Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARGONAUT 2000 PARTNERS, L.P. See All Filings	D/A	2016-11-22 16:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001127107 Filed Document 0001095449-16-000305 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:29:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverview CLO II LP See All Filings	D	2016-11-22 16:26:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001690702 Filed Document 0000919574-16-016838 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:26:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ISAM Systematic Trend SPV Ltd See All Filings	D	2016-11-22 16:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690503 Filed Document 0001690503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LBA Realty Fund VI, L.P. See All Filings	D	2016-11-22 16:21:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689671 Filed Document 0001689671-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:21:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BNNT Materials, LLC See All Filings	D	2016-11-22 16:11:27 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001551394 Filed Document 0001551394-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:11:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
8i Corp See All Filings	D	2016-11-22 16:03:36 UTC
Amount To Be Raised $22,499,999 Associated Brokers / Dealers N/A CIK Number 0001689351 Filed Document 0001689351-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-22 16:03:36 UTC Type of Offering D Industry Other Principal Place of Business NEW ZEALAND Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Halcyon Offshore Strategic Opportunities Fund, L.P. See All Filings	D/A	2016-11-22 15:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658649 Filed Document 0001315863-16-001935 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BMK CAPITAL INTERESTS, INC See All Filings	D	2016-11-22 15:57:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001688731 Filed Document 0001688731-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-22 15:57:53 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Legion High Yield Secured Fund I, LLC See All Filings	D/A	2016-11-22 15:55:10 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers JAMES BYRD CIK Number 0001682646 Filed Document 0001682646-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:55:10 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST PHOENIX INVESTMENTS, INC. See All Filings	1-A/A	2016-11-22 15:48:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687306 Filed Document 0001376474-16-000913 Accepted Date 2016-11-22 15:48:37 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Philo Broadcasting, Inc. See All Filings	D/A	2016-11-22 15:45:16 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001684546 Filed Document 0001684546-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-22 15:45:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CMB Infrastructure Investment Group 53, LP See All Filings	D	2016-11-22 15:44:26 UTC
Amount To Be Raised $52,800,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001687592 Filed Document 0001687592-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:44:26 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
S & P Ingredient Development, LLC See All Filings	D	2016-11-22 15:43:14 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers GREENHILL & CO., LLC CIK Number 0001542080 Filed Document 0001542080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:43:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GestVision, Inc. See All Filings	D	2016-11-22 15:39:25 UTC
Amount To Be Raised $12,106,300 Associated Brokers / Dealers N/A CIK Number 0001657762 Filed Document 0001657762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:39:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CEG Holdings, LLC Texas Two-Step JV See All Filings	D	2016-11-22 15:38:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001690515 Filed Document 0001690515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:38:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Ogletree Investors, LLC See All Filings	D	2016-11-22 15:37:35 UTC
Amount To Be Raised $2,870,000 Associated Brokers / Dealers N/A CIK Number 0001690688 Filed Document 0001690688-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:37:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorldViz, LLC See All Filings	D/A	2016-11-22 15:34:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602930 Filed Document 0001602930-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:34:30 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
QAA ACQUISITIONS, LLC See All Filings	D	2016-11-22 15:28:57 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001690593 Filed Document 0001645804-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:28:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ARES ENERGY INVESTORS FUND V, L.P. See All Filings	D/A	2016-11-22 15:22:53 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001656650 Filed Document 0001140361-16-087567 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SinnoVita, Inc. See All Filings	D	2016-11-22 15:22:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690628 Filed Document 0001690628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:22:24 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ARES ENERGY INVESTORS FEEDER FUND V, L.P. See All Filings	D/A	2016-11-22 15:21:07 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001656649 Filed Document 0001140361-16-087565 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCH, Inc See All Filings	D	2016-11-22 15:18:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650853 Filed Document 0001650853-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:18:42 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Timothy Investors, LLC See All Filings	D	2016-11-22 15:16:10 UTC
Amount To Be Raised $2,280,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001690632 Filed Document 0001690632-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-22 15:16:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Playground Ventures II, L.P. See All Filings	D	2016-11-22 15:15:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001690302 Filed Document 0001690302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:15:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SV Angel VI, L.P. See All Filings	D/A	2016-11-22 15:11:30 UTC
Amount To Be Raised $53,125,000 Associated Brokers / Dealers N/A CIK Number 0001666147 Filed Document 0001666147-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:11:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
III Convex Strategies Fund Ltd. See All Filings	D/A	2016-11-22 15:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001649300 Filed Document 0001649300-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lantos Technologies, Inc. See All Filings	D	2016-11-22 15:06:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:06:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
970 Turner Investors, LLC See All Filings	D	2016-11-22 15:05:16 UTC
Amount To Be Raised $3,980,000 Associated Brokers / Dealers N/A CIK Number 0001690679 Filed Document 0001690679-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:05:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopper Inc. See All Filings	D	2016-11-22 15:02:43 UTC
Amount To Be Raised $6,561,353 Associated Brokers / Dealers None CIK Number 0001556399 Filed Document 0001556399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:02:43 UTC Type of Offering D Industry Other Travel Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silverado Fund I LP See All Filings	D/A	2016-11-22 15:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602574 Filed Document 0001602574-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainFights, Inc. See All Filings	D	2016-11-22 14:58:38 UTC
Amount To Be Raised $13,379,675 Associated Brokers / Dealers N/A CIK Number 0001639369 Filed Document 0001639369-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:58:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROAR Athletic Performance Corp. See All Filings	D/A	2016-11-22 14:56:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:56:52 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
DynamiCare Health, Inc. See All Filings	D	2016-11-22 14:54:54 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001690183 Filed Document 0001690183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:54:54 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ASSUREX GLOBAL REINSURANCE LTD See All Filings	D/A	2016-11-22 14:53:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001300629 Filed Document 0001690665-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:53:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2016-11-22 14:50:41 UTC
Amount To Be Raised $1,135,000,000 Associated Brokers / Dealers John Barrasso, Rebecca Makas, John Scott Boyd, and Harry Dalessio CIK Number 0000729057 Filed Document 0001209191-16-151675 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:50:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Queen's Cove Holdings, LLC See All Filings	D	2016-11-22 14:49:15 UTC
Amount To Be Raised $13,556,970 Associated Brokers / Dealers N/A CIK Number 0001690554 Filed Document 0001690554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:49:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Mutual Trading Co., Inc. See All Filings	D	2016-11-22 14:46:03 UTC
Amount To Be Raised $8,163,900 Associated Brokers / Dealers N/A CIK Number 0001562576 Filed Document 0001562576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:46:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadtree Residential, Inc See All Filings	D/A	2016-11-22 14:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571935 Filed Document 0001571935-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-11-22 14:44:08 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2016-11-22 14:43:47 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers John Barrasso, John Scott Boyd, and Harry Dalessio CIK Number 0001444597 Filed Document 0001209191-16-151673 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:43:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Medicxi Growth I LP See All Filings	D	2016-11-22 14:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690310 Filed Document 0001690310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D	2016-11-22 14:29:40 UTC
Amount To Be Raised $75,037 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-16-000082 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:29:40 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Patriot One Technologies Inc. See All Filings	D	2016-11-22 14:27:59 UTC
Amount To Be Raised $149,905 Associated Brokers / Dealers N/A CIK Number 0001684505 Filed Document 0001365686-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:27:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Patriot One Technologies Inc. See All Filings	D	2016-11-22 14:25:14 UTC
Amount To Be Raised $31,323 Associated Brokers / Dealers N/A CIK Number 0001684505 Filed Document 0001365686-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:25:14 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gulf View Fund, LP See All Filings	D	2016-11-22 14:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690665 Filed Document 0001690665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:24:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
River West SC, LLC See All Filings	D	2016-11-22 14:17:12 UTC
Amount To Be Raised $9,820,000 Associated Brokers / Dealers N/A CIK Number 0001690673 Filed Document 0001690673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:17:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somar Global Ltd. See All Filings	D	2016-11-22 14:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690674 Filed Document 0000919574-16-016831 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nostalgia World Wide Media LLC See All Filings	D	2016-11-22 14:13:01 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001690617 Filed Document 0001441557-16-000107 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:13:01 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Riverton Square, Inc. See All Filings	D	2016-11-22 14:03:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690607 Filed Document 0001690607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:03:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waratah One Offshore Fund II Ltd See All Filings	D	2016-11-22 14:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690623 Filed Document 0001625257-16-000226 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baghdaddy, Ltd Liability Co See All Filings	D/A	2016-11-22 14:01:24 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001686915 Filed Document 0001686915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:01:24 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity