Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KNIGHTHEAD DOMESTIC FUND, LP See All Filings	D/A	2016-12-01 15:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438287 Filed Document 0001012975-16-001607 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMPEL NEUROPHARMA INC See All Filings	D	2016-12-01 15:37:44 UTC
Amount To Be Raised $37,300,000 Associated Brokers / Dealers Kevin Cable CIK Number 0001445499 Filed Document 0001168404-16-000044 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:37:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KKR HCS Growth Fund ESC L.P. See All Filings	D	2016-12-01 15:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691294 Filed Document 0001691294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:37:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HK 7010 Grand LLC See All Filings	D	2016-12-01 15:31:37 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001691213 Filed Document 0001691213-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:31:37 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 166 See All Filings	D	2016-12-01 15:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001691002 Filed Document 0001691002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:25:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio I DST See All Filings	D/A	2016-12-01 15:24:47 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, Lois A. Leynse, Robert S. Smith, Robert R. Tweed, Inland Securites Corporation, John V. Petraglia, Michael P. Black, David B. Levinson, Jeffrey A. Kiesnoski, Eric S. Scaff, Bradford J. Pinter, James M. Gambaccini, Richard J. Zaegal, Eric A, Bicknese, Michael S. Cullen, Robert C. Straton, Thomas J. Ealy, Jeffrey B. Baker, Donovan C. Cheek, Kenneth H. Williams, Daryl C. Debol, Grant A. Knox, Jeanne E. Morelli, Jeanne Y. Duce, John H. Scully, Enoch Chung, Jan I. Zenner, Joseph G. Michaletz, Kent A. Cooper, Clifton M. Yasutomi, Marilyn A. Schmitt, James E. Fereday, Neel J. Keiser, Ryan P. Sullivan, Mark R. Swartz, Arnold T. Beck Jr., Edward P. Deicke, Nathaniel M. Kuhn, Stanley B. Secor, Peter Maniscalco, Spencer L. Weston, Joseph J. Reynolds, Mark L. Lopez, Robert A. Horning, Adam J. Bryan, Robert H. Chapman, and Jeffery S. Powell CIK Number 0001685331 Filed Document 0001685331-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:24:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
PIMCO Global Inflation Linked Bond Fund Ltd. See All Filings	D/A	2016-12-01 15:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001628775 Filed Document 0001628775-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krispy Kreme Holdings, Inc. See All Filings	D	2016-12-01 15:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691325 Filed Document 0001691325-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:19:23 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Get Smart Content, Inc. See All Filings	D	2016-12-01 15:19:17 UTC
Amount To Be Raised $1,890,000 Associated Brokers / Dealers N/A CIK Number 0001592971 Filed Document 0001592971-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:19:17 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D/A	2016-12-01 15:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001565437-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Euclises Pharmaceuticals, Inc. See All Filings	D/A	2016-12-01 15:18:01 UTC
Amount To Be Raised $2,711,198 Associated Brokers / Dealers N/A CIK Number 0001550350 Filed Document 0001550350-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-01 15:18:01 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Sun To Water Technologies, LLC See All Filings	D	2016-12-01 15:16:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001691321 Filed Document 0001691321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:16:49 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 155 See All Filings	D	2016-12-01 15:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001681768 Filed Document 0001681768-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:16:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YI XI XIN INC See All Filings	D	2016-12-01 15:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691233 Filed Document 0001520138-16-001278 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:16:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cambridge West 2 LLC See All Filings	D	2016-12-01 15:16:27 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001691241 Filed Document 0001691241-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:16:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACON BioMatrix Investors I, L.L.C. See All Filings	D	2016-12-01 15:11:41 UTC
Amount To Be Raised $57,500,000 Associated Brokers / Dealers N/A CIK Number 0001691205 Filed Document 0001140361-16-088364 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:11:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Diamcor Mining Inc. See All Filings	D	2016-12-01 15:05:36 UTC
Amount To Be Raised $122,100 Associated Brokers / Dealers N/A CIK Number 0001484874 Filed Document 0001484874-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:05:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Accel India V L.P. See All Filings	D	2016-12-01 15:01:32 UTC
Amount To Be Raised $430,000,000 Associated Brokers / Dealers N/A CIK Number 0001687347 Filed Document 0001687347-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:01:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Walden Ridge Acquisitions, LLC See All Filings	D/A	2016-12-01 14:58:52 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers Corporate Finance Securities, Inc., Patrick Capital Markets, LLC, and Andrew D. Mercer CIK Number 0001681404 Filed Document 0001681404-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:58:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Capriotti's Sandwich Shop, Inc. See All Filings	D	2016-12-01 14:57:32 UTC
Amount To Be Raised $500,500 Associated Brokers / Dealers N/A CIK Number 0001573096 Filed Document 0001573096-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:57:32 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Western Alternative Strategies, L.P. See All Filings	D/A	2016-12-01 14:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-16-001944 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Western Alternative Strategies, L.P. See All Filings	D/A	2016-12-01 14:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-16-001943 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:55:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ordo Militaris, Inc. See All Filings	D	2016-12-01 14:54:51 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001690784 Filed Document 0001690784-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-01 14:54:51 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Bay Mountain Fund I LLC See All Filings	D/A	2016-12-01 14:47:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001606708 Filed Document 0001606708-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-01 14:47:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AXPM Services, LLC See All Filings	D	2016-12-01 14:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690424 Filed Document 0001690424-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:40:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Commuter, Inc. See All Filings	D	2016-12-01 14:40:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001690810 Filed Document 0001690810-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:40:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
McGill Investors, LLC See All Filings	D	2016-12-01 14:40:16 UTC
Amount To Be Raised $5,890,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001691263 Filed Document 0001691263-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-01 14:40:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Covalis Capital Fund LP See All Filings	D/A	2016-12-01 14:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618100 Filed Document 0000902664-16-008942 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Health Care Strategic Growth Fund L.P. See All Filings	D	2016-12-01 14:34:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691293 Filed Document 0001691293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:34:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVTPI, LLC See All Filings	D	2016-12-01 14:34:31 UTC
Amount To Be Raised $4,860,000 Associated Brokers / Dealers N/A CIK Number 0001688681 Filed Document 0001688681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:34:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Anfiro, Inc. See All Filings	D	2016-12-01 14:34:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001691113 Filed Document 0001691113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:34:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Allergy Amulet, Inc. See All Filings	D/A	2016-12-01 14:32:16 UTC
Amount To Be Raised $1,024,987 Associated Brokers / Dealers N/A CIK Number 0001684003 Filed Document 0000897069-16-001126 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:32:16 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Materna Medical Inc See All Filings	D	2016-12-01 14:26:43 UTC
Amount To Be Raised $5,106,035 Associated Brokers / Dealers N/A CIK Number 0001498158 Filed Document 0001498158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:26:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BBM Brazil Equity Fund LLC See All Filings	D/A	2016-12-01 14:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:17:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InScape Circle, LLC See All Filings	D	2016-12-01 14:08:24 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001671567 Filed Document 0001671567-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:08:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
DELAWARE LIFE SEPARATE ACCOUNT S See All Filings	D/A	2016-12-01 13:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities CIK Number 0001407851 Filed Document 0001459942-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:58:30 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Worcester Investments, LLC See All Filings	D	2016-12-01 13:56:23 UTC
Amount To Be Raised $759,980 Associated Brokers / Dealers None CIK Number 0001613112 Filed Document 0001613112-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:56:23 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Common
Jewel Fund, L, P, See All Filings	D/A	2016-12-01 13:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:52:58 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Life Separate Account R See All Filings	D/A	2016-12-01 13:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Girard Securities CIK Number 0001521832 Filed Document 0001459942-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:52:55 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life NY Separate Account M See All Filings	D/A	2016-12-01 13:49:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001459820 Filed Document 0001459942-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:49:57 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
MA ENDOWMENT PARTNERS, LP See All Filings	D/A	2016-12-01 13:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515408 Filed Document 0001524117-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Life Variable Account M See All Filings	D/A	2016-12-01 13:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0001459942-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:46:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Mountain Capital Partners NPI, LP See All Filings	D/A	2016-12-01 13:44:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001663124 Filed Document 0001140361-16-088345 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:44:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MedTech Fund I, LP See All Filings	D	2016-12-01 13:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691286 Filed Document 0001691286-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain Capital Partners, LP See All Filings	D/A	2016-12-01 13:41:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001663122 Filed Document 0001140361-16-088342 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:41:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DELAWARE LIFE VARIABLE ACCOUNT H See All Filings	D/A	2016-12-01 13:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group CIK Number 0001119402 Filed Document 0001459942-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:41:31 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Keyport Life Ins Co Separate Account Q See All Filings	D/A	2016-12-01 13:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc. CIK Number 0001432334 Filed Document 0001459942-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:37:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
MA Partners Fund, LP See All Filings	D/A	2016-12-01 13:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524117 Filed Document 0001524117-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurotrope, Inc. See All Filings	D	2016-12-01 13:34:31 UTC
Amount To Be Raised $24,505,975 Associated Brokers / Dealers Katalyst Securities LLC and GP Nurmenkari Inc. CIK Number 0001513856 Filed Document 0001513856-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:34:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DL Private Variable Account A See All Filings	D/A	2016-12-01 13:32:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securites, LLC CIK Number 0001628645 Filed Document 0001459942-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:32:43 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other