Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Health Recovery Solutions, Inc. See All Filings	D	2016-11-14 10:32:50 UTC
Amount To Be Raised $5,000,009 Associated Brokers / Dealers N/A CIK Number 0001562357 Filed Document 0001562357-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:32:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NP Ocala Industrial, LLC See All Filings	D	2016-11-14 10:32:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers none CIK Number 0001689891 Filed Document 0001689891-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-14 10:32:08 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CarePredict, Inc. See All Filings	D/A	2016-11-14 10:30:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641753 Filed Document 0001641753-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:30:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cloudian Holdings Inc. See All Filings	D	2016-11-14 10:29:44 UTC
Amount To Be Raised $35,623,425 Associated Brokers / Dealers N/A CIK Number 0001597765 Filed Document 0001597765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:29:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
12 Coles Holdings, LLC See All Filings	D	2016-11-14 10:27:49 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001689881 Filed Document 0001689881-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:27:49 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
K4Connect, Inc. See All Filings	D	2016-11-14 10:27:46 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001656002 Filed Document 0001656002-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:27:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ovation Tax Lien Fund, L.P. See All Filings	D	2016-11-14 10:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526883 Filed Document 0000908662-16-000599 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dempsey Hill Asia Fund See All Filings	D/A	2016-11-14 10:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561585 Filed Document 0001012975-16-001570 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tall Trees LED Co See All Filings	D/A	2016-11-14 10:17:07 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001673362 Filed Document 0001673362-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:17:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Mezzanine Fund I, L.P. See All Filings	D/A	2016-11-14 10:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623352 Filed Document 0001623352-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantopian Inc. See All Filings	D	2016-11-14 10:15:08 UTC
Amount To Be Raised $25,633,853 Associated Brokers / Dealers N/A CIK Number 0001589635 Filed Document 0001231919-16-000067 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:15:08 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INCOME ADVANTAGE FUND LLC See All Filings	D/A	2016-11-14 10:12:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001562773 Filed Document 0001562773-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:12:10 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tangerine Storage, L.P. See All Filings	D	2016-11-14 10:11:41 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers Thracian Capital Management SEZC and Zack Kembar CIK Number 0001689896 Filed Document 0001689896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:11:41 UTC Type of Offering D Industry Commercial Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2016-11-14 10:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Astro, Inc. See All Filings	D	2016-11-14 10:05:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001610901 Filed Document 0001610901-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:05:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2016-11-14 10:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Far View Partners, L.P. See All Filings	D/A	2016-11-14 10:02:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530195 Filed Document 0001530195-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:02:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOSTEEL COMPANY, INC See All Filings	D	2016-11-14 10:00:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001339693 Filed Document 0001339693-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:00:13 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Blockhouse Partners Offshore Fund Ltd. See All Filings	D	2016-11-14 09:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689846 Filed Document 0000919574-16-016374 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tall Trees LED Co See All Filings	D	2016-11-14 09:49:34 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001673362 Filed Document 0001673362-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:49:34 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgeline Digital, Inc. See All Filings	D	2016-11-14 09:43:25 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001378590 Filed Document 0001580266-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:43:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aerpio Therapeutics, Inc. See All Filings	D	2016-11-14 09:41:29 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001538472 Filed Document 0001538472-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:41:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
U S Real Estate Investment Fund LLC See All Filings	D/A	2016-11-14 09:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHERRY TREE & ASSOCIATES, MATRIX CAPITAL GROUP, INC, and CAPFINANCIAL SECURITIES, LLC CIK Number 0001379462 Filed Document 0001379462-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:37:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUGAR WESTERN AVENUE LLC See All Filings	D	2016-11-14 09:35:25 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001689181 Filed Document 0001689181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:35:25 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Finicity Corp See All Filings	D	2016-11-14 09:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605738 Filed Document 0001605738-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:32:15 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2016-11-14 09:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:16:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Uranium Participation Corp See All Filings	D	2016-11-14 09:14:17 UTC
Amount To Be Raised $658,959 Associated Brokers / Dealers N/A CIK Number 0001329493 Filed Document 0001329493-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:14:17 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
RC-1, Inc. See All Filings	D	2016-11-14 09:13:07 UTC
Amount To Be Raised $812,500 Associated Brokers / Dealers None CIK Number 0001665598 Filed Document 0001683168-16-000579 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:13:07 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mosaico Evergreen Fund L.P. See All Filings	D/A	2016-11-14 09:08:34 UTC
Amount To Be Raised $25,100,000 Associated Brokers / Dealers N/A CIK Number 0001657063 Filed Document 0001657063-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2016-11-14 09:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:08:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio The Duffield Family Foundation DBA Maddie's Fund, Ltd. See All Filings	D/A	2016-11-14 09:04:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561805 Filed Document 0001688274-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEFUT International Co., Ltd. See All Filings	D	2016-11-14 09:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers zono plc CIK Number 0001328888 Filed Document 0001328888-16-000003 Exclusions or Exemptions 504, 504.1, and 506c Accepted Date 2016-11-14 09:02:47 UTC Type of Offering D Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Hedge Fund Select: Jana Offshore Partners Ltd See All Filings	D/A	2016-11-14 09:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591195 Filed Document 0001688274-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-11-14 09:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Koppenberg Macro Commodity Fund LLC See All Filings	D/A	2016-11-14 08:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561710 Filed Document 0001688274-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:59:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Egerton Capital Partners LLC See All Filings	D/A	2016-11-14 08:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561702 Filed Document 0001688274-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Dymon Asia Macro (US) Fund LLC See All Filings	D/A	2016-11-14 08:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591193 Filed Document 0001688274-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Corsair Capital Partners Flagship Fund LLC See All Filings	D/A	2016-11-14 08:50:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561700 Filed Document 0001688274-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:50:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenville Capital Partners, L.P. See All Filings	D	2016-11-14 08:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400268 Filed Document 0001400268-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-14 08:50:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Conatus Capital Ltd See All Filings	D/A	2016-11-14 08:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001658238 Filed Document 0001688274-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Atreaus Ltd See All Filings	D/A	2016-11-14 08:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001658236 Filed Document 0001688274-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Atreaus LLC See All Filings	D/A	2016-11-14 08:44:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001658234 Filed Document 0001688274-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:44:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: The Adelphi Europe Fund Ltd See All Filings	D/A	2016-11-14 08:41:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591218 Filed Document 0001688274-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:41:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alfie Investors LLC See All Filings	D	2016-11-14 08:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689464 Filed Document 0001689464-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-14 08:41:37 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hedge Fund Select: Adelphi Europe Partners LLC See All Filings	D/A	2016-11-14 08:39:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591192 Filed Document 0001688274-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2U Laundry, Inc. See All Filings	D	2016-11-14 08:34:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001689537 Filed Document 0001461373-16-000117 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:34:40 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Geekdom Fund II, LP See All Filings	D	2016-11-14 08:30:24 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001672114 Filed Document 0001672114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HG VORA SPECIAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2016-11-14 08:19:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., N/A, and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001476579 Filed Document 0000919574-16-016298 Exclusions or Exemptions 506b Accepted Date 2016-11-14 08:19:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FounderMade LLC See All Filings	D	2016-11-14 07:58:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689590 Filed Document 0001689590-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-14 07:58:50 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
CCI Healthcare Partners Opportunistic, L.P. See All Filings	D/A	2016-11-14 07:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658012 Filed Document 0000902664-16-008747 Exclusions or Exemptions 506b Accepted Date 2016-11-14 07:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Solus Opportunities Fund 4 LP See All Filings	D/A	2016-11-14 07:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624859 Filed Document 0000902664-16-008745 Exclusions or Exemptions 506b Accepted Date 2016-11-14 07:33:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund