceuticals, Inc. See All Filings	D	2016-11-08 09:24:31 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001688483 Filed Document 0001688483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 09:24:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mapper.ai, Inc. See All Filings	D	2016-11-08 07:39:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689327 Filed Document 0001689327-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 07:39:39 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Iterable, Inc. See All Filings	D	2016-11-07 20:01:57 UTC
Amount To Be Raised $22,559,999 Associated Brokers / Dealers N/A CIK Number 0001661641 Filed Document 0001661641-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 20:01:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAUTO, INC. See All Filings	D	2016-11-07 19:40:52 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001657147 Filed Document 0001657147-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:40:52 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MINECORP ENERGY LTD. See All Filings	D	2016-11-07 19:35:02 UTC
Amount To Be Raised $160,378 Associated Brokers / Dealers N/A CIK Number 0001360733 Filed Document 0001183740-16-000462 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:35:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hustle, Inc. See All Filings	D	2016-11-07 19:27:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688868 Filed Document 0001688868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:27:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LICS Capital, LLC See All Filings	D/A	2016-11-07 19:10:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ABC Co. CIK Number 0001671363 Filed Document 0001671363-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:10:05 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ATEL Growth Capital Fund 10, LLC See All Filings	D	2016-11-07 18:57:39 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers ATEL Securities Corporation CIK Number 0001616084 Filed Document 0001140361-16-085219 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:57:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 250, LLC See All Filings	D	2016-11-07 18:46:21 UTC
Amount To Be Raised $466,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001686385 Filed Document 0001686385-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:46:21 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
K2 Gold Corp See All Filings	D	2016-11-07 18:38:58 UTC
Amount To Be Raised $350,530 Associated Brokers / Dealers N/A CIK Number 0001583962 Filed Document 0001583962-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:38:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Roofstock, Inc. See All Filings	D	2016-11-07 18:36:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001643176 Filed Document 0001643176-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:36:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-11-07 18:34:09 UTC
Amount To Be Raised $575,896 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000461 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:34:09 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EQX Capital, Inc. See All Filings	D/A	2016-11-07 18:28:11 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers N/A CIK Number 0001678291 Filed Document 0001678291-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:28:11 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambidio, Inc. See All Filings	D	2016-11-07 18:21:53 UTC
Amount To Be Raised $1,999,996 Associated Brokers / Dealers N/A CIK Number 0001689463 Filed Document 0001689463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:21:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-11-07 18:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001689294 Filed Document 0001625257-16-000220 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:11:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelerate-IT Ventures Fund I, L.P. See All Filings	D	2016-11-07 17:53:10 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001643058 Filed Document 0001643058-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-07 17:53:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synedgen, Inc. See All Filings	D	2016-11-07 17:37:28 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001471618 Filed Document 0001471618-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:37:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Diagenesis, LLC See All Filings	D	2016-11-07 17:32:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001689478 Filed Document 0001689478-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-07 17:32:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Evernym, Inc. See All Filings	D	2016-11-07 17:29:45 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001689456 Filed Document 0001209191-16-148693 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:29:45 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Peninsula Ventures IV, L.P. See All Filings	D/A	2016-11-07 17:19:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z CAPITAL CREDIT TACTICAL FUND, L.P. See All Filings	D	2016-11-07 17:16:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001689487 Filed Document 0001689487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:16:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series E See All Filings	D/A	2016-11-07 17:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654319 Filed Document 0001654319-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nozomi Networks, Inc. See All Filings	D	2016-11-07 17:02:03 UTC
Amount To Be Raised $7,549,999 Associated Brokers / Dealers N/A CIK Number 0001689366 Filed Document 0001140361-16-085186 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:02:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insense Ads, Inc See All Filings	D	2016-11-07 17:00:12 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001689396 Filed Document 0001689396-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:00:12 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Organic AquaFarms Inc., See All Filings	D	2016-11-07 16:58:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689157 Filed Document 0001689157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:58:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Insense Ads, Inc See All Filings	D	2016-11-07 16:55:54 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001689396 Filed Document 0001689396-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:55:54 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
NAKED BRAND GROUP INC. See All Filings	D	2016-11-07 16:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001144204-16-132112 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:49:42 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Asana Medical, Inc. See All Filings	D	2016-11-07 16:48:40 UTC
Amount To Be Raised $1,452,460 Associated Brokers / Dealers None CIK Number 0001625411 Filed Document 0001625411-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:48:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Campaign, Inc. See All Filings	D	2016-11-07 16:35:33 UTC
Amount To Be Raised $10,996,499 Associated Brokers / Dealers N/A CIK Number 0001578189 Filed Document 0001578189-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:35:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Piao Inc See All Filings	D	2016-11-07 16:32:45 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers NA CIK Number 0001688442 Filed Document 0001688442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:32:45 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Palarum LLC See All Filings	D	2016-11-07 16:31:34 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001689469 Filed Document 0001689469-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 16:31:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Zoom Telephonics, Inc. See All Filings	D	2016-11-07 16:27:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001467761 Filed Document 0001654954-16-003582 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:27:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dynamo Brasil VIII LLC See All Filings	D/A	2016-11-07 16:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476041 Filed Document 0000947871-16-001632 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Unilife Corp See All Filings	D	2016-11-07 16:17:12 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001476170 Filed Document 0001209191-16-148621 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:17:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-11-07 16:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001689292 Filed Document 0001625257-16-000219 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:16:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund