Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ESG CREDIT MACRO EVENT FUND LP See All Filings	D/A	2016-11-08 14:11:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443418 Filed Document 0000919574-16-016146 Exclusions or Exemptions 506b Accepted Date 2016-11-08 14:11:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCP LEGACY, LP See All Filings	D/A	2016-11-08 14:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000944885 Filed Document 0000935836-16-001186 Exclusions or Exemptions 506b Accepted Date 2016-11-08 14:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG Credit Macro Event Offshore Fund, Ltd. See All Filings	D/A	2016-11-08 14:06:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508929 Filed Document 0000919574-16-016144 Exclusions or Exemptions 506b Accepted Date 2016-11-08 14:06:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reserve at Whiskey Creek, LLC See All Filings	D	2016-11-08 14:05:15 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001689523 Filed Document 0001689523-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 14:05:15 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE SPHERE CORP. See All Filings	D	2016-11-08 14:01:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001419582 Filed Document 0001419582-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 14:01:19 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ESG Domestic Opportunity Offshore Fund Ltd. See All Filings	D/A	2016-11-08 14:00:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518305 Filed Document 0000919574-16-016142 Exclusions or Exemptions 506b Accepted Date 2016-11-08 14:00:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Leaster Apartments, L.P. See All Filings	D	2016-11-08 13:57:37 UTC
Amount To Be Raised $7,856,655 Associated Brokers / Dealers N/A CIK Number 0001673121 Filed Document 0001673121-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:57:37 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Cathedral Lake II, Ltd. See All Filings	D/A	2016-11-08 13:56:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffries LLC CIK Number 0001654989 Filed Document 0000945621-16-000756 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:56:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG Domestic Opportunity Fund LP See All Filings	D/A	2016-11-08 13:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518304 Filed Document 0000919574-16-016140 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SinnovaTek, Inc. See All Filings	D	2016-11-08 13:54:32 UTC
Amount To Be Raised $99,997 Associated Brokers / Dealers N/A CIK Number 0001689122 Filed Document 0001689122-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:54:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst Energy 2016-1, LP See All Filings	D	2016-11-08 13:54:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers West Park Capital, Inc. CIK Number 0001689546 Filed Document 0001689546-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:54:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Palmer Square Opportunity Fund L.P. See All Filings	D/A	2016-11-08 13:53:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467123 Filed Document 0001467123-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:53:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imperfect Foods, SPC See All Filings	D/A	2016-11-08 13:51:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001645225 Filed Document 0000908662-16-000597 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:51:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ForUs, Inc. See All Filings	D/A	2016-11-08 13:51:25 UTC
Amount To Be Raised $9,706,744 Associated Brokers / Dealers N/A CIK Number 0001570546 Filed Document 0001570546-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:51:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAN FELASCO NURSERIES, INC. See All Filings	D	2016-11-08 13:48:19 UTC
Amount To Be Raised $6,375,000 Associated Brokers / Dealers Andrews Partners CIK Number 0001679814 Filed Document 0001679814-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:48:19 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD. See All Filings	D/A	2016-11-08 13:48:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001436293 Filed Document 0000919574-16-016138 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:48:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Secturion Systems, Inc. See All Filings	D	2016-11-08 13:47:54 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001685115 Filed Document 0001685115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:47:54 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Big Playground 1, LLC See All Filings	D	2016-11-08 13:46:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001689241 Filed Document 0001689241-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:46:20 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ESG CROSS BORDER EQUITY FUND LP See All Filings	D/A	2016-11-08 13:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001457600 Filed Document 0000919574-16-016136 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN OFFSHORE FUND, LTD. See All Filings	D/A	2016-11-08 13:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001176352 Filed Document 0000919574-16-016134 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:35:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN FUND LP See All Filings	D/A	2016-11-08 13:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001177383 Filed Document 0000919574-16-016132 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SMARTSHEET.COM INC See All Filings	D	2016-11-08 13:26:25 UTC
Amount To Be Raised $4,977,600 Associated Brokers / Dealers N/A CIK Number 0001366561 Filed Document 0001168404-16-000043 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:26:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ESG Nexus Offshore Fund Ltd See All Filings	D/A	2016-11-08 13:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610942 Filed Document 0000919574-16-016130 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOLDRICH MINING CO See All Filings	D	2016-11-08 13:23:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0000059860 Filed Document 0001140361-16-085363 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:23:10 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Taasera, Inc. See All Filings	D	2016-11-08 13:17:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001544132 Filed Document 0001544132-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ESG Nexus Fund LP See All Filings	D/A	2016-11-08 13:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552343 Filed Document 0000919574-16-016128 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TP Woodland Stow It, LLC See All Filings	D/A	2016-11-08 13:16:03 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001688654 Filed Document 0001688654-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:16:03 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Cash Series plc See All Filings	D	2016-11-08 13:14:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479191 Filed Document 0001479191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jeremiah's Italian Ice 111, LLC See All Filings	D	2016-11-08 13:12:00 UTC
Amount To Be Raised $115,150 Associated Brokers / Dealers N/A CIK Number 0001689467 Filed Document 0001689467-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:12:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Offshore Fund Ltd. See All Filings	D/A	2016-11-08 13:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675505 Filed Document 0000919574-16-016126 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:09:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Fund LP See All Filings	D/A	2016-11-08 13:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675570 Filed Document 0000919574-16-016124 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:06:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2016-11-08 13:05:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:05:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Runway Sub REIT, LLC See All Filings	D	2016-11-08 13:05:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001689389 Filed Document 0001689389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:05:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Multi-Strategy Fund L.P. See All Filings	D/A	2016-11-08 13:04:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469909 Filed Document 0001469909-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:04:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KrowdFit, Inc. See All Filings	D/A	2016-11-08 12:56:00 UTC
Amount To Be Raised $3,267,199 Associated Brokers / Dealers N/A CIK Number 0001539366 Filed Document 0001539366-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:56:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Greenleaf Investment Partners L035, LLC See All Filings	D	2016-11-08 12:44:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001689468 Filed Document 0001689468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:44:41 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Integrus Holdings, Inc. See All Filings	D	2016-11-08 12:41:11 UTC
Amount To Be Raised $2,999,860 Associated Brokers / Dealers Bengur Bryan & Co., Inc. CIK Number 0001686986 Filed Document 0001686986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:41:11 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
PALM HILL COMPLEX LLC See All Filings	D	2016-11-08 12:36:32 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers NONE CIK Number 0001684674 Filed Document 0001684674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:36:32 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AG DLI II, L.P. See All Filings	D	2016-11-08 12:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679881 Filed Document 0001679881-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:30:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV EI Fund IV LLC See All Filings	D/A	2016-11-08 12:28:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001687579-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
KB St. Louis Dialysis Portfolio, DST See All Filings	D	2016-11-08 12:16:03 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001689509 Filed Document 0001689509-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-08 12:16:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Indecent Broadway Ltd Liability Co See All Filings	D	2016-11-08 12:15:59 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001689492 Filed Document 0001689492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:15:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
LEGAL & GENERAL S&P 400 SL FUND, LLC See All Filings	D	2016-11-08 12:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689472 Filed Document 0001689472-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:06:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
iCross Fund 3 LLC See All Filings	D	2016-11-08 11:56:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-16-000008 Exclusions or Exemptions 506c Accepted Date 2016-11-08 11:56:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AG Direct Lending Fund II (UNLEVERED), L.P. See All Filings	D	2016-11-08 11:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679884 Filed Document 0001679884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:51:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sante Capital Fund, LP See All Filings	D/A	2016-11-08 11:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688829 Filed Document 0000902664-16-008650 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:45:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hyprloco, Inc. See All Filings	D	2016-11-08 11:45:26 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001648476 Filed Document 0001648476-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
West Capital Partners LabelInsight IV LLC See All Filings	D	2016-11-08 11:38:06 UTC
Amount To Be Raised $633,000 Associated Brokers / Dealers N/A CIK Number 0001685366 Filed Document 0000906318-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bricksolve, Inc. See All Filings	D/A	2016-11-08 11:35:43 UTC
Amount To Be Raised $5,001,452 Associated Brokers / Dealers N/A CIK Number 0001620059 Filed Document 0001620059-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:35:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trend Capital Gaucho Offshore LP See All Filings	D	2016-11-08 11:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684342 Filed Document 0000902664-16-008649 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:34:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund