Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Groq, Inc. See All Filings	D	2016-10-19 19:19:29 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001686725 Filed Document 0001686725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 19:19:29 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oak & Madrone Investment Group, LLC See All Filings	D	2016-10-19 19:13:48 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001687994 Filed Document 0001687994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 19:13:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Dynamic Growth Fund, LLC See All Filings	D	2016-10-19 19:09:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Vintage Capital Advisors, LLC CIK Number 0001687964 Filed Document 0001687964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 19:09:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Rickenbacker Capital See All Filings	D	2016-10-19 19:00:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001687998 Filed Document 0001687998-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-19 19:00:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Ares ICOF III Co-Invest LP See All Filings	D	2016-10-19 18:53:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001687507 Filed Document 0001687507-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 18:53:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oncternal Therapeutics, Inc. See All Filings	D/A	2016-10-19 18:45:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001600987 Filed Document 0001140361-16-083095 Exclusions or Exemptions 506b Accepted Date 2016-10-19 18:45:07 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TourGigs, LLC See All Filings	D	2016-10-19 18:42:22 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001681379 Filed Document 0001681379-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 18:42:22 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Funding Circle Notes Program, LLC See All Filings	D/A	2016-10-19 18:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622809 Filed Document 0001209191-16-146397 Exclusions or Exemptions 506c Accepted Date 2016-10-19 18:20:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AIM Fuel, LLC See All Filings	D	2016-10-19 18:17:26 UTC
Amount To Be Raised $15,445,941 Associated Brokers / Dealers N/A CIK Number 0001671861 Filed Document 0001671861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 18:17:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Performa (US) Intermediate Bond Fund, a series of Performa (US) Series Fund, L.P. See All Filings	D	2016-10-19 18:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686544 Filed Document 0001686544-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 18:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angler Labs Inc. See All Filings	D/A	2016-10-19 18:07:42 UTC
Amount To Be Raised $1,062,500 Associated Brokers / Dealers N/A CIK Number 0001677350 Filed Document 0001677350-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 18:07:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GBX Renewable Energy Tax Credit Fund 2016 LLC See All Filings	D	2016-10-19 18:06:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001685778 Filed Document 0001685778-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-19 18:06:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Net Pro Referral Inc See All Filings	D	2016-10-19 18:04:36 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001687793 Filed Document 0001687793-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-19 18:04:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aerial Funding Pooled Fund, LLC Non-Performing Series 1 See All Filings	D	2016-10-19 17:52:28 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001687879 Filed Document 0001687787-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:52:28 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Titan Northpoint, LLC See All Filings	D	2016-10-19 17:48:20 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001688006 Filed Document 0001688006-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:48:20 UTC Type of Offering D Industry Residential Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
AIM Ag Infra LP See All Filings	D	2016-10-19 17:46:14 UTC
Amount To Be Raised $114,625,071 Associated Brokers / Dealers N/A CIK Number 0001671869 Filed Document 0001671869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:46:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nine Sugars, LLC See All Filings	D	2016-10-19 17:46:06 UTC
Amount To Be Raised $327,142 Associated Brokers / Dealers N/A CIK Number 0001687324 Filed Document 0001687324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:46:06 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HZ Harvest, LLC See All Filings	D	2016-10-19 17:35:39 UTC
Amount To Be Raised $24,400,000 Associated Brokers / Dealers N/A CIK Number 0001688001 Filed Document 0001688001-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:35:39 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LocalBlip, Inc. See All Filings	D	2016-10-19 17:34:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687944 Filed Document 0001687944-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-19 17:34:26 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Savage River, Inc. See All Filings	D	2016-10-19 17:29:13 UTC
Amount To Be Raised $29,999,995 Associated Brokers / Dealers N/A CIK Number 0001655210 Filed Document 0001655210-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:29:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Titan Northpoint, LLC See All Filings	D	2016-10-19 17:27:10 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001688006 Filed Document 0001688006-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:27:10 UTC Type of Offering D Industry Residential Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Harvest Station Sponsor, LLC See All Filings	D	2016-10-19 17:27:09 UTC
Amount To Be Raised $24,400,000 Associated Brokers / Dealers N/A CIK Number 0001687966 Filed Document 0001687966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:27:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Creekside Vista, LLC See All Filings	D	2016-10-19 17:23:55 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001687787 Filed Document 0001687787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:23:55 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FIRST BANCSHARES INC /MS/ See All Filings	D	2016-10-19 17:20:18 UTC
Amount To Be Raised $63,249,995 Associated Brokers / Dealers Fig Partners, LLC, Stephens Inc., and Keefe, Bruyette & Woods, Inc. CIK Number 0000947559 Filed Document 0001144204-16-128634 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:20:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
HOMEUNION HOLDINGS, INC. See All Filings	1-A/A	2016-10-19 17:20:17 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001639241 Filed Document 0001144204-16-128633 Accepted Date 2016-10-19 17:20:17 UTC Type of Offering 1-A/A Industry REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,211,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AIM Upstream LLC See All Filings	D	2016-10-19 17:19:04 UTC
Amount To Be Raised $28,875,000 Associated Brokers / Dealers N/A CIK Number 0001671864 Filed Document 0001671864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:19:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UY First LLC See All Filings	D	2016-10-19 17:04:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687646 Filed Document 0001012975-16-001543 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:04:31 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AIM Land L.P. See All Filings	D	2016-10-19 17:03:39 UTC
Amount To Be Raised $37,113,500 Associated Brokers / Dealers N/A CIK Number 0001671863 Filed Document 0001671863-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:03:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALTERRA RESOURCE CORP See All Filings	D	2016-10-19 17:03:36 UTC
Amount To Be Raised $188,560 Associated Brokers / Dealers N/A CIK Number 0001422669 Filed Document 0001422669-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-19 17:03:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SILVERFERN BR, L.P. See All Filings	D	2016-10-19 17:01:44 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers N/A CIK Number 0001687695 Filed Document 0001687695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:01:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SILVERFERN BR (CAYMAN), L.P. See All Filings	D	2016-10-19 17:01:10 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers N/A CIK Number 0001687697 Filed Document 0001687697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:01:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Core Ventures II, LLC See All Filings	D	2016-10-19 17:00:33 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001571617 Filed Document 0001193805-16-004150 Exclusions or Exemptions 506b Accepted Date 2016-10-19 17:00:33 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Covalent Housing Co-Investment Opportunity, LP See All Filings	D/A	2016-10-19 16:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627682 Filed Document 0001627682-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:57:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAI ROCKWOOD, LP See All Filings	D	2016-10-19 16:55:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001687687 Filed Document 0001687687-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:55:19 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Covalent Capital Partners, LP See All Filings	D/A	2016-10-19 16:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001456168 Filed Document 0001456168-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:53:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalent Housing Co-Investment Opportunity (Offshore), L.P. See All Filings	D/A	2016-10-19 16:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627681 Filed Document 0001627681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:51:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVALENT CAPITAL PARTNERS (OFFSHORE) L.P. See All Filings	D/A	2016-10-19 16:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001369340 Filed Document 0001369340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Rails Services, LLC See All Filings	D	2016-10-19 16:47:31 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001687915 Filed Document 0001079973-16-001224 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:47:31 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Aggressive Long/Short Fund LLC See All Filings	D	2016-10-19 16:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686751 Filed Document 0001686751-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:44:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Lenexa Investors 1, LLC See All Filings	D	2016-10-19 16:41:28 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001687785 Filed Document 0001687785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:41:28 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIM Landfill, L.P. See All Filings	D	2016-10-19 16:41:14 UTC
Amount To Be Raised $27,821,500 Associated Brokers / Dealers N/A CIK Number 0001671868 Filed Document 0001671868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:41:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saga Global Capital Management, LLC See All Filings	D	2016-10-19 16:40:56 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687925 Filed Document 0001687925-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:40:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series U-1 See All Filings	D	2016-10-19 16:40:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001687911 Filed Document 0001687911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:40:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RINO TOD LLC See All Filings	D	2016-10-19 16:38:04 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001687224 Filed Document 0001687224-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:38:04 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ENTEGRION INC See All Filings	D/A	2016-10-19 16:36:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001392253 Filed Document 0001392253-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:36:28 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Ashmore Venezuela Recovery Fund Ltd See All Filings	D	2016-10-19 16:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001686018 Filed Document 0001686018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunt Lane Capital Fund Ltd. See All Filings	D/A	2016-10-19 16:35:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623725 Filed Document 0001623725-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:35:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENCO SHIPPING & TRADING LTD See All Filings	D	2016-10-19 16:34:21 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001326200 Filed Document 0001140361-16-083083 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:34:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Phase II Fund LP See All Filings	D/A	2016-10-19 16:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542859 Filed Document 0001140361-16-083082 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saga Management Co See All Filings	D	2016-10-19 16:31:08 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687924 Filed Document 0001687924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 16:31:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity