Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GRE U.S. Property Fund L.P. See All Filings	D/A	2016-10-14 09:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001524439 Filed Document 0001524439-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:42:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USB Focus Fund LumiraDx 1-A, LLC See All Filings	D	2016-10-14 09:41:01 UTC
Amount To Be Raised $12,225,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001685709 Filed Document 0001685709-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:41:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW YORK BANKERS TITLE AGENCY WEST LLC See All Filings	D	2016-10-14 09:39:22 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001427172 Filed Document 0001427172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:39:22 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cathedral Lake II, Ltd. See All Filings	D/A	2016-10-14 09:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffries LLC CIK Number 0001654989 Filed Document 0000945621-16-000744 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:35:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River China Fund L.P. See All Filings	D/A	2016-10-14 09:33:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588616 Filed Document 0001588616-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - Select Equity Series See All Filings	D/A	2016-10-14 09:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654743 Filed Document 0001654743-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rail-Splitter Dynamic Growth Fund, L.P. See All Filings	D/A	2016-10-14 09:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596962 Filed Document 0000919574-16-015856 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:18:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HSMR Capital Partners (QP), LP See All Filings	D/A	2016-10-14 09:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328133 Filed Document 0000919574-16-015855 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TIMBERLINE FINANCIAL PARTNERS, L.P. See All Filings	D/A	2016-10-14 09:15:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001078680 Filed Document 0000919574-16-015852 Exclusions or Exemptions 506b Accepted Date 2016-10-14 09:15:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Zylo, Inc. See All Filings	D	2016-10-14 08:40:38 UTC
Amount To Be Raised $3,384,903 Associated Brokers / Dealers N/A CIK Number 0001679685 Filed Document 0001679685-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 08:40:38 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Creek Prime Cayman, L.P. See All Filings	D	2016-10-14 08:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674031 Filed Document 0001507943-16-000318 Exclusions or Exemptions 506b Accepted Date 2016-10-14 08:38:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strapped Inc. See All Filings	D	2016-10-14 08:03:41 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001687432 Filed Document 0001687432-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 08:03:41 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
San Francisco Absolute Return Investors, LP See All Filings	D	2016-10-14 07:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684673 Filed Document 0000902664-16-008391 Exclusions or Exemptions 506b Accepted Date 2016-10-14 07:34:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanford C. Bernstein & Co. Delaware Business Trust See All Filings	D/A	2016-10-14 07:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001045898 Filed Document 0000902664-16-008390 Exclusions or Exemptions 506b Accepted Date 2016-10-14 07:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pagoda International, Ltd. See All Filings	D/A	2016-10-14 07:09:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620777 Filed Document 0000902664-16-008389 Exclusions or Exemptions 506b Accepted Date 2016-10-14 07:09:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pagoda Partners, LP See All Filings	D/A	2016-10-14 07:07:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620781 Filed Document 0000902664-16-008388 Exclusions or Exemptions 506b Accepted Date 2016-10-14 07:07:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Vietnam Alpha Fund, a sub-fund of APS Fund See All Filings	D/A	2016-10-14 06:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580183 Filed Document 0001580183-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 06:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CENTAUR ANALYTICS, INC. See All Filings	D	2016-10-13 21:41:38 UTC
Amount To Be Raised $1,509,540 Associated Brokers / Dealers N/A CIK Number 0001685652 Filed Document 0001685652-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-13 21:41:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Generation Growth Capital Fund III, Limited Partnership See All Filings	D	2016-10-13 20:58:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001687023 Filed Document 0001687023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-13 20:58:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Grand Coast Capital Fund I, LLC See All Filings	D/A	2016-10-13 20:51:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001584924 Filed Document 0001584924-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-10-13 20:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Grand Coast Capital Fund I, LLC See All Filings	D/A	2016-10-13 20:49:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001584924 Filed Document 0001584924-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-13 20:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
QT ULTRASOUND LLC See All Filings	D	2016-10-13 20:20:26 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001538864 Filed Document 0001096906-16-001938 Exclusions or Exemptions 506b Accepted Date 2016-10-13 20:20:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Clinical Acquisitions Holdings LP See All Filings	D	2016-10-13 20:17:40 UTC
Amount To Be Raised $75,001 Associated Brokers / Dealers N/A CIK Number 0001687094 Filed Document 0001687094-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-13 20:17:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Crowdfunder, Inc. See All Filings	D	2016-10-13 19:34:40 UTC
Amount To Be Raised $1,976,030 Associated Brokers / Dealers N/A CIK Number 0001551737 Filed Document 0001140361-16-082729 Exclusions or Exemptions 506b Accepted Date 2016-10-13 19:34:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Daplie, Inc. See All Filings	C	2016-10-13 19:13:30 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001674374 Filed Document 0001445866-16-002753 Accepted Date 2016-10-13 19:13:30 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Common Stock State UTAH
Looptworks, LLC See All Filings	D	2016-10-13 19:05:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001618818 Filed Document 0001618818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-13 19:05:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
TFG CARD SOLUTIONS, Inc. See All Filings	D	2016-10-13 18:57:56 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers John H. Herman CIK Number 0001433334 Filed Document 0000896595-16-000085 Exclusions or Exemptions 506b Accepted Date 2016-10-13 18:57:56 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
23 Harvard LCP, LLC See All Filings	D	2016-10-13 18:55:32 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001687445 Filed Document 0001687445-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-13 18:55:32 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NantCell, Inc. See All Filings	D	2016-10-13 18:15:49 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001642116 Filed Document 0001642116-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-13 18:15:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pluralsight Holdings, LLC See All Filings	D/A	2016-10-13 18:12:48 UTC
Amount To Be Raised $599,993 Associated Brokers / Dealers N/A CIK Number 0001625877 Filed Document 0001080368-16-000055 Exclusions or Exemptions 506b Accepted Date 2016-10-13 18:12:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Calallen #1, L.P. See All Filings	D/A	2016-10-13 18:12:04 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001674970 Filed Document 0001674970-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-13 18:12:04 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Senior Living Fund II, LLC See All Filings	D	2016-10-13 18:09:07 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001687320 Filed Document 0001687320-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-13 18:09:07 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Kontiki Offshore Fund See All Filings	D/A	2016-10-13 18:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621742 Filed Document 0001621742-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-13 18:07:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Kontiki Onshore Fund See All Filings	D/A	2016-10-13 18:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621739 Filed Document 0001621739-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-13 18:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Sudden Coffee, Inc. See All Filings	D	2016-10-13 18:00:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001659336 Filed Document 0001659336-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-13 18:00:56 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Convergent Dental, Inc. See All Filings	D/A	2016-10-13 17:42:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532437 Filed Document 0001532437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-13 17:42:36 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Scorebook Live, Inc. See All Filings	D	2016-10-13 17:41:37 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001638466 Filed Document 0001638466-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-13 17:41:37 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Multi-Sector Cayman, Ltd. See All Filings	D	2016-10-13 17:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687279 Filed Document 0000902664-16-008385 Exclusions or Exemptions 506b Accepted Date 2016-10-13 17:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Z LOAN & INVESTMENT INC See All Filings	D	2016-10-13 17:17:40 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001355900 Filed Document 0001355900-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-13 17:17:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PeerLogix, Inc. See All Filings	D	2016-10-13 17:09:08 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Westpark Capital, Inc. CIK Number 0001603494 Filed Document 0001683168-16-000320 Exclusions or Exemptions 506b Accepted Date 2016-10-13 17:09:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LKCM Technology Partnership, L.P. See All Filings	D/A	2016-10-13 17:04:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001502285-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-13 17:04:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heard Opportunity Fund LLC See All Filings	D/A	2016-10-13 17:01:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574457 Filed Document 0001574457-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-13 17:01:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2016-10-13 16:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001502285-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-13 16:54:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ethos Realty, LLC See All Filings	D	2016-10-13 16:51:19 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001687406 Filed Document 0001687406-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-13 16:51:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Maternova, Inc. See All Filings	C/A	2016-10-13 16:50:38 UTC
Financial Interest 2.0% of same security Filing Platform OpenDeal Inc. Offering Amount $500,000 CIK Number 0001680041 Filed Document 0001680041-16-000003 Accepted Date 2016-10-13 16:50:38 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State RHODE ISLAND
LKCM Investment Partnership II, L.P. See All Filings	D/A	2016-10-13 16:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-13 16:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LumiraDx Ltd See All Filings	D	2016-10-13 16:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685428 Filed Document 0001685428-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-13 16:47:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Investment Partnership, L.P. See All Filings	D/A	2016-10-13 16:46:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-13 16:46:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFF ROAD CAPITAL PARTNERS, LP See All Filings	D	2016-10-13 16:33:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OLD CITY SECURITIES, LLC CIK Number 0001686783 Filed Document 0001686783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-13 16:33:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Securities Market, LLC See All Filings	D	2016-10-13 16:31:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626515 Filed Document 0001626515-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-13 16:31:40 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt