Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INVESTX SPV 28 - UBER LIMITED PARTNERSHIP See All Filings	D/A	2016-11-09 15:49:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001685445 Filed Document 0001685445-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-09 15:49:47 UTC Type of Offering D/A Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Slate WDS, LLC See All Filings	D	2016-11-09 15:49:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689176 Filed Document 0001689176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:49:35 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Birchview Fund LLC See All Filings	D/A	2016-11-09 15:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers L.P. Dorsey CIK Number 0001603544 Filed Document 0001546927-16-000535 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Metaurus LLC See All Filings	D	2016-11-09 15:42:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Jake Greenwald, Evan Greenwald, and Greg W. Schuett CIK Number 0001673993 Filed Document 0001673993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:42:39 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Fund VIII, L.P. See All Filings	D/A	2016-11-09 15:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655303 Filed Document 0001655303-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Partners Offshore Fund Ltd. See All Filings	D/A	2016-11-09 15:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stonehaven, LLC CIK Number 0001463207 Filed Document 0000902664-16-008681 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2016-11-09 15:38:31 UTC
Amount To Be Raised $11,900,414 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:38:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MVP LS Fund II LLC See All Filings	D/A	2016-11-09 15:33:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001676428-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:33:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Walton Street Real Estate Partners VIII, L.P. See All Filings	D/A	2016-11-09 15:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655310 Filed Document 0001655310-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AUXO MANAGEMENT, L.P. See All Filings	D	2016-11-09 15:31:01 UTC
Amount To Be Raised $10,595,000 Associated Brokers / Dealers N/A CIK Number 0001689666 Filed Document 0001689666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:31:01 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUM MATERIALS CORP. See All Filings	D/A	2016-11-09 15:30:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Roth Capital Partners LLP CIK Number 0001403570 Filed Document 0001493152-16-014662 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:30:51 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
QMC Telecom International Holdings, LLC See All Filings	D	2016-11-09 15:29:07 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001538497 Filed Document 0001140361-16-085576 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:29:07 UTC Type of Offering D Industry Telecommunications Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Investors VIII, L.P. See All Filings	D/A	2016-11-09 15:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655306 Filed Document 0001655306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TSS Investment Holdings, LLC See All Filings	D	2016-11-09 15:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630515 Filed Document 0001630515-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:22:09 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IRX Therapeutics, Inc. See All Filings	D	2016-11-09 15:17:55 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001411920 Filed Document 0001411920-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:17:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rastegar Income Fund, LP See All Filings	D/A	2016-11-09 15:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681823 Filed Document 0001681823-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:11:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Partners VIII-NGE, L.P. See All Filings	D/A	2016-11-09 15:10:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655305 Filed Document 0001655305-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:10:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL MINES & MINERALS CORP See All Filings	D	2016-11-09 15:07:02 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001371424 Filed Document 0001534122-16-000119 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:07:02 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
YCP PL, L.P. See All Filings	D	2016-11-09 15:04:51 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001689562 Filed Document 0001689562-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moonrise Venture Partners I LP See All Filings	D	2016-11-09 15:03:48 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001688423 Filed Document 0001688423-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:03:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petrus Farmland Investors I, L.P. See All Filings	D	2016-11-09 14:59:13 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001619797 Filed Document 0001619797-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:59:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Street Real Estate Partners VIII-NUS-FF, L.P. See All Filings	D/A	2016-11-09 14:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655301 Filed Document 0001655301-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:58:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Material Impact Fund I, L.P. See All Filings	D	2016-11-09 14:55:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001687893 Filed Document 0001687893-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:55:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanson Health, Inc. See All Filings	D/A	2016-11-09 14:53:54 UTC
Amount To Be Raised $9,199,232 Associated Brokers / Dealers N/A CIK Number 0001643226 Filed Document 0001643226-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:53:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRC Bond Opportunity Trading Fund LP See All Filings	D	2016-11-09 14:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689716 Filed Document 0001689716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:51:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Fund VIII-NUS, L.P. See All Filings	D/A	2016-11-09 14:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655304 Filed Document 0001655304-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:50:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BSP WEST 238 LLC See All Filings	D	2016-11-09 14:47:30 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001687867 Filed Document 0001687864-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:47:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Investment VI REIT 1 See All Filings	D	2016-11-09 14:46:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001689649 Filed Document 0001689649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:46:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Premier Real Estate Partners L.P. See All Filings	D	2016-11-09 14:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BROOKFIELD PRIVATE ADVISORS LLC and KB INVESTMENT & SECURITIES CO. LTD. CIK Number 0001688576 Filed Document 0001688576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:45:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood Income & Credit Partners, L.P. See All Filings	D	2016-11-09 14:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689598 Filed Document 0001689598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:45:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HMM PARTNERS VENTURE II, LLC See All Filings	D	2016-11-09 14:42:44 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001689728 Filed Document 0001689728-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:42:44 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INRANGE SYSTEMS INC See All Filings	D/A	2016-11-09 14:40:26 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers R.M. Duncan Securities CIK Number 0001323263 Filed Document 0001209191-16-149018 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:40:26 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CapitalWorks Fund IV, L.P. See All Filings	D	2016-11-09 14:35:58 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001689086 Filed Document 0001689086-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:35:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Innovate Biopharmaceuticals Inc. See All Filings	D/A	2016-11-09 14:30:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001666690 Filed Document 0001666690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:30:12 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Netbio, Inc. See All Filings	D	2016-11-09 14:28:19 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001689723 Filed Document 0001689723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:28:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CWD Summit, LLC See All Filings	D	2016-11-09 14:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689660 Filed Document 0001012975-16-001556 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:27:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HGI AIF Select III, LLC See All Filings	D	2016-11-09 14:21:57 UTC
Amount To Be Raised $35,690,000 Associated Brokers / Dealers N/A CIK Number 0001689426 Filed Document 0001689426-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:21:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
OPTIMA FUND LP See All Filings	D/A	2016-11-09 14:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0000835978 Filed Document 0001502395-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC 8726 WESTEND, LLC See All Filings	D	2016-11-09 14:13:24 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001689621 Filed Document 0001553350-16-002619 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:13:24 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sunshine Heart, Inc. See All Filings	D	2016-11-09 14:10:54 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001506492 Filed Document 0001506492-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:10:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Optima Fund Ltd See All Filings	D/A	2016-11-09 14:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001502396 Filed Document 0001502395-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:10:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA MULTI SECTOR FUND LP See All Filings	D/A	2016-11-09 14:04:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001165158 Filed Document 0001502395-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:04:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorset Energy Fund Ltd See All Filings	D/A	2016-11-09 13:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001504294 Filed Document 0001502395-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 13:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fasten Inc See All Filings	D	2016-11-09 13:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638110 Filed Document 0000897069-16-001109 Exclusions or Exemptions 506b Accepted Date 2016-11-09 13:59:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Optima Discretionary Macro Fund Ltd See All Filings	D/A	2016-11-09 13:54:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001502395 Filed Document 0001502395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 13:54:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solas Capital Partners, LP See All Filings	D/A	2016-11-09 13:53:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001311654 Filed Document 0000919574-16-016168 Exclusions or Exemptions 506b Accepted Date 2016-11-09 13:53:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VuSnapp, Inc. See All Filings	D	2016-11-09 13:50:38 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001689343 Filed Document 0001689343-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 13:50:38 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hawaiian Ola Brewing Corp See All Filings	D	2016-11-09 13:48:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674519 Filed Document 0001674519-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-09 13:48:14 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Pontchartrain Lithotripsy, LLC See All Filings	D	2016-11-09 13:42:59 UTC
Amount To Be Raised $429,000 Associated Brokers / Dealers N/A CIK Number 0001500421 Filed Document 0001500421-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 13:42:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LEGAL & GENERAL S&P 500 SL FUND, LLC See All Filings	D	2016-11-09 13:40:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689473 Filed Document 0001689473-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 13:40:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund