Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Buckley Lloyd Partners Fund, LP See All Filings	D/A	2016-11-18 12:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626056 Filed Document 0000945621-16-000768 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:14:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyperplane II, LP See All Filings	D	2016-11-18 12:12:47 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001689727 Filed Document 0001689727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:12:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2016-11-18 12:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-16-000149 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:09:03 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
Echo Street Capital Partners, LP See All Filings	D/A	2016-11-18 12:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172150 Filed Document 0000919574-16-016786 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REF PARTNERS LP See All Filings	D/A	2016-11-18 12:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335416 Filed Document 0000945621-16-000767 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:06:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMA MORTGAGE INVESTMENT TRUST LLC See All Filings	D/A	2016-11-18 12:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618020 Filed Document 0001144204-16-135316 Exclusions or Exemptions 506b Accepted Date 2016-11-18 12:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:57:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mary M. Gies CIK Number 0001681337 Filed Document 0001681337-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:57:31 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Diversified Infrastructure Trust See All Filings	D	2016-11-18 11:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690307 Filed Document 0001690307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Vetris Capital Fund I, LP See All Filings	D/A	2016-11-18 11:54:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592161 Filed Document 0001592161-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:54:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:53:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Edward Kohlhepp Jr. CIK Number 0001681337 Filed Document 0001681337-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:53:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BASSWOOD CO-INVESTMENT FUND, LTD. See All Filings	D	2016-11-18 11:52:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690445 Filed Document 0001405086-16-000697 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:52:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Lithotripsy, A Ltd Partnership See All Filings	D	2016-11-18 11:51:48 UTC
Amount To Be Raised $117,119 Associated Brokers / Dealers N/A CIK Number 0000769996 Filed Document 0000769996-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:51:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
March Capital Bay Area Opportunity Fund II, LP See All Filings	D/A	2016-11-18 11:50:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658505 Filed Document 0001658505-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:50:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:47:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Dana Westenhaver CIK Number 0001681337 Filed Document 0001681337-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:47:41 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:41:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Steve Knuttila CIK Number 0001681337 Filed Document 0001681337-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:41:02 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:36:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Steven Adams CIK Number 0001681337 Filed Document 0001681337-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:36:06 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Vibrant Minerals Investments, LLC See All Filings	D/A	2016-11-18 11:32:25 UTC
Amount To Be Raised $9,147,600 Associated Brokers / Dealers Sandlapper Securities, Scott Porter, Benjamin & Jerold Brogerage, LLC, Kevin Kline, Dempsey Lord Smith, LLC, Todd Harrigan, Sterling Louviere, and Michael Hansen CIK Number 0001676733 Filed Document 0001676733-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-18 11:32:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SERVICEAIDE, INC. See All Filings	D	2016-11-18 11:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685098 Filed Document 0001685098-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:30:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-11-18 11:26:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mark Herding CIK Number 0001681337 Filed Document 0001681337-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:26:23 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Eco Oro Minerals Corp. See All Filings	D	2016-11-18 11:18:50 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001408679 Filed Document 0001408679-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:18:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
SUN Behavioral HoldCo, LLC See All Filings	D	2016-11-18 11:18:31 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001598403 Filed Document 0001598403-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:18:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Samjo Partners, LP See All Filings	D/A	2016-11-18 11:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293594 Filed Document 0000919574-16-016782 Exclusions or Exemptions 506b Accepted Date 2016-11-18 11:04:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IDOC, LLC See All Filings	D	2016-11-18 10:56:31 UTC
Amount To Be Raised $1,817,000 Associated Brokers / Dealers N/A CIK Number 0001690313 Filed Document 0001015325-16-000080 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:56:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
North Texas Energy, Inc. See All Filings	D	2016-11-18 10:50:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001514994 Filed Document 0001096906-16-002068 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:50:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSV Ventures I LLC, Series I-16 See All Filings	D/A	2016-11-18 10:49:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001677192 Filed Document 0001677192-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peca Labs, Inc. See All Filings	D	2016-11-18 10:39:25 UTC
Amount To Be Raised $749,986 Associated Brokers / Dealers N/A CIK Number 0001641404 Filed Document 0001641404-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:39:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-11-18 10:32:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672592-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Opportunistic Fund, L.P. See All Filings	D/A	2016-11-18 10:32:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658826 Filed Document 0000902664-16-008871 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:32:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2016-11-18 10:31:40 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-16-000529 Exclusions or Exemptions 506c Accepted Date 2016-11-18 10:31:40 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Live Oak Central, Inc. See All Filings	D	2016-11-18 10:28:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690438 Filed Document 0001690438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:28:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
InPoint Commercial Real Estate Income, Inc. See All Filings	D	2016-11-18 10:22:42 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001690012 Filed Document 0001690012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:22:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2016-11-18 10:21:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-16-000528 Exclusions or Exemptions 506c Accepted Date 2016-11-18 10:21:10 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Select Partners ELS, L.P. See All Filings	D	2016-11-18 10:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690197 Filed Document 0001690197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:19:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Technology Fund LLC See All Filings	D/A	2016-11-18 10:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001281771 Filed Document 0001140361-16-087158 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Inception Tech Fund 7, LP See All Filings	D/A	2016-11-18 10:13:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Viet Ly CIK Number 0001675484 Filed Document 0001675484-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:13:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mouth Foods, Inc. See All Filings	D	2016-11-18 10:09:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001543619 Filed Document 0001543619-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-18 10:09:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Grabir, LLC See All Filings	D/A	2016-11-18 09:48:06 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001668668 Filed Document 0001668668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 09:48:06 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Special Opportunities Fund 2015-1, LP See All Filings	D/A	2016-11-18 09:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658780 Filed Document 0000919574-16-016779 Exclusions or Exemptions 506b Accepted Date 2016-11-18 09:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MICELL TECHNOLOGIES INC See All Filings	D	2016-11-18 08:10:51 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Invemed Associates LLC CIK Number 0001060368 Filed Document 0001060368-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 08:10:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GSO Special Situations Overseas Fund II, Ltd. See All Filings	D/A	2016-11-18 07:46:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592078 Filed Document 0000902664-16-008866 Exclusions or Exemptions 506b Accepted Date 2016-11-18 07:46:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW Eureka (US) Fund See All Filings	D/A	2016-11-18 07:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504533 Filed Document 0000902664-16-008865 Exclusions or Exemptions 506b Accepted Date 2016-11-18 07:45:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kohinoor Core (Cayman) Master Fund See All Filings	D/A	2016-11-18 07:43:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658428 Filed Document 0000902664-16-008864 Exclusions or Exemptions 506b Accepted Date 2016-11-18 07:43:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMEUNION HOLDINGS, INC. See All Filings	1-A/A	2016-11-18 06:14:19 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001639241 Filed Document 0001144204-16-135261 Accepted Date 2016-11-18 06:14:19 UTC Type of Offering 1-A/A Industry REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,007,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Brazil Resources Inc. See All Filings	D	2016-11-17 21:25:44 UTC
Amount To Be Raised $8,283,846 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001538847 Filed Document 0001538847-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-17 21:25:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ExchangeRight Net Leased Portfolio 14 DST See All Filings	D	2016-11-17 20:32:12 UTC
Amount To Be Raised $27,120,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001690344 Filed Document 0001690344-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 20:32:12 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SKB-Belvedere Place, LLC See All Filings	D	2016-11-17 20:08:06 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers SKB Securities, LLC, Christopher Courtiol, and Robert R. Walker, Jr. CIK Number 0001690397 Filed Document 0001690397-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 20:08:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Kairos Investors Fund I, L.P. See All Filings	D/A	2016-11-17 20:03:32 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001682548 Filed Document 0001682548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 20:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dais Technology, Inc. See All Filings	D	2016-11-17 19:51:16 UTC
Amount To Be Raised $5,000,007 Associated Brokers / Dealers N/A CIK Number 0001690011 Filed Document 0001690011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 19:51:16 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PixarBio Corp See All Filings	D	2016-11-17 19:41:52 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Newbridge Securities Corporation and Viewtrade Securities, Inc. CIK Number 0001623077 Filed Document 0001689936-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 19:41:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
TERMINAL CITY CLUB INC. See All Filings	D	2016-11-17 19:33:30 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001532687 Filed Document 0001085037-16-000366 Exclusions or Exemptions 506b Accepted Date 2016-11-17 19:33:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity