Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MogulREIT I, LLC See All Filings	1-A POS	2016-11-28 21:56:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers North Capital Private Securities Corp. and Mogul Securities, LLC CIK Number 0001669664 Filed Document 0001104659-16-159384 Accepted Date 2016-11-28 21:56:19 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Proof of Concept, LLC See All Filings	C/A	2016-11-28 20:06:50 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001677340 Filed Document 0001670254-16-000207 Accepted Date 2016-11-28 20:06:50 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State NEW YORK
Joy Life, Inc. See All Filings	D	2016-11-28 19:49:30 UTC
Amount To Be Raised $5,486,000 Associated Brokers / Dealers N/A CIK Number 0001687988 Filed Document 0001687988-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:49:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
VP Parent Holdings, Inc. See All Filings	D/A	2016-11-28 19:43:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644353 Filed Document 0000899140-16-001704 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:43:49 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KINGSWAY FINANCIAL SERVICES INC See All Filings	D	2016-11-28 19:31:34 UTC
Amount To Be Raised $10,499,996 Associated Brokers / Dealers N/A CIK Number 0001072627 Filed Document 0000914760-16-000492 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:31:34 UTC Type of Offering D Industry Insurance Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Lincoln & Grant, Inc. See All Filings	C	2016-11-28 19:20:12 UTC
Financial Interest N/A Filing Platform Lincoln & Grant, Inc. Offering Amount $1,000,000 CIK Number 0001690179 Filed Document 0001665160-16-000165 Accepted Date 2016-11-28 19:20:12 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State COLORADO
Retrotope, Inc. See All Filings	D	2016-11-28 19:16:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:16:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Traveling Spoon See All Filings	C/A	2016-11-28 19:15:33 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $300,000 CIK Number 0001597895 Filed Document 0001597895-16-000003 Accepted Date 2016-11-28 19:15:33 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Job Post LLC See All Filings	D	2016-11-28 19:10:22 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001690975 Filed Document 0001690975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:10:22 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Protocol Enterprises, LLC See All Filings	D	2016-11-28 18:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689970 Filed Document 0001689970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:41:44 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waypoint Waterlynn Investors, LP See All Filings	D	2016-11-28 18:34:21 UTC
Amount To Be Raised $16,250,000 Associated Brokers / Dealers BROADWAY DIRECT INVESTMENTS, LLC CIK Number 0001612007 Filed Document 0001382963-16-000261 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:34:21 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LG River Walk, LLC See All Filings	D	2016-11-28 18:32:58 UTC
Amount To Be Raised $15,298,751 Associated Brokers / Dealers N/A CIK Number 0001690446 Filed Document 0001690446-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:32:58 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Conquest I L P See All Filings	D/A	2016-11-28 18:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001011421 Filed Document 0001011421-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanier Securities Holding LLC See All Filings	D	2016-11-28 18:04:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001690220 Filed Document 0001690220-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:04:10 UTC Type of Offering D Industry Investment Banking Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Series Q- Carlyle Energy Mezzanine Opportunities Fund II, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2016-11-28 18:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655402 Filed Document 0001655402-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Hospitality Opportunity Fund II, LP See All Filings	D	2016-11-28 18:03:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001689688 Filed Document 0001689688-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-28 18:03:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
PopBookings, LLC See All Filings	D	2016-11-28 17:53:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652598 Filed Document 0001652598-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:53:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Codepops, Inc. See All Filings	D/A	2016-11-28 17:49:51 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001650877 Filed Document 0001650877-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:49:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
RAYTON SOLAR, INC. See All Filings	1-A	2016-11-28 17:47:27 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001654124 Filed Document 0001144204-16-136763 Accepted Date 2016-11-28 17:47:27 UTC Type of Offering 1-A Industry SEMICONDUCTORS & RELATED DEVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Origin Bancorp, Inc. See All Filings	D	2016-11-28 17:46:51 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Stephens, Inc. CIK Number 0001516912 Filed Document 0001516912-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:46:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-11-28 17:30:33 UTC
Amount To Be Raised $2,654,860 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-136762 Accepted Date 2016-11-28 17:30:33 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
Seedling Holdings, Inc. See All Filings	D	2016-11-28 17:28:12 UTC
Amount To Be Raised $7,999,996 Associated Brokers / Dealers N/A CIK Number 0001624362 Filed Document 0001624362-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:28:12 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SemiosBio Technologies Inc. See All Filings	D	2016-11-28 17:26:47 UTC
Amount To Be Raised $54,384 Associated Brokers / Dealers N/A CIK Number 0001665916 Filed Document 0001140361-16-087974 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:26:47 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SynGen Inc. See All Filings	D	2016-11-28 17:19:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:19:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WIND POINT PARTNERS VIII-B, L.P. See All Filings	D/A	2016-11-28 17:18:30 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MOELIS & COMPANY LLC CIK Number 0001670143 Filed Document 0001670143-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:18:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WIND POINT PARTNERS VIII-A, L.P. See All Filings	D/A	2016-11-28 17:17:56 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MOELIS & COMPANY LLC CIK Number 0001670141 Filed Document 0001670143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AvidXchange, Inc. See All Filings	D	2016-11-28 16:48:47 UTC
Amount To Be Raised $14,500,007 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001117565 Filed Document 0001117565-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:48:47 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bluestone Life Insurance Co See All Filings	D	2016-11-28 16:44:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651072 Filed Document 0001651072-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:44:02 UTC Type of Offering D Industry Insurance Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
SONAVATION INC See All Filings	D/A	2016-11-28 16:38:48 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers GrowthPoint Technology Partners, LLC CIK Number 0001370924 Filed Document 0001370924-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:38:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PGA Healthcare LLC See All Filings	D	2016-11-28 16:38:11 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001690723 Filed Document 0001690723-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-28 16:38:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Builders VC Fund I, L.P. See All Filings	D	2016-11-28 16:37:59 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001689584 Filed Document 0001689584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:37:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Periauger Restaurant Asset Fund LLC See All Filings	D	2016-11-28 16:37:41 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001690939 Filed Document 0001690939-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-28 16:37:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AQR R.C. EMERGING EQUITY FUND, L.P. See All Filings	D/A	2016-11-28 16:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656773 Filed Document 0001656773-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGE Fund I LP See All Filings	D	2016-11-28 16:36:05 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001690556 Filed Document 0001690556-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:36:05 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WANdisco, plc See All Filings	D	2016-11-28 16:30:58 UTC
Amount To Be Raised $1,506 Associated Brokers / Dealers N/A CIK Number 0001690427 Filed Document 0001690427-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:30:58 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Dirty Lemon Beverages LLC See All Filings	D	2016-11-28 16:25:13 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001661873 Filed Document 0001661873-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:25:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWC Funds, LLC Enhanced Equity Strategy Series C See All Filings	D/A	2016-11-28 16:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680248 Filed Document 0001680248-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ePracticeManager, Inc. See All Filings	D	2016-11-28 16:21:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690941 Filed Document 0001690941-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:21:28 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Declatex, LLC See All Filings	D/A	2016-11-28 16:20:31 UTC
Amount To Be Raised $1,733,000 Associated Brokers / Dealers NONE CIK Number 0001681798 Filed Document 0001681798-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:20:31 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OCP SENIOR FLOATING INCOME PARTNERS, LP See All Filings	D/A	2016-11-28 16:20:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481834 Filed Document 0000919574-16-016909 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:20:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SWC Funds, LLC Bond Income Strategy Series B See All Filings	D/A	2016-11-28 16:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680242 Filed Document 0001680242-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HVLadera, LLC See All Filings	D	2016-11-28 16:16:21 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers TPEG Securities, LLC CIK Number 0001688925 Filed Document 0001688925-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:16:21 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
INDUSTRIAL LOGISTICS REALTY TRUST INC. See All Filings	D	2016-11-28 16:06:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers H and L Equities, LLC, H and L Equities, LLC, H and L Equities, LLC, H and L Equities, LLC, and H and Equities, LLC CIK Number 0001625941 Filed Document 0001209191-16-152167 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:06:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Apptentive Inc. See All Filings	D	2016-11-28 16:00:25 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001553583 Filed Document 0001553583-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 16:00:25 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Jasper China, L.P. See All Filings	D/A	2016-11-28 15:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283488 Filed Document 0000919574-16-016905 Exclusions or Exemptions 506b Accepted Date 2016-11-28 15:58:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund IX LLC See All Filings	D	2016-11-28 15:53:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687619 Filed Document 0001676429-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-11-28 15:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Redwood Managed Risk Plus, L.P. See All Filings	D/A	2016-11-28 15:47:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594368 Filed Document 0001144204-16-136690 Exclusions or Exemptions 506b Accepted Date 2016-11-28 15:47:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Eagle Ford 2016 L.P. See All Filings	D/A	2016-11-28 15:41:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Allegis Investment Services LLC, Anthem Securities, Inc., AXA Advisors, LLC, BCG Securities, Inc., Benjamin & Jerold Brokerage, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Capital Investment Group, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Cetera Advisors, LLC, Cetera Advisor Networks LLC, Chapin, Davis, Inc., Coastal Equities, Inc., Conover Securities Corporation, Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, Financial West Group, First Allied Securities, Inc., First Heartland Capital, Inc., First Financial Equity Corporation, FTB ADVISORS, INC., Fogel Neale Securities, LLC, FSC Securities Corporation, G. A. Repple & Company, Girard Securities, Inc., H. Beck, Inc., H.D. Vest Investment Services, Hagen Securities, Inc., Heim, Young & Associates, Inc., Infinity Financial Services (Infinity Securities, Inc.), Integrated Trading and Investments, Inc., International Assets Advisory, LLC, Investment Planners, Inc., Investment Security Corporation, J.W. Cole Financial, Inc., Kestra Investment Services, LLC, Kovack Securities Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Lowell & Company, Inc., LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McNally Financial Services Corporation, McLaughlin Ryder Investments, Inc., MSI Financial Services, Inc., Money Concepts Capital Corp.v, Neidiger, Tucker, Bruner, Inc., Newbridge Securities Corporation, Ni Advisors, Niagara International Capital Limited, The O.N. Equity Sales Company, Primex, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., Spire Securities, LLC, Stephen A. Kohn & Associates, Ltd., Summit Brokerage Services, Inc., The Strategic Financial Alliance, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Voya Financial Advisors, Inc., VSR Financial Services, Inc., Whitehall-Parker Securities, Inc., Wilbanks Securities, Inc., Woodbury Financial Services, Inc., Worden Capital Management LLC, and World Equity Group, Inc. CIK Number 0001681781 Filed Document 0001681781-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 15:41:55 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
MVP LS Fund VI LLC See All Filings	D/A	2016-11-28 15:38:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001684261 Filed Document 0001676429-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-11-28 15:38:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Leebay Funding LLC See All Filings	D	2016-11-28 15:37:25 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001690928 Filed Document 0001690928-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-28 15:37:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity