Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lupaka Gold Corp. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $73,246 Associated Brokers / Dealers N/A CIK Number 0001520470 Filed Document 0001140361-14-033730 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Immusoft Corp See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $3,286,771 Associated Brokers / Dealers N/A CIK Number 0001596274 Filed Document 0001596274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BIG HORN MTJ, LTD See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001617274 Filed Document 0001617274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Eureka Therapeutics Inc See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001386560 Filed Document 0001386560-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIGHTSIDE GROUP, LTD. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $15,015,536 Associated Brokers / Dealers N/A CIK Number 0001589094 Filed Document 0001589094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CRCM INSTITUTIONAL MASTER FUND (BVI), LTD. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470845 Filed Document 0001556663-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vortus Investments, LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Forbes Private Capital Group CIK Number 0001574290 Filed Document 0001574290-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrackingPoint, Inc. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $29,203,533 Associated Brokers / Dealers N/A CIK Number 0001594297 Filed Document 0001594297-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zarbee's, Inc See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $16,948,087 Associated Brokers / Dealers N/A CIK Number 0001524690 Filed Document 0001524690-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Private Partners, L.P. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners LLC and Barclays Capital Inc. CIK Number 0001480411 Filed Document 0000902664-14-003615 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $782,033 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Intuitive Biosciences, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001572790 Filed Document 0001572790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
ZAIS Financial Corp. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001527590 Filed Document 0001206774-14-002658 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TherOx, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001442217 Filed Document 0001442217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LIM Opportunistic Credit Master Fund See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585034 Filed Document 0001405086-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CATFISH FUND LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001131303 Filed Document 0000935836-14-000487 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM CAPITAL FUND II, L.P. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001617687 Filed Document 0001617687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NestGSV, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605652 Filed Document 0000897069-14-000372 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ParasitX, LLC See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001612968 Filed Document 0001612968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CROWDLY, INC. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001523927 Filed Document 0001523927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wearable Intelligence, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $8,374,242 Associated Brokers / Dealers N/A CIK Number 0001616020 Filed Document 0001616020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FlyBy Media, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001519777 Filed Document 0001519777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Magnitude International See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001471509 Filed Document 0000902664-14-003614 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Leveraged International See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001476391 Filed Document 0000902664-14-003619 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Techpoint, Inc. See All Filings	D	2014-08-19 19:40:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556898 Filed Document 0001556898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 19:40:27 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 46 See All Filings	D	2014-08-19 14:12:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616814 Filed Document 0001616814-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 14:12:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 45 See All Filings	D	2014-08-19 13:57:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616815 Filed Document 0001616815-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 13:57:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 34 See All Filings	D	2014-08-19 11:42:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617011 Filed Document 0001617011-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 11:42:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 33 See All Filings	D	2014-08-19 11:37:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616749 Filed Document 0001616749-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 11:37:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
WESTEND PARTNERS LP See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422465 Filed Document 0001422465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tristar License Group, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616789 Filed Document 0001616789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Lucidity Lights Inc See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised $12,635,828 Associated Brokers / Dealers N/A CIK Number 0001573164 Filed Document 0001140361-14-033461 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Orion Mine Finance (Delaware) Fund I-A LP See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001606235 Filed Document 0001606235-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmers To You LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617004 Filed Document 0001617004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Rio Grande Neurosciences, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $1,348,239 Associated Brokers / Dealers N/A CIK Number 0001616132 Filed Document 0001616132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONTINUITY PARTNERS GROUP, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482628 Filed Document 0001140361-14-033550 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 27 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616677 Filed Document 0001616677-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 30 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616663 Filed Document 0001616663-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 35 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617015 Filed Document 0001617015-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 58 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616968 Filed Document 0001616968-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 53 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616963 Filed Document 0001616963-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PHHHOTO Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617790 Filed Document 0001617790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
WIRELESS RONIN TECHNOLOGIES INC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001356093 Filed Document 0001288230-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Rowena TPII LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001616855 Filed Document 0001616855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Loop Labs, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616783 Filed Document 0001616783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Avizia, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617025 Filed Document 0001617025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
APPNEXUS INC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001424286 Filed Document 0001424286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSV International Concentrated Equity Fund, LP See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457693 Filed Document 0001393725-14-000128 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Brier Creek DST See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised $21,475,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001603548 Filed Document 0001603548-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity