Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INVESTMENT STRATEGIES FUND LP See All Filings	D/A	2016-10-21 15:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Alliance Corporation CIK Number 0001121431 Filed Document 0001121431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 15:08:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AbiliLife, Inc. See All Filings	D/A	2016-10-21 15:08:10 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001651121 Filed Document 0001651121-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 15:08:10 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
DermTech, Inc. See All Filings	D	2016-10-21 14:54:08 UTC
Amount To Be Raised $15,512,000 Associated Brokers / Dealers N/A CIK Number 0001518913 Filed Document 0001518913-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:54:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diffeo, Inc. See All Filings	D	2016-10-21 14:52:45 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001687521 Filed Document 0001687521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:52:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Pinewell Fogco,LP See All Filings	D	2016-10-21 14:48:35 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001688164 Filed Document 0001688164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:48:35 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Valens Corpus Holdings, LLC See All Filings	D	2016-10-21 14:47:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688131 Filed Document 0001688131-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:47:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D	2016-10-21 14:43:31 UTC
Amount To Be Raised $1,575,200 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001144204-16-128923 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:43:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D	2016-10-21 14:40:47 UTC
Amount To Be Raised $1,941,407 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001144204-16-128920 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:40:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D	2016-10-21 14:35:46 UTC
Amount To Be Raised $790,500 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001144204-16-128917 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:35:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
YS TBG I LLC See All Filings	D	2016-10-21 14:15:38 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001686893 Filed Document 0001686893-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 14:15:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOSAIK FUND II, LP See All Filings	D	2016-10-21 14:13:56 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001681974 Filed Document 0001008036-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:13:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Soli Capital BR LLC See All Filings	D	2016-10-21 14:11:13 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001686816 Filed Document 0001686816-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 14:11:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIDWEST OUTDORR HOLDINGS LLC See All Filings	D	2016-10-21 14:08:50 UTC
Amount To Be Raised $201,375 Associated Brokers / Dealers N/A CIK Number 0001687818 Filed Document 0001687818-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 14:08:50 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Prominent Ft. Worth Basin, L.P. See All Filings	D	2016-10-21 14:07:24 UTC
Amount To Be Raised $996,700 Associated Brokers / Dealers N/A CIK Number 0001684911 Filed Document 0001684911-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 14:07:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SIRIOS FOCUS FUND LTD See All Filings	D/A	2016-10-21 13:58:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460150 Filed Document 0001460150-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:58:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
oc la specialty group llc See All Filings	D	2016-10-21 13:55:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers n/n CIK Number 0001688163 Filed Document 0001688163-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:55:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Western Gateway Region Rural Broadband Company, Inc. See All Filings	1-A/A	2016-10-21 13:55:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001640170 Filed Document 0001640170-16-000005 Accepted Date 2016-10-21 13:55:41 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction ARIZONA Type of Security Equity (common or preferred stock)
Kalibratev, Inc. See All Filings	D	2016-10-21 13:50:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682035 Filed Document 0001682035-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:50:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Revolutionary Medical Devices, Inc. See All Filings	D	2016-10-21 13:39:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001619091 Filed Document 0001619091-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:39:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Spoondrift Technologies, Inc. See All Filings	D	2016-10-21 13:30:51 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001687943 Filed Document 0001687943-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:30:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL INVESTMENT OPPORTUNITIES FUND LTD See All Filings	D/A	2016-10-21 13:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001261182 Filed Document 0001261182-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:29:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadway Prom LLC See All Filings	D	2016-10-21 13:22:47 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001670371 Filed Document 0001670371-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:22:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lion International Consulting, Inc. See All Filings	C/A	2016-10-21 13:22:23 UTC
Financial Interest None Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001682864 Filed Document 0001682864-16-000007 Accepted Date 2016-10-21 13:22:23 UTC Type of Offering C/A Security Offered Amount 2,000,000 Security Offered Type Common Stock State FLORIDA
Greenbaum Projections, Inc. See All Filings	D	2016-10-21 13:09:58 UTC
Amount To Be Raised $311,750 Associated Brokers / Dealers N/A CIK Number 0001687868 Filed Document 0001687868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:09:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nvoicepay, Inc. See All Filings	D	2016-10-21 13:02:44 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers N/A CIK Number 0001467867 Filed Document 0001467867-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:02:44 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Village Florida LP See All Filings	D	2016-10-21 12:58:58 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001687960 Filed Document 0001687960-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:58:58 UTC Type of Offering D Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tac-Clamp, LLC See All Filings	D	2016-10-21 12:41:02 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001687750 Filed Document 0001687750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:41:02 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Workspot, Inc. See All Filings	D	2016-10-21 12:35:28 UTC
Amount To Be Raised $6,780,000 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:35:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Ultimate Disc League, LLC See All Filings	D	2016-10-21 12:35:17 UTC
Amount To Be Raised $4,185,007 Associated Brokers / Dealers Not applicable CIK Number 0001687626 Filed Document 0001687626-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-21 12:35:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rockaway Beach Hotel, LLC See All Filings	D	2016-10-21 12:34:33 UTC
Amount To Be Raised $11,025,000 Associated Brokers / Dealers N/A CIK Number 0001682975 Filed Document 0001682975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:34:33 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BALX Holdings, LLC See All Filings	D	2016-10-21 12:34:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668511 Filed Document 0001668511-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:34:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim High-Yield Fund, Ltd. See All Filings	D/A	2016-10-21 12:33:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001661390 Filed Document 0000899140-16-001654 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:33:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM HIGH-YIELD FUND, LLC See All Filings	D/A	2016-10-21 12:32:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588407 Filed Document 0000899140-16-001653 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:32:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NZC GUGGENHEIM FUND LLC See All Filings	D/A	2016-10-21 12:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001445853 Filed Document 0000899140-16-001652 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NZC GUGGENHEIM FUND LTD See All Filings	D/A	2016-10-21 12:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001449086 Filed Document 0000899140-16-001651 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:31:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. See All Filings	D/A	2016-10-21 12:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641220 Filed Document 0000899140-16-001650 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:30:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Small Cap Equity Trust See All Filings	D/A	2016-10-21 12:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001533658 Filed Document 0001533658-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon CLO Equity Fund, L.P. See All Filings	D/A	2016-10-21 12:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656379 Filed Document 0001656379-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Currant, Inc. See All Filings	D	2016-10-21 12:19:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001644316 Filed Document 0001644316-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:19:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
636 Grassmere Park Drive Associates, L.P. See All Filings	D	2016-10-21 12:17:56 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001688146 Filed Document 0001688146-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:17:56 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
HUNTEGO LIMITED, LLC See All Filings	D	2016-10-21 12:15:21 UTC
Amount To Be Raised $201,375 Associated Brokers / Dealers N/A CIK Number 0001687817 Filed Document 0001687817-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:15:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
E Squared Capital Fund, LP See All Filings	D/A	2016-10-21 12:13:08 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001652744 Filed Document 0001612319-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pivot Holdings II LLC See All Filings	D	2016-10-21 12:08:36 UTC
Amount To Be Raised $2,500,025 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:08:36 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GPE VIII-A OT Co-Investment Limited Partnership See All Filings	D	2016-10-21 12:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687976 Filed Document 0001687976-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:06:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuPark Inc See All Filings	D	2016-10-21 12:06:04 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001653840 Filed Document 0001653840-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:06:04 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GPE VII-A OT Co-Investment Limited Partnership See All Filings	D	2016-10-21 11:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687990 Filed Document 0001687990-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:56:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidSky Software Inc. See All Filings	D	2016-10-21 11:54:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001621843 Filed Document 0001621843-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-21 11:54:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-10-21 11:53:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jeffry Fruchtenicht CIK Number 0001681337 Filed Document 0001681337-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:53:26 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Myxx, Inc. See All Filings	D	2016-10-21 11:51:11 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001688089 Filed Document 0001688089-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:51:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight US Equities Fund, Ltd. See All Filings	D/A	2016-10-21 11:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581301 Filed Document 0001581301-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:50:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund