Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Genprex, Inc. See All Filings	D	2016-10-04 13:03:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001595248 Filed Document 0001595248-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-04 13:03:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PARALLAX FUND LP See All Filings	D/A	2016-10-04 13:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178154 Filed Document 0000935836-16-001149 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:02:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneOme LLC See All Filings	D	2016-10-04 13:01:15 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001637022 Filed Document 0001235802-16-000309 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:01:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LIBREMAX VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2016-10-04 12:33:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589237 Filed Document 0000919574-16-015661 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:33:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AQR EQUITY EXPOSURE FUND, L.P. See All Filings	D	2016-10-04 12:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684214 Filed Document 0001684214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPC Partners XII LLC See All Filings	D	2016-10-04 12:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685973 Filed Document 0001685973-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-04 12:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIIO INC. See All Filings	D/A	2016-10-04 12:15:53 UTC
Amount To Be Raised $927,000 Associated Brokers / Dealers N/A CIK Number 0001565663 Filed Document 0000892712-16-001911 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:15:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
GREEN BLENDER, INC. See All Filings	D	2016-10-04 12:00:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001640107 Filed Document 0001640107-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:00:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRONDIRECT LLC See All Filings	D	2016-10-04 12:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661494 Filed Document 0000950103-16-016820 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:00:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Duet Mena Horizon Fund See All Filings	D	2016-10-04 12:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686336 Filed Document 0000919574-16-015658 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:00:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Solar Technologies, Inc. See All Filings	D	2016-10-04 11:45:21 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001350102 Filed Document 0001350102-16-000192 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:45:21 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
aPriori Technologies Inc See All Filings	D	2016-10-04 11:35:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001291301 Filed Document 0001291301-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:35:54 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ned Stevens Holding Corp. See All Filings	D	2016-10-04 11:34:19 UTC
Amount To Be Raised $54,500,000 Associated Brokers / Dealers N/A CIK Number 0001686212 Filed Document 0001686212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:34:19 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Laurette Broadway Ltd Liability Co See All Filings	D	2016-10-04 11:29:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001685283 Filed Document 0001685283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:29:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Newburyport Brewing Co See All Filings	D/A	2016-10-04 11:27:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556429 Filed Document 0001556429-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:27:30 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
P.O.S.A., LLC See All Filings	D	2016-10-04 11:21:15 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001686183 Filed Document 0001686183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:21:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global View Film Fund See All Filings	D/A	2016-10-04 11:11:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001532641 Filed Document 0001532641-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:11:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gungenics LLC See All Filings	D	2016-10-04 11:08:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001686117 Filed Document 0000949265-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:08:36 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Convey Health Parent, Inc. See All Filings	D	2016-10-04 11:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685145 Filed Document 0000895345-16-000548 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:03:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATOMVEST US FUND Ltd See All Filings	D	2016-10-04 10:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683377 Filed Document 0001683377-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:59:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAD/COCOA BEACH HOLDINGS, LP See All Filings	D	2016-10-04 10:55:40 UTC
Amount To Be Raised $6,090,000 Associated Brokers / Dealers N/A CIK Number 0001686241 Filed Document 0001686241-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-04 10:55:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Panoramic Partners LP See All Filings	D/A	2016-10-04 10:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404097 Filed Document 0000935836-16-001146 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:42:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRA Opportunities Fund I-B, L.P. See All Filings	D/A	2016-10-04 10:35:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655061 Filed Document 0000935836-16-001145 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:35:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRA Opportunities Fund I-A, L.P. See All Filings	D/A	2016-10-04 10:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655149 Filed Document 0000935836-16-001144 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast Mobile, Inc. See All Filings	D	2016-10-04 10:15:46 UTC
Amount To Be Raised $8,365,318 Associated Brokers / Dealers N/A CIK Number 0001618113 Filed Document 0001618113-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:15:46 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LoLo, LLC See All Filings	D	2016-10-04 10:09:51 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:09:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BLUE SKY URANIUM CORP. See All Filings	D	2016-10-04 09:46:50 UTC
Amount To Be Raised $1,840,494 Associated Brokers / Dealers N/A CIK Number 0001463978 Filed Document 0001463978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 09:46:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-10-04 09:02:50 UTC
Amount To Be Raised $22,498,512 Associated Brokers / Dealers John Sanford, Scott Seibel, and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-16-000658 Exclusions or Exemptions 506b Accepted Date 2016-10-04 09:02:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-10-04 08:54:04 UTC
Amount To Be Raised $97,694 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-16-000657 Exclusions or Exemptions 506b Accepted Date 2016-10-04 08:54:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KFG Equity Dividend, LLC See All Filings	D/A	2016-10-04 06:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559926 Filed Document 0001209191-16-143796 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Mid-Cap, LLC See All Filings	D/A	2016-10-04 06:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559905 Filed Document 0001209191-16-143795 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Large-Cap Market Weight, LLC See All Filings	D/A	2016-10-04 06:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559897 Filed Document 0001209191-16-143794 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Large-Cap Equal Weight, LLC See All Filings	D/A	2016-10-04 06:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559964 Filed Document 0001209191-16-143793 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:11:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG International Markets, LLC See All Filings	D/A	2016-10-04 06:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560127 Filed Document 0001209191-16-143792 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:09:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Emerging Markets, LLC See All Filings	D/A	2016-10-04 06:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560265 Filed Document 0001209191-16-143789 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oncolix, Inc. See All Filings	D	2016-10-03 22:11:33 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers NewBridge Securities Corporation CIK Number 0001574061 Filed Document 0001574061-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-03 22:11:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Globevestor InstaOffice Fund I, a series of Globevestor Funds, LLC See All Filings	D	2016-10-03 21:46:56 UTC
Amount To Be Raised $63,800 Associated Brokers / Dealers N/A CIK Number 0001686256 Filed Document 0001686256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 21:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globevestor OnlineTyari Fund II, a series of Globevestor Funds, LLC See All Filings	D	2016-10-03 21:34:48 UTC
Amount To Be Raised $42,855 Associated Brokers / Dealers N/A CIK Number 0001686255 Filed Document 0001686255-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 21:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund SPC - Segregated Portfolio 43 See All Filings	D	2016-10-03 21:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672202 Filed Document 0001507943-16-000311 Exclusions or Exemptions 506b Accepted Date 2016-10-03 21:17:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOLFPRINT 3D INC See All Filings	C	2016-10-03 20:47:41 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001685751 Filed Document 0001644600-16-000196 Accepted Date 2016-10-03 20:47:41 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State DELAWARE
GOVPLUS FUND AI LP See All Filings	D/A	2016-10-03 20:41:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFT Financial Group, LLC, Vestech Securities, Sizemore Capital Management LLC, and Forest Securities CIK Number 0001433851 Filed Document 0001507943-16-000310 Exclusions or Exemptions 506b Accepted Date 2016-10-03 20:41:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headlands Capital Offshore, LP See All Filings	D	2016-10-03 20:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685335 Filed Document 0001685335-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 20:13:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BETTER VENTURES FUND II, LP See All Filings	D/A	2016-10-03 20:10:19 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001620531 Filed Document 0001620531-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 20:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verde Mountain Fund, LLC See All Filings	D/A	2016-10-03 19:46:41 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001674284 Filed Document 0001674284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 19:46:41 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Grant Street Realty Group, LLC See All Filings	D	2016-10-03 18:58:14 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001686226 Filed Document 0001686226-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 18:58:14 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Instribution LLC See All Filings	D	2016-10-03 18:50:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681521 Filed Document 0001681521-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-03 18:50:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MD Revolution, Inc. See All Filings	D	2016-10-03 18:50:07 UTC
Amount To Be Raised $32,387,066 Associated Brokers / Dealers N/A CIK Number 0001657369 Filed Document 0001657369-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-03 18:50:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exemplars Inc. See All Filings	C/A	2016-10-03 18:49:43 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001674387 Filed Document 0001670254-16-000144 Accepted Date 2016-10-03 18:49:43 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Lenda, Inc. See All Filings	D	2016-10-03 18:44:11 UTC
Amount To Be Raised $9,841,382 Associated Brokers / Dealers N/A CIK Number 0001599569 Filed Document 0001599569-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-03 18:44:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FG Angel Syndicate Fund IV, a series of FG Angel Syndicate Funds LLC See All Filings	D/A	2016-10-03 18:02:50 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001648763 Filed Document 0001648763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 18:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund