Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PCH Manager Fund, SPC-Segregated Portfolio 204 See All Filings	D/A	2016-11-14 13:10:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656906 Filed Document 0001659828-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:10:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEye, Inc. See All Filings	D	2016-11-14 13:08:58 UTC
Amount To Be Raised $18,747,913 Associated Brokers / Dealers N/A CIK Number 0001590825 Filed Document 0001590825-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:08:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TASEAH DEVELOPMENT CORP See All Filings	C-W	2016-11-14 13:08:30 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001682664 Filed Document 0001682664-16-000004 Accepted Date 2016-11-14 13:08:30 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Neuberger Berman Principal Strategies Offshore Fund L.P. See All Filings	D	2016-11-14 13:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689547 Filed Document 0001689547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:08:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReliantHeart Inc. See All Filings	D/A	2016-11-14 13:07:45 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001586240 Filed Document 0001586240-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:07:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 13:07:40 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000017 Exclusions or Exemptions 506c Accepted Date 2016-11-14 13:07:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PM Manager Fund, SPC-Segregated Portfolio 38 See All Filings	D/A	2016-11-14 13:07:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624759 Filed Document 0001659828-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:07:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 13:04:59 UTC
Amount To Be Raised $74,500 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000016 Exclusions or Exemptions 506c Accepted Date 2016-11-14 13:04:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DGROYAL, LLC See All Filings	D	2016-11-14 13:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001689301 Filed Document 0001689301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 13:01:54 UTC
Amount To Be Raised $365,400 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000015 Exclusions or Exemptions 506c Accepted Date 2016-11-14 13:01:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Kahua, Inc. See All Filings	D	2016-11-14 13:00:47 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001595071 Filed Document 0001595071-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:00:47 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 12:57:26 UTC
Amount To Be Raised $142,500 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000014 Exclusions or Exemptions 506c Accepted Date 2016-11-14 12:57:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PM Manager Fund, SPC-Segregated Portfolio 33 See All Filings	D/A	2016-11-14 12:54:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591418 Filed Document 0001659828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:54:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 12:54:53 UTC
Amount To Be Raised $244,750 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000013 Exclusions or Exemptions 506c Accepted Date 2016-11-14 12:54:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Neuberger Berman Principal Strategies Fund L.P. See All Filings	D	2016-11-14 12:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689543 Filed Document 0001689543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:52:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SandPointe All-Seasons Fund, LLC See All Filings	D/A	2016-11-14 12:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674694 Filed Document 0001674694-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:51:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocket Piggy Corp. See All Filings	D	2016-11-14 12:51:19 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001689291 Filed Document 0001689291-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:51:19 UTC Type of Offering D Industry Other Technology Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 12:50:43 UTC
Amount To Be Raised $128,076 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000012 Exclusions or Exemptions 506c Accepted Date 2016-11-14 12:50:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WELCH ENTREPRENEURIAL FUND L P See All Filings	D/A	2016-11-14 12:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035638 Filed Document 0001140361-16-086212 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:49:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSL Completions Co-Invest Offshore, LP See All Filings	D	2016-11-14 12:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685253 Filed Document 0001685253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:46:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin-Clarkson REIT, Inc. See All Filings	D	2016-11-14 12:45:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001689632 Filed Document 0001689632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:45:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CSL Completions Co-Invest, LLC See All Filings	D	2016-11-14 12:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685248 Filed Document 0001685248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:44:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 12:43:21 UTC
Amount To Be Raised $364,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000011 Exclusions or Exemptions 506c Accepted Date 2016-11-14 12:43:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sessa Capital (International), Ltd. See All Filings	D/A	2016-11-14 12:42:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561286 Filed Document 0001561286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:42:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 12:39:47 UTC
Amount To Be Raised $101,890 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000010 Exclusions or Exemptions 506c Accepted Date 2016-11-14 12:39:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sky High Holding, Inc. See All Filings	D	2016-11-14 12:36:02 UTC
Amount To Be Raised $35,864,568 Associated Brokers / Dealers N/A CIK Number 0001688158 Filed Document 0000950142-16-004712 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:36:02 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sky High Holding, Inc. See All Filings	D	2016-11-14 12:35:37 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001688158 Filed Document 0000950142-16-004711 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:35:37 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 12:35:33 UTC
Amount To Be Raised $1,123,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000009 Exclusions or Exemptions 506c Accepted Date 2016-11-14 12:35:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Willis Towers Watson Protected Equity Fund L.P. See All Filings	D	2016-11-14 12:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001689449 Filed Document 0000935836-16-001188 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:31:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeus CrowdFunding LLC See All Filings	D	2016-11-14 12:30:07 UTC
Amount To Be Raised $104,020 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000008 Exclusions or Exemptions 506c Accepted Date 2016-11-14 12:30:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust See All Filings	D	2016-11-14 12:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689614 Filed Document 0000943663-16-000502 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLD WEST INCOME FUND LP See All Filings	D/A	2016-11-14 12:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451998 Filed Document 0001451998-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:26:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sessa Capital, L.P. See All Filings	D/A	2016-11-14 12:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561285 Filed Document 0001561285-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:24:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLD WEST INVESTMENT PARTNERS LP See All Filings	D/A	2016-11-14 12:14:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450413 Filed Document 0001450413-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:14:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLEXUS FUND IV-C, L.P. See All Filings	D/A	2016-11-14 12:13:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001683446 Filed Document 0001683446-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:13:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MSD EIV Private, LLC See All Filings	D	2016-11-14 12:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689801 Filed Document 0000902664-16-008776 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRAYON, INC. See All Filings	D	2016-11-14 12:12:41 UTC
Amount To Be Raised $4,953,272 Associated Brokers / Dealers N/A CIK Number 0001642496 Filed Document 0001642496-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:12:41 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PLEXUS FUND IV-B, L.P. See All Filings	D/A	2016-11-14 12:12:11 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001683479 Filed Document 0001683479-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:12:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PLEXUS FUND IV-A, L.P. See All Filings	D/A	2016-11-14 12:10:53 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001683448 Filed Document 0001683448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CloSys Corp See All Filings	D	2016-11-14 12:08:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers BROKER BANK SECURITIES, INC. CIK Number 0001406794 Filed Document 0001362118-16-000056 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:08:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Revesco Urban Properties Value Fund 1, LP See All Filings	D	2016-11-14 12:06:34 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001688848 Filed Document 0001688848-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-14 12:06:34 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Rubenstein Properties REIT III, LLC See All Filings	D	2016-11-14 12:03:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001689920 Filed Document 0001689920-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:03:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Man AHL (TW) Dimension SPC See All Filings	D	2016-11-14 12:00:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001689914 Filed Document 0001689914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:00:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG CLO Advisers Equity II, L.P. See All Filings	D/A	2016-11-14 11:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001670576 Filed Document 0001670576-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Siena Capital Partners Accredited, L.P. See All Filings	D/A	2016-11-14 11:45:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451701 Filed Document 0001451701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:45:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Zyptonite, Inc. See All Filings	D	2016-11-14 11:45:32 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001689459 Filed Document 0001689459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:45:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Epic Ventures V, L.P. See All Filings	D	2016-11-14 11:45:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689906 Filed Document 0001192482-16-000753 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:45:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TICP CLO Equity II, L.P. See All Filings	D/A	2016-11-14 11:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001670611 Filed Document 0001670611-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:40:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Virtua 99th Loan, LLC See All Filings	D	2016-11-14 11:39:57 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers Monarch Bay Securities LLC CIK Number 0001689821 Filed Document 0001689821-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-14 11:39:57 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LogicGate, Inc. See All Filings	D	2016-11-14 11:31:36 UTC
Amount To Be Raised $1,906,030 Associated Brokers / Dealers N/A CIK Number 0001689078 Filed Document 0000897069-16-001111 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:31:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity