Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Athena Professional Services, LLC See All Filings	D	2016-10-03 11:39:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685508 Filed Document 0001685508-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-03 11:39:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ATLAS COPCO AB See All Filings	D	2016-10-03 11:38:39 UTC
Amount To Be Raised $130,026 Associated Brokers / Dealers N/A CIK Number 0000748954 Filed Document 0000748954-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:38:39 UTC Type of Offering D Industry Manufacturing Principal Place of Business SWEDEN Revenue or Assets $Over $100,000,000 Type of Security Equity
Arcus Zensen Fund See All Filings	D/A	2016-10-03 11:31:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616887 Filed Document 0000919574-16-015634 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:31:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
KOCAA/Audax Private Debt Fund, LP See All Filings	D/A	2016-10-03 11:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686159 Filed Document 0001686159-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breach Inlet Capital, LP See All Filings	D	2016-10-03 11:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685925 Filed Document 0001685925-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:27:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arcus Genseki Fund See All Filings	D/A	2016-10-03 11:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616890 Filed Document 0000919574-16-015632 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:25:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Triunfo Surgery Center, LLC See All Filings	D	2016-10-03 11:16:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001683325 Filed Document 0001683325-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:16:11 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NSONE Inc. See All Filings	D	2016-10-03 11:15:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001638795 Filed Document 0001638795-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:15:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USRC Casper, LLC See All Filings	D	2016-10-03 11:14:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001685983 Filed Document 0001685983-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:14:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Southside Multifamily LLC See All Filings	D	2016-10-03 11:00:36 UTC
Amount To Be Raised $17,421,813 Associated Brokers / Dealers Hines Securities, Inc., Ausdal Financial Partners Inc, Commonwealth Financial Network, Investment Architects Inc, Somerset Securities, inc., and Triad Advisors, Inc. CIK Number 0001686074 Filed Document 0001686074-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 11:00:36 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RhinoSystems, Inc. See All Filings	D	2016-10-03 10:58:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001488086 Filed Document 0001488086-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-03 10:58:02 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KOCAA/Audax Private Debt Fund, LP See All Filings	D	2016-10-03 10:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686159 Filed Document 0001686159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 10:54:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Convertibles Fund L.P. See All Filings	D/A	2016-10-03 10:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471580 Filed Document 0001471580-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 10:43:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Convertibles Fund Ltd. See All Filings	D/A	2016-10-03 10:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471741 Filed Document 0001471741-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 10:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eLum Technologies LLC See All Filings	D	2016-10-03 10:12:34 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001685614 Filed Document 0001685614-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 10:12:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Frontier NanoSystems, LLC See All Filings	D	2016-10-03 09:58:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001470895 Filed Document 0001470895-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-03 09:58:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALTRINSIC GLOBAL EQUITY PORTFOLIO, LP See All Filings	D/A	2016-10-03 09:21:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531937 Filed Document 0000919574-16-015626 Exclusions or Exemptions 506b Accepted Date 2016-10-03 09:21:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kinetic Investment Group, LLC See All Filings	D	2016-10-03 09:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686071 Filed Document 0001686071-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-03 09:01:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Rubric Capital Partners LP See All Filings	D	2016-10-03 08:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685924 Filed Document 0000902664-16-008277 Exclusions or Exemptions 506b Accepted Date 2016-10-03 08:19:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubric Capital Offshore Fund Ltd. See All Filings	D	2016-10-03 08:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685909 Filed Document 0000902664-16-008276 Exclusions or Exemptions 506b Accepted Date 2016-10-03 08:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoEuro Corp. See All Filings	D	2016-10-03 08:03:04 UTC
Amount To Be Raised $69,999,966 Associated Brokers / Dealers N/A CIK Number 0001570627 Filed Document 0001140361-16-081357 Exclusions or Exemptions 506b Accepted Date 2016-10-03 08:03:04 UTC Type of Offering D Industry Other Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Bay International Fund Ltd. See All Filings	D/A	2016-10-03 07:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497679 Filed Document 0000902664-16-008275 Exclusions or Exemptions 506b Accepted Date 2016-10-03 07:42:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay Fund LP See All Filings	D/A	2016-10-03 07:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354129 Filed Document 0000902664-16-008274 Exclusions or Exemptions 506b Accepted Date 2016-10-03 07:39:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Leased Properties, LLC See All Filings	D/A	2016-09-30 21:38:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558681 Filed Document 0001558681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 21:38:33 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MediStreams, LLC See All Filings	D/A	2016-09-30 21:37:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626648 Filed Document 0001626648-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-30 21:37:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PINC SOLUTIONS See All Filings	D/A	2016-09-30 19:17:41 UTC
Amount To Be Raised $13,681,534 Associated Brokers / Dealers N/A CIK Number 0001302027 Filed Document 0001302027-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 19:17:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOGRID SYSTEMS HOLDINGS, LLC See All Filings	D	2016-09-30 18:45:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685966 Filed Document 0001685966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 18:45:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Thorofare Asset Based Lending Fund IV, L.P. See All Filings	D/A	2016-09-30 18:40:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001654490 Filed Document 0001654490-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-30 18:40:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whetstone Capital, LP See All Filings	D/A	2016-09-30 18:27:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Kovach CIK Number 0001526845 Filed Document 0001526845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 18:27:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEHR TEST SYSTEMS See All Filings	D	2016-09-30 18:19:46 UTC
Amount To Be Raised $5,851,311 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001040470 Filed Document 0001040470-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-09-30 18:19:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pager, Inc. See All Filings	D	2016-09-30 17:44:35 UTC
Amount To Be Raised $6,000,009 Associated Brokers / Dealers N/A CIK Number 0001612406 Filed Document 0001612406-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:44:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WholeMe, LLC See All Filings	D	2016-09-30 17:43:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675914 Filed Document 0001675914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:43:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IFund Strategic Income, LLC See All Filings	D/A	2016-09-30 17:36:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653806 Filed Document 0001653806-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:36:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMB Japan Opportunities Fund, LP See All Filings	D/A	2016-09-30 17:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487073 Filed Document 0001487073-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:32:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motili, Inc. See All Filings	D	2016-09-30 17:12:06 UTC
Amount To Be Raised $879,000 Associated Brokers / Dealers N/A CIK Number 0001686148 Filed Document 0001686148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:12:06 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Harmonus Inc See All Filings	D/A	2016-09-30 17:09:17 UTC
Amount To Be Raised $877,060 Associated Brokers / Dealers N/A CIK Number 0001660001 Filed Document 0001660001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:09:17 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
HYGEN INDUSTRIES, INC. See All Filings	1-A/A	2016-09-30 17:07:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001661116 Filed Document 0001065949-16-000503 Accepted Date 2016-09-30 17:07:41 UTC Type of Offering 1-A/A Industry TRANSPORTATION SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $125,806 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
Elgin J-Dek LP See All Filings	D	2016-09-30 17:01:58 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001685319 Filed Document 0001685319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:01:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RS Timber Hollow Investors, LLC See All Filings	D	2016-09-30 17:01:37 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001685841 Filed Document 0001080368-16-000053 Exclusions or Exemptions 506c Accepted Date 2016-09-30 17:01:37 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Real Estate Fund III - Debt, LP See All Filings	D/A	2016-09-30 16:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654834 Filed Document 0001654834-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Long/Short Fund Ltd. See All Filings	D/A	2016-09-30 16:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001653445 Filed Document 0001013594-16-001239 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:48:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRENCHFOUNDERS INC. See All Filings	D	2016-09-30 16:45:29 UTC
Amount To Be Raised $1,218,000 Associated Brokers / Dealers N/A CIK Number 0001627030 Filed Document 0001231919-16-000061 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:45:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Long/Short Fund LP See All Filings	D/A	2016-09-30 16:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001653446 Filed Document 0001013594-16-001238 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patient Identification Platform, Inc. See All Filings	D/A	2016-09-30 16:35:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655101 Filed Document 0001655101-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:35:02 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LGVC Apartments LLC See All Filings	D	2016-09-30 16:21:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685975 Filed Document 0001685975-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:21:19 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Qnect LLC See All Filings	D	2016-09-30 16:20:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001607627 Filed Document 0001607627-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:20:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Choice Pet Venture LLC See All Filings	D	2016-09-30 16:19:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601365 Filed Document 0001601365-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:19:08 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
STAGE I DIAGNOSTICS, INC. See All Filings	D	2016-09-30 16:13:46 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001467094 Filed Document 0001245105-16-000095 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:13:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Roka BioScience, Inc. See All Filings	D	2016-09-30 16:13:41 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001472343 Filed Document 0000905718-16-001680 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:13:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LARSON CAPITAL FUND IV, LLC See All Filings	D/A	2016-09-30 16:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672963 Filed Document 0001672963-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-09-30 16:11:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund