Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Athyrium Opportunities Fund III LP See All Filings	D	2016-11-30 09:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690482 Filed Document 0001690482-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:42:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tensleep Financial Corp See All Filings	1-A	2016-11-30 09:39:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001690477 Filed Document 0001690477-16-000002 Accepted Date 2016-11-30 09:39:27 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
TCM Investor Series, LLC See All Filings	D	2016-11-30 09:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690599 Filed Document 0001690599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:09:04 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TREDICI BRYN MAWR LLC See All Filings	D	2016-11-30 08:47:47 UTC
Amount To Be Raised $1,100,001 Associated Brokers / Dealers N/A CIK Number 0001690890 Filed Document 0001690890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 08:47:47 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AZTLAN Emerging & Frontier Smidcap Fund, LP See All Filings	D	2016-11-30 08:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690999 Filed Document 0001690999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 08:00:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares ICOF III Fund (Cayman) LP See All Filings	D	2016-11-29 21:45:35 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001684350 Filed Document 0001684350-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 21:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFS Partners LLC See All Filings	D	2016-11-29 21:18:28 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001688404 Filed Document 0001688404-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-29 21:18:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Shape Labs Inc. See All Filings	C/A	2016-11-29 20:52:25 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001674497 Filed Document 0001670254-16-000208 Accepted Date 2016-11-29 20:52:25 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Four Rivers Partners IV, L.P. See All Filings	D	2016-11-29 20:44:56 UTC
Amount To Be Raised $87,000,000 Associated Brokers / Dealers N/A CIK Number 0001691072 Filed Document 0001691072-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 20:44:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RH Fund XIII, LLC See All Filings	D	2016-11-29 20:13:33 UTC
Amount To Be Raised $3,405,000 Associated Brokers / Dealers N/A CIK Number 0001691074 Filed Document 0001691074-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 20:13:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
CARBON ENGINEERING LIMITED PARTNERSHIP See All Filings	D	2016-11-29 19:56:00 UTC
Amount To Be Raised $8,936,212 Associated Brokers / Dealers N/A CIK Number 0001689156 Filed Document 0001689156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:56:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silverback Therapeutics, Inc. See All Filings	D	2016-11-29 19:52:19 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001671858 Filed Document 0001671858-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:52:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
In House LLC See All Filings	D	2016-11-29 19:03:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690946 Filed Document 0001690946-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:03:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Goldsky Global Alpha Fund, LP See All Filings	D	2016-11-29 18:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679726 Filed Document 0001679726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:52:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NoveTechnologies, LLC See All Filings	D	2016-11-29 18:41:54 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001690944 Filed Document 0001690944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:41:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Debt
Xeras Medical Technologies, Inc. See All Filings	D	2016-11-29 18:29:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639813 Filed Document 0001639813-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:29:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ares ICOF III Fund (Delaware) LP See All Filings	D/A	2016-11-29 18:23:09 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001664549 Filed Document 0001664549-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP EL Dynamic Fund, L.P. See All Filings	D/A	2016-11-29 18:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577558 Filed Document 0001590339-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP 10 Fund, L.P. See All Filings	D/A	2016-11-29 17:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521307 Filed Document 0001590339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mudrick Distressed Energy Co-Investment Feeder, Ltd. See All Filings	D/A	2016-11-29 17:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637925 Filed Document 0000950103-16-018241 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Energy Co-Investment Feeder, L.P. See All Filings	D/A	2016-11-29 17:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637879 Filed Document 0000950103-16-018240 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:56:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund Offshore, Ltd. See All Filings	D/A	2016-11-29 17:54:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606026 Filed Document 0000950103-16-018239 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2016-11-29 17:52:11 UTC
Amount To Be Raised $1,807,041 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-16-001124 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:52:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund, L.P. See All Filings	D/A	2016-11-29 17:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470474 Filed Document 0000950103-16-018238 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crosstimbers Opportunity Fund, LP See All Filings	D	2016-11-29 17:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683174 Filed Document 0001683174-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:43:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA AlphaPort 500 Fund, L.P. See All Filings	D/A	2016-11-29 17:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590339 Filed Document 0001590339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Sandbox, Inc. See All Filings	D	2016-11-29 17:28:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001248902 Filed Document 0000913849-16-000692 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:28:51 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Phil, Inc. See All Filings	D	2016-11-29 17:23:28 UTC
Amount To Be Raised $5,495,000 Associated Brokers / Dealers N/A CIK Number 0001650812 Filed Document 0001650812-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:23:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INdependent Data Management, LLC See All Filings	D	2016-11-29 17:17:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001562511 Filed Document 0001666752-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:17:46 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
uBiome, Inc. See All Filings	D	2016-11-29 17:17:18 UTC
Amount To Be Raised $17,168,216 Associated Brokers / Dealers N/A CIK Number 0001690904 Filed Document 0001690904-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-29 17:17:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WRR - Madison #3 LP See All Filings	D	2016-11-29 17:12:48 UTC
Amount To Be Raised $3,005,940 Associated Brokers / Dealers N/A CIK Number 0001691079 Filed Document 0001654954-16-004385 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:12:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MLG/PF WGBTL Co-Investor LLC See All Filings	D	2016-11-29 17:06:49 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001691080 Filed Document 0001691080-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-29 17:06:49 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Hydropothecary Corp See All Filings	D/A	2016-11-29 16:54:32 UTC
Amount To Be Raised $10,231,000 Associated Brokers / Dealers AXIOM CAPITAL MANAGEMENT, INC. CIK Number 0001690947 Filed Document 0001209191-16-152311 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:54:32 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
LovePop, Inc. See All Filings	D	2016-11-29 16:50:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001644573 Filed Document 0001644573-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:50:24 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Celldex Therapeutics, Inc. See All Filings	D	2016-11-29 16:46:29 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers N/A CIK Number 0000744218 Filed Document 0000905718-16-001790 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:46:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Pharmacy, LLC See All Filings	D/A	2016-11-29 16:45:15 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001668917 Filed Document 0001668917-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:45:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Malartu Fund III, LLC See All Filings	D	2016-11-29 16:22:20 UTC
Amount To Be Raised $128,000 Associated Brokers / Dealers N/A CIK Number 0001690992 Filed Document 0001690992-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-29 16:22:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
INdependent Data Management, LLC See All Filings	D	2016-11-29 16:19:59 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001562511 Filed Document 0001666752-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:19:59 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Senior Living Fund III California, LLC See All Filings	D	2016-11-29 16:19:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001690917 Filed Document 0001690917-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-29 16:19:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Main Street Exchange Corp See All Filings	D	2016-11-29 16:09:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661941 Filed Document 0001661941-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:09:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Opportunity Fund, LP See All Filings	D	2016-11-29 16:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691069 Filed Document 0001691069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:07:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Select Private Opportunities Fund III LP See All Filings	D/A	2016-11-29 16:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689585 Filed Document 0001689585-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:03:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolutionary Security LLC See All Filings	D	2016-11-29 16:02:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690635 Filed Document 0001690635-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:02:09 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CenterGate Co-Invest I, L.P. See All Filings	D	2016-11-29 16:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690915 Filed Document 0001690915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Highland Quantitative Investment Fund, LP See All Filings	D	2016-11-29 15:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690938 Filed Document 0001690938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:58:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bronzebuck LLC See All Filings	C	2016-11-29 15:48:02 UTC
Financial Interest N/A Filing Platform TRUCROWD INC Offering Amount $1,000,000 CIK Number 0001690216 Filed Document 0001690216-16-000001 Accepted Date 2016-11-29 15:48:02 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State ARIZONA
Taurus CD 191 South Winds MA LP See All Filings	D	2016-11-29 15:45:57 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers Robert Clifford, T Capital Funding, LLC, Alexander Jeffers, Cynthia Frye, Jay Newmark, and Allison Walk CIK Number 0001689647 Filed Document 0001546927-16-000548 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:45:57 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
M3 PARTNERS LP See All Filings	D/A	2016-11-29 15:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426094 Filed Document 0001426094-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D/A	2016-11-29 15:33:22 UTC
Amount To Be Raised $206,000 Associated Brokers / Dealers N/A CIK Number 0001160740 Filed Document 0001160740-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:33:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Tactical Offshore Fund II Ltd See All Filings	D/A	2016-11-29 15:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414070 Filed Document 0001414070-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund