Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amicus Colorado 10, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001616721 Filed Document 0001616721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Ender Labs, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,013,629 Associated Brokers / Dealers N/A CIK Number 0001616607 Filed Document 0001616607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Baynote Inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001322585 Filed Document 0001168404-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCA EAGLE GLOBAL MLP LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449774 Filed Document 0001449774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Lake Partners Growth Lending I, L.P. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001615860 Filed Document 0001615860-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brickman Parent L.P. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $8,847,304 Associated Brokers / Dealers N/A CIK Number 0001612646 Filed Document 0001612646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
QVT Fund LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290165 Filed Document 0001290165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., UBS AG, JEFFERIES LLC, and ISIS (ASIA PACIFIC) PTY LIMITED CIK Number 0001593947 Filed Document 0001616264-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novia Products, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001505646 Filed Document 0001505646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
EmboMedics, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592901 Filed Document 0001181431-14-029189 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GrayHawk Home Care I LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616417 Filed Document 0001209191-14-052349 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VALINOR CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401387 Filed Document 0000919574-14-004873 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptor Technologies, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616252 Filed Document 0001616252-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Turner Investment Fund XI, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers J.P. Turner & Company, L.L.C. CIK Number 0001616651 Filed Document 0001616651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SRS Acquiom LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001616674 Filed Document 0001616674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TriniD Partners Fund I, LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524910 Filed Document 0001524910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW JERSEY MINING CO See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001030192 Filed Document 0001611662-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Leerink Swann Co-Investment Fund, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616541 Filed Document 0001616541-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middle Sound Partners, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001616489 Filed Document 0001181431-14-029165 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PROHIBITION GOLD LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616702 Filed Document 0001616702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RATHDOWNEY RESOURCES LTD. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,796,039 Associated Brokers / Dealers N/A CIK Number 0001616914 Filed Document 0001616914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Puglisi Opportunity Fund LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616764 Filed Document 0001209191-14-052476 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pure Natures Wellness Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $40,549 Associated Brokers / Dealers Clarus Securities Inc. CIK Number 0001616861 Filed Document 0001140361-14-033111 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Merkle Group Inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,683,035 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Cooling Therapy, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616251 Filed Document 0001616251-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Senscio Systems, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001574059 Filed Document 0001574059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
World Panel, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001616878 Filed Document 0001616878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Toopher, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $815,765 Associated Brokers / Dealers N/A CIK Number 0001562386 Filed Document 0001562386-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. and JEFFERIES LLC CIK Number 0001593943 Filed Document 0001616264-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roy Rauch #3 Joint Venture See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $768,000 Associated Brokers / Dealers N/A CIK Number 0001616719 Filed Document 0001616719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
International Greenstream LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616571 Filed Document 0001616571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Apartments LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers none CIK Number 0001616535 Filed Document 0001512926-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BR AAP GOLDSBORO NC INVESTMENTS, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001616696 Filed Document 0001616696-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lolli & Pops, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,772,887 Associated Brokers / Dealers N/A CIK Number 0001560509 Filed Document 0001551377-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leerink Swann Co-Investment Fund, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616541 Filed Document 0001616541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno Therapeutics, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $133,734,641 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hireology, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001542446 Filed Document 0001542446-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RHV Capital, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001579295 Filed Document 0001579295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Stowaway Cosmetics, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001616513 Filed Document 0000905718-14-000513 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Senior Secured Direct Loan Fund LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $139,700,000 Associated Brokers / Dealers du Pasqiuer & Co., Inc. and Shoreline Global Investments Inc. CIK Number 0001580474 Filed Document 0001580474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
34TH S&S LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001614932 Filed Document 0001614932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Dallas Spring Hill Venture, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001616556 Filed Document 0001616556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-003610 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Goldwater Reserves, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Goldwater Reserves, LLC CIK Number 0001616324 Filed Document 0001062993-14-005038 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ADAGIO MEDICAL, INC. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,004 Associated Brokers / Dealers N/A CIK Number 0001573223 Filed Document 0001378866-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QVT Fund LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290165 Filed Document 0001290165-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPG Technologies, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $100,002 Associated Brokers / Dealers N/A CIK Number 0001473056 Filed Document 0001171520-14-000591 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CYRACOM INTERNATIONAL INC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,352,000 Associated Brokers / Dealers N/A CIK Number 0001058962 Filed Document 0001058962-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Blab, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,000,200 Associated Brokers / Dealers N/A CIK Number 0001551838 Filed Document 0001551838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt