Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZappyLab Inc See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556299 Filed Document 0000908662-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cargo Chief, Inc. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001608906 Filed Document 0001608906-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foldax, Inc. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Eton Park Overseas Fund, Ltd. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001308802 Filed Document 0000902664-14-003639 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CWS MARQUIS CINCO LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001617629 Filed Document 0001617629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Betz Grand Mason, Ltd. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001617822 Filed Document 0001617822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robotti Opportunity Value Fund, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001584745 Filed Document 0001584745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gazelle, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396324 Filed Document 0001396324-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL EDEN FUND LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001340264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT EDEN RESORT LLC See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576230 Filed Document 0001576230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT MOUNTAIN HOLDING GROUP, L.L.C. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575868 Filed Document 0001575868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Resonant Inc See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $119,238 Associated Brokers / Dealers N/A CIK Number 0001579910 Filed Document 0001579910-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wizeline, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $6,735,583 Associated Brokers / Dealers N/A CIK Number 0001612634 Filed Document 0001612634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise Investments III, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616760 Filed Document 0001616760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
SF Investors LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001617319 Filed Document 0001617319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Medalogix LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001617512 Filed Document 0001617512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Eton Park Fund, L.P. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001308804 Filed Document 0000902664-14-003638 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iDx Ventures LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616775 Filed Document 0001616775-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
YOUTOO MEDIA LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001458207 Filed Document 0001458207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INTERPHASE CORP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $3,349,150 Associated Brokers / Dealers N/A CIK Number 0000728249 Filed Document 0000728249-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Delaware Investments Real Estate Absolute Return Fund, LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001584858 Filed Document 0001140361-14-034085 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13 FIRST DUDE/SIMMERETTE, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001617530 Filed Document 0001617530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Energy Pioneer Solutions, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001497161 Filed Document 0001181431-14-029845 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Simple-Fill, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001617408 Filed Document 0001617408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
MPIC Fund I LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001363357 Filed Document 0001181431-14-029833 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMRes Technologies, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $2,934,982 Associated Brokers / Dealers N/A CIK Number 0001616646 Filed Document 0001209191-14-053786 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clopsi Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617627 Filed Document 0001617627-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KOR Company, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617292 Filed Document 0001617292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Media Holdings LLC See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001616407 Filed Document 0001616407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Disaster Broadway Ltd Liability Co See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001616459 Filed Document 0001616459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ALPHAGEN NORTHERN PINES FUND Ltd See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479906 Filed Document 0001140361-14-033733 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxResults, LLC. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Ansley Securities, LLC CIK Number 0001487535 Filed Document 0001245105-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
MobileDay Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001538170 Filed Document 0001538170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Heidi Chronicles Ltd Liability Co See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001617380 Filed Document 0001617380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Vestorly, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,644,520 Associated Brokers / Dealers N/A CIK Number 0001617575 Filed Document 0001144204-14-051869 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $2,000,004 Associated Brokers / Dealers N/A CIK Number 0001617422 Filed Document 0001617422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Trov, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $6,623,000 Associated Brokers / Dealers N/A CIK Number 0001553586 Filed Document 0001553586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nephron Pharmaceuticals Corp See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Huron Transaction Advisory LLC CIK Number 0001617435 Filed Document 0001617435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Debt
CASTLE UNION PARTNERS II LP See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614558 Filed Document 0001614558-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FPCM Emerging Markets Inflation-Linked Securities Fund LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551985 Filed Document 0001551985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNITUDE U.S. PARTNERS See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners LLC CIK Number 0001280016 Filed Document 0000902664-14-003618 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JGB CAPITAL L.P. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337093 Filed Document 0001013594-14-000556 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Asia Landmark Fund Ltd See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536855 Filed Document 0001012975-14-000532 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Mezzanine Partners Fund, LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585161 Filed Document 0001140361-14-034362 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VN CAPITAL FUND I LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172086 Filed Document 0001172086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Secured Income Fund 5, LLC See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers Terra Capital Markets, LLC CIK Number 0001581874 Filed Document 0001581874-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iLumi Solutions, Inc. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,237,294 Associated Brokers / Dealers N/A CIK Number 0001600086 Filed Document 0001209191-14-053637 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USA 1-1, LLC See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $285,500 Associated Brokers / Dealers N/A CIK Number 0001601166 Filed Document 0001601166-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
ICONIQ Strategic Partners-B, L.P. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584545 Filed Document 0001584545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund