Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wyandotte Investors (Cayman), Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536910 Filed Document 0000919574-14-007025 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalent Housing Co-Investment Opportunity, LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627682 Filed Document 0001627682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalent Housing Co-Investment Opportunity (Offshore), L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627681 Filed Document 0001627681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Path Medical Holding Company, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $976,091 Associated Brokers / Dealers NONE CIK Number 0001569602 Filed Document 0001569602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rossport Metals & Mining Fund LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511568 Filed Document 0001511568-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyLIFE Company, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627671 Filed Document 0001627671-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ARROWPOINT GLOBAL OPPORTUNITY FUND, LTD See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628130 Filed Document 0000913849-14-000389 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sama Resources Inc./Ressources Sama Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,951,280 Associated Brokers / Dealers N/A CIK Number 0001475252 Filed Document 0001140361-14-045206 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DLVR, INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001627683 Filed Document 0001627683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Nutanix Fund LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627622 Filed Document 0001627622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Churchill Stateside Georgia Tax Credit Fund XXXV, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,616,200 Associated Brokers / Dealers Churchill Stateside Securities, LLC CIK Number 0001628119 Filed Document 0001628119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BI-OPTIC VENTURES INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $131,730 Associated Brokers / Dealers N/A CIK Number 0001168960 Filed Document 0001052918-14-000490 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kansas Lithotripsy, LLP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $384,344 Associated Brokers / Dealers N/A CIK Number 0001513737 Filed Document 0001513737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MorganFranklin Consulting, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $449,250 Associated Brokers / Dealers N/A CIK Number 0001605659 Filed Document 0001140361-14-045371 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Valley Next Gen Ventures Fund 4 (a separate series of LLC interests) See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626852 Filed Document 0001626852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burbank Harbor Trading, LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627922 Filed Document 0001627922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR Mount Baker III LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001627949 Filed Document 0001627949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Barclays Wealth Advisor Series - International Value Equity III L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001627614 Filed Document 0001627614-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cotera, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $9,841,422 Associated Brokers / Dealers N/A CIK Number 0001561875 Filed Document 0001561875-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GALENA MALACHITE FUND LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401085 Filed Document 0001401085-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Twenty25 DST See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $17,025,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001628126 Filed Document 0001628126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carrick Capital Partners II, L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers N/A CIK Number 0001627818 Filed Document 0001627818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAERUS INVESTMENT PARTNERS I, L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001585744 Filed Document 0001585744-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OCP SENIOR FLOATING INCOME PARTNERS, LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481834 Filed Document 0000919574-14-007017 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reserve Oil & Gas Inc See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $642,000 Associated Brokers / Dealers N/A CIK Number 0001506793 Filed Document 0001506793-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $Not Applicable Type of Security Mineral Property
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $25,406 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000372 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Incent Games, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001604988 Filed Document 0001604988-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elementum NatCat Onshore Fund LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-14-000690 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunny Side in Florida Holdings, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001628071 Filed Document 0001628071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Unveiling The Apocalypse, The Movie See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Unveiling The Apolalypse The Movie CIK Number 0001627947 Filed Document 0001627947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Insightra Medical, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $6,125,000 Associated Brokers / Dealers N/A CIK Number 0001606764 Filed Document 0001606764-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Future Path Medical Holding Company, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,466,668 Associated Brokers / Dealers NONE CIK Number 0001569602 Filed Document 0001569602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Defense Mobile Corp See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587942 Filed Document 0001587942-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
ARROWPOINT GLOBAL OPPORTUNITY FUND, LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628127 Filed Document 0000913849-14-000390 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cayman Robertshaw Holdings, L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001628894 Filed Document 0001628894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
Driehaus Long-Short Equities Fund, LLC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594192 Filed Document 0001594192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENDANT MD, INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627895 Filed Document 0001627895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Quinn Foods LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001550446 Filed Document 0001550446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
KKR European Fund IV L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627962 Filed Document 0001627962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536913 Filed Document 0000919574-14-007023 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FENNEC PHARMACEUTICALS INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001211583 Filed Document 0001144204-14-073865 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Multi-Strategy Corporate Credit Fund LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625498 Filed Document 0000945621-14-000326 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEDGECO NETWORKS LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432913 Filed Document 0001432913-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Nadir Minocher and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000373 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tolko Industries Ltd. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001504489 Filed Document 0001504489-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
VERITEQ See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $507,239 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-022118 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alternative Direct Solutions Fund LLC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557575 Filed Document 0001557575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROI, Inc. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001613655 Filed Document 0001613655-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
O'NEIL GUM COMPANY, INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628212 Filed Document 0001628212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Datical Inc See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,493,701 Associated Brokers / Dealers N/A CIK Number 0001554479 Filed Document 0001554479-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity