Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EACHWIN INVESTMENTS LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584266 Filed Document 0001614745-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST CHATSWORTH BANKSHARES INC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,520,004 Associated Brokers / Dealers N/A CIK Number 0000708492 Filed Document 0001209191-14-051005 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTABLE EMERGING MARKETS COUNTRY FUND See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH BRIDGE CAPITAL LLC CIK Number 0001019369 Filed Document 0001610908-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458066 Filed Document 0001181431-14-028782 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HIRTLE CALLAGHAN TOTAL RETURN OFFSHORE FUND Ltd See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270486 Filed Document 0001270486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SnowShoeFood Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001553538 Filed Document 0001553538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rehabbers Financial, Inc. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Growth Partners, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, First Tennessee Brokerage Inc., FSC Securities Corporation, Girard Securities, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Integrated Trading and Investments, Inc., Investment Planners, Inc., J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, The O. N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., Tower Square Securities, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Walnut Street Securities, Inc. (c/o Metlife Securities), Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., Money Concepts Capital Corporation, The Strategic Financial Alliance, Inc., McNally Financial Services Corporation, Whitehall-Parker Securities, Inc., Financial West Group, MidAmerica Financial Services, Inc., Coastal Equities, Inc., Anthem Securities, Inc., Benjamin & Jerold Brokerage, LLC, Fogel Neal Securities, LLC, International Assets Advisory, LLC, Kovack Securities, Inc., VFG Securities, Inc., USCA Securities LLC, VSR Financial Services, Inc., Lowell & Company, Inc, and G. A. Repple & Company CIK Number 0001572702 Filed Document 0001572702-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Total Alternatives Solution 2014 L.P. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001615849 Filed Document 0001615849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Overbrook Select Offshore Fund, Ltd. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615875 Filed Document 0001315863-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Alliance of Insurance Agencies, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001609470 Filed Document 0001609470-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iron Gaming, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001612503 Filed Document 0001612503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SPINDLE, INC. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001403802 Filed Document 0001393905-14-000439 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DCP II Executives, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614836 Filed Document 0000902664-14-003374 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LucidWorks, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $12,001,136 Associated Brokers / Dealers N/A CIK Number 0001414745 Filed Document 0001414745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCMP Co-Invest III A, L.P. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615462 Filed Document 0001615462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACON Latin America Opportunities Fund IV, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised $515,000,000 Associated Brokers / Dealers Stanwich Advisors LLC CIK Number 0001590404 Filed Document 0001140361-14-031169 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Other
Pressery LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616185 Filed Document 0001616185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RACENOTE, INC. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001614244 Filed Document 0001614244-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Fortress EARG LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001615989 Filed Document 0000950172-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUE JAY HEALTH SCIENCES FUND, LTD. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583762 Filed Document 0001209191-14-051335 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANNABIS THERAPY CORP. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001452804 Filed Document 0001477932-14-004215 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
DineInFresh, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $15,400,000 Associated Brokers / Dealers N/A CIK Number 0001596564 Filed Document 0001596564-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BUCKEYE FORTY INVESTMENTS LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001615929 Filed Document 0001615929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poly Shield Technologies Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,975,000 Associated Brokers / Dealers N/A CIK Number 0001143238 Filed Document 0001534122-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CQS LATIN AMERICAN EQUITY FEEDER FUND Ltd See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441005 Filed Document 0001441005-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MEDVERSANT TECHNOLOGIES, L.L.C. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers BA Securities, LLC CIK Number 0001614599 Filed Document 0001144204-14-047497 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CISTA SYSTEM CORP. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,909,550 Associated Brokers / Dealers N/A CIK Number 0001584424 Filed Document 0001584424-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001616060 Filed Document 0001393725-14-000121 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Energy Marcellus Holdings, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $593,225,685 Associated Brokers / Dealers N/A CIK Number 0001615146 Filed Document 0001615146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Vesey Street Fund V, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001555935 Filed Document 0001614745-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adam Somerset II, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616194 Filed Document 0001613070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Rampart Capital, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001059170 Filed Document 0001095449-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarify, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616128 Filed Document 0001616128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Cato Partners, LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455012 Filed Document 0000919574-14-004290 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareDox Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $3,140,473 Associated Brokers / Dealers N/A CIK Number 0001517611 Filed Document 0001517611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HotSpot Tax, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001616011 Filed Document 0001616011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Tribal Ventures II, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $212,500 Associated Brokers / Dealers N/A CIK Number 0001615981 Filed Document 0001615981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST ISRAEL PARTNERS LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001235264 Filed Document 0000919574-14-004287 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leonard-Meron Biosciences, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614809 Filed Document 0001614809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
MenoGeniX, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001555128 Filed Document 0001555128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
EARTHNET, INC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001615303 Filed Document 0001615303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Quest Fund II, Ltd. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470214 Filed Document 0001614745-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Investments Opportunity, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582976 Filed Document 0000902664-14-003366 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Gold Corp. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Laidlaw & Company (UK), Ltd. CIK Number 0001432196 Filed Document 0001432196-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Opportunity Domestic Feeder Fund, LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001371836 Filed Document 0001371836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
24 Kt WINES LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,500,080 Associated Brokers / Dealers N/A CIK Number 0001616830 Filed Document 0001616830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QTS Partners, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525033 Filed Document 0001525033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEM Employee Investments, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $2,836,000 Associated Brokers / Dealers N/A CIK Number 0001615128 Filed Document 0001615128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Essenza Software, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001589667 Filed Document 0001589667-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity