Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Philo Broadcasting, Inc. See All Filings	D	2016-10-17 12:17:13 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001684546 Filed Document 0001684546-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-17 12:17:13 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BLOCK DISTILLING COMPANY, LLC See All Filings	D	2016-10-17 12:14:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654283 Filed Document 0001654283-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:14:03 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2016-10-17 12:11:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents and Various Agents CIK Number 0001030011 Filed Document 0001030011-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:11:16 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Pre-Funding Group, LLC See All Filings	D/A	2016-10-17 12:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Independent Investment Bankers, Corp. CIK Number 0001631670 Filed Document 0001631670-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:07:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund IV PAA Co-Investment, LP See All Filings	D	2016-10-17 12:05:13 UTC
Amount To Be Raised $135,920,127 Associated Brokers / Dealers N/A CIK Number 0001687599 Filed Document 0001687599-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:05:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2016-10-17 12:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs, Jennifer H. Macaulay, and Various Agents CIK Number 0001030011 Filed Document 0001030011-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:03:43 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Spotfund Technologies, Inc. See All Filings	D/A	2016-10-17 11:59:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001656597 Filed Document 0001656597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:59:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pre-Funding Group Manager, LLC See All Filings	D	2016-10-17 11:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Independent Investment Bankers, Corp. CIK Number 0001687595 Filed Document 0001687595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:57:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Credit Fund, L.P. See All Filings	D/A	2016-10-17 11:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001656025 Filed Document 0000899140-16-001644 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THG ACQUISITION, LLC See All Filings	D	2016-10-17 11:48:33 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001140361-16-082828 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:48:33 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker Diversified Managers Fund, LLC See All Filings	D/A	2016-10-17 11:47:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655592 Filed Document 0001655592-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:47:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
teaRIOT, LLC See All Filings	D	2016-10-17 11:45:50 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001687638 Filed Document 0001687638-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:45:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Compaction Technologies, Inc. See All Filings	D	2016-10-17 11:44:57 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001500315 Filed Document 0001500315-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:44:57 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LEAF SPC See All Filings	D	2016-10-17 11:42:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687640 Filed Document 0001687640-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:42:11 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
ML BlueTrend FuturesAccess LLC See All Filings	D/A	2016-10-17 11:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001471270 Filed Document 0001471270-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northlander Commodity International, Ltd. See All Filings	D/A	2016-10-17 11:34:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MGI NV CIK Number 0001654935 Filed Document 0001013594-16-001275 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:34:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brick Lane, LLC See All Filings	D/A	2016-10-17 11:31:09 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001674918 Filed Document 0001674918-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:31:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RDC Capital Partners Fund LP See All Filings	D/A	2016-10-17 11:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653539 Filed Document 0001653539-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALLEYE INVESTMENTS FUND LLC See All Filings	D/A	2016-10-17 11:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379227 Filed Document 0001379227-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Global Event Driven Fund LLC See All Filings	D/A	2016-10-17 11:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503377 Filed Document 0001503377-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pendleton Square Holdings, LLC See All Filings	D/A	2016-10-17 11:06:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001543657 Filed Document 0001543657-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:06:15 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Health Chain Solutions LLC See All Filings	D	2016-10-17 11:03:46 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001687614 Filed Document 0001687614-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-17 11:03:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
576 Income Fund, LP See All Filings	D/A	2016-10-17 11:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655917 Filed Document 0001655917-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:02:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valley Growth Ventures, LLC See All Filings	D	2016-10-17 10:57:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001656684 Filed Document 0000949265-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:57:57 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TechStartups.com, Inc. See All Filings	D	2016-10-17 10:57:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001687596 Filed Document 0001615774-16-007636 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:57:17 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Other
AHL Alpha (Cayman) Ltd See All Filings	D/A	2016-10-17 10:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001588889 Filed Document 0001588889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEO II, LP See All Filings	D	2016-10-17 10:45:56 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001687173 Filed Document 0001687173-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:45:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Accord Offshore Fund, L.P. See All Filings	D	2016-10-17 10:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687243 Filed Document 0000950142-16-004593 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:37:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Accord Fund, L.P. See All Filings	D	2016-10-17 10:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687236 Filed Document 0000950142-16-004592 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:36:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoastRock Capital Equity I, LP See All Filings	D/A	2016-10-17 10:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655782 Filed Document 0001655782-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mimi & Ru, LLC See All Filings	D	2016-10-17 10:28:01 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001683952 Filed Document 0001683952-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:28:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aurelius Capital Partners II, LP See All Filings	D/A	2016-10-17 10:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620483 Filed Document 0000902664-16-008404 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Specialty Lending (US), L.P. See All Filings	D/A	2016-10-17 09:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622570 Filed Document 0000902664-16-008403 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Andurand Commodities Fund See All Filings	D/A	2016-10-17 09:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574614 Filed Document 0000902664-16-008402 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ONE PPW RESIDENCES, LLC See All Filings	D	2016-10-17 09:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686084 Filed Document 0000919574-16-015894 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:50:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ArchiTech Capital Feeder Fund Ltd See All Filings	D	2016-10-17 09:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686846 Filed Document 0000945621-16-000747 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:41:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATO FUND LP See All Filings	D/A	2016-10-17 09:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-16-000647 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:40:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CMDTY Partners, LP See All Filings	D/A	2016-10-17 09:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589037 Filed Document 0000902664-16-008401 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:39:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMDTY Offshore Fund, Ltd. See All Filings	D/A	2016-10-17 09:38:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588963 Filed Document 0000902664-16-008400 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:38:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corfiser SIMI Fund, LP See All Filings	D/A	2016-10-17 09:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607921 Filed Document 0001607921-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barnett Growth Opportunities, LP See All Filings	D	2016-10-17 09:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687283 Filed Document 0001687283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:21:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Good Brand, Inc. See All Filings	D	2016-10-17 08:50:49 UTC
Amount To Be Raised $1,550,460 Associated Brokers / Dealers N/A CIK Number 0001685905 Filed Document 0001140361-16-082823 Exclusions or Exemptions 506b Accepted Date 2016-10-17 08:50:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MUSTANG BIO, INC. See All Filings	D	2016-10-17 08:40:55 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001680048 Filed Document 0001680048-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 08:40:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Turtle Creek Equity Fund See All Filings	D	2016-10-17 08:30:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509220 Filed Document 0001507943-16-000319 Exclusions or Exemptions 506b Accepted Date 2016-10-17 08:30:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND IV LLC See All Filings	D/A	2016-10-17 08:18:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682394 Filed Document 0001687579-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 08:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP LS Fund II LLC See All Filings	D/A	2016-10-17 08:08:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001687579-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-17 08:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MV Startup Fund XXXVIII LLC See All Filings	D/A	2016-10-17 07:59:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676588 Filed Document 0001687579-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 07:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MV EI Fund IV LLC See All Filings	D	2016-10-17 07:38:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001687579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 07:38:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MillGA Holdings, LLC See All Filings	D	2016-10-14 20:23:18 UTC
Amount To Be Raised $19,858,116 Associated Brokers / Dealers N/A CIK Number 0001687551 Filed Document 0001687551-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 20:23:18 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TownparkGA Holdings, LLC See All Filings	D	2016-10-14 20:17:04 UTC
Amount To Be Raised $15,371,177 Associated Brokers / Dealers N/A CIK Number 0001687562 Filed Document 0001687562-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 20:17:04 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity