Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Truminim International Corp See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001595584 Filed Document 0001595584-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alliant Tax Credit Fund 80, Ltd. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fennder & Smith Inc., and Compass Securities Corp. CIK Number 0001629124 Filed Document 0001629124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROAR Athletic Performance Corp. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Zen Monkey LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001585090 Filed Document 0001585090-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regal Resources Ltd See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $1,691,000 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001628129 Filed Document 0001534122-15-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER ALL CAP RESEARCH FUND, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001288169 Filed Document 0001288169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Field Street Offshore Fund, Ltd. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia Umar Naeem CIK Number 0001546038 Filed Document 0001140361-14-046454 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES FUND, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513438 Filed Document 0001012975-14-000832 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S & P Ingredient Development, LLC See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised $26,000,031 Associated Brokers / Dealers N/A CIK Number 0001542080 Filed Document 0001542080-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cyprium Investors IV LP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised $450,100,000 Associated Brokers / Dealers CSP SECURITIES, LP and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001560759 Filed Document 0001560759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER MID CAP GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001119766 Filed Document 0001119766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELPATH MLP PARTNERS, LP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas CIK Number 0001500957 Filed Document 0001500957-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Frontier Mid Cap Value Fund, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596555 Filed Document 0001596555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiwi Crate Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001526021 Filed Document 0001526021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Domain Partners IX, L.P. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628864 Filed Document 0001628864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascentis Corp See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001559957 Filed Document 0001627480-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER CAPITAL APPRECIATION FUND, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378092 Filed Document 0001378092-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER SMALL CAP GROWTH FUND, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232646 Filed Document 0001232646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorsal Capital Partners, Ltd. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553609 Filed Document 0001589894-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Utrip, Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001559164 Filed Document 0001559164-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Hinge, Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001584997 Filed Document 0001584997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wild Oak Financial, LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001628685 Filed Document 0001628685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MONARCH DEBT RECOVERY FUND LP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001450316 Filed Document 0001450316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Medical Office Portfolio DST See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised $16,543,467 Associated Brokers / Dealers Nathaniel M. Kuhn, Robert S. Smith, Joseph G. Michaletz, Mark G. Kosanke, Trawnegan Gall, Edwin T. Suzuki, Chay T. Lapin, Susan J. Gitt, Inland Securities Corporation, Peter A. Finnegan, James D. Warring, Joral T. Schmalle, John P. Gustavson, William S. Sheehan, and Robert R. Tweed CIK Number 0001619928 Filed Document 0001619928-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
McKinley Capital Emerging Markets Growth Fund See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510111 Filed Document 0001144204-14-075891 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
TVC Capital III, L.P. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001626929 Filed Document 0001626929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Card Corp See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001629260 Filed Document 0001629260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Ventures China Turbo Affiliates Fund, L.P. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001626936 Filed Document 0001626936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
StarVest Partners Opportunity Fund, L.P. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628158 Filed Document 0001628158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinglet, Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001628926 Filed Document 0001628926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
BFC-MCP, LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001627935 Filed Document 0001627935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Alpine ImmunoSciences, L.P. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628571 Filed Document 0000935836-14-000665 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Danube Systems, Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $9,999,996 Associated Brokers / Dealers N/A CIK Number 0001580782 Filed Document 0001580782-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PCX HOLDING CORP. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $94,500,000 Associated Brokers / Dealers N/A CIK Number 0001606344 Filed Document 0001405086-15-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Github Fund LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629499 Filed Document 0001445866-15-000018 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BVO Holdings, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629067 Filed Document 0001181431-15-000084 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Walton Oaks Phase 1 State Credit, LLC See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $744,996 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001506114-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PTT Distributed Energy Systems, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001628809 Filed Document 0001628809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Nine Chapters Systematic International Fund Ltd See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564642 Filed Document 0001564642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
AQR Multi-Strategy Fund VI, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580105 Filed Document 0001580105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund VIII Ltd. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576238 Filed Document 0001575692-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Rivers Partners III, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $67,000,000 Associated Brokers / Dealers N/A CIK Number 0001590822 Filed Document 0000897069-14-000498 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Aues-Fund, a series of AngelList-DaCa-Funds, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $178,900 Associated Brokers / Dealers N/A CIK Number 0001628931 Filed Document 0001628931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bolstr, Inc. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $3,906,985 Associated Brokers / Dealers N/A CIK Number 0001507623 Filed Document 0001507623-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
American Energy Minerals Holdings, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001628865 Filed Document 0001628865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
PHOTOMEDEX INC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,412,550 Associated Brokers / Dealers Canaccord Genuity, Inc. and Canaccord Genuity, Inc. CIK Number 0000711665 Filed Document 0001140361-14-046279 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
WCP Real Estate Fund IV (ERISA), L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001594948 Filed Document 0000902664-14-004673 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity