Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ReliantHeart Inc. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001586240 Filed Document 0001586240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cogeco Cable, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, BMO Capital Markets Corp., National Bank of Canada Financial, Inc., and Mitsubishi UFJ Securities (USA), Inc. d/b/a MUFJ CIK Number 0001579998 Filed Document 0000897069-14-000388 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
SouthOcean Real Estate Partners, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001610889 Filed Document 0001610889-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-006324 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
STW RESOURCES HOLDING CORP. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $554,000 Associated Brokers / Dealers N/A CIK Number 0001357838 Filed Document 0001415889-14-002685 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sonendo, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $35,000,007 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001382963-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMBED BIOSCIENCES, INC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001606055 Filed Document 0001606055-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Market Realist Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001578297 Filed Document 0001578297-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HARD ASSETS OPPORTUNITY FUND LTD See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001452732 Filed Document 0001521947-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Silvercrest Jefferson Fund, L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617964 Filed Document 0001012975-14-000546 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pine River Ultra Fund Ltd. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618721 Filed Document 0001618721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomont Molding LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers N/A CIK Number 0001618025 Filed Document 0001618025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 25, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001618661 Filed Document 0001618661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Caspian Focused Credit L Fund, L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556577 Filed Document 0001556577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-016510 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ATLAS INSTITUTIONAL FUND, LLC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465560 Filed Document 0001465560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Opportunistic Cayman Fund SPC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. LLC, Morgan Stanley DW Inc., MORGAN STANLEY SMITH BARNEY LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001376367 Filed Document 0001355191-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Armada Hoffler, L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $9,582,506 Associated Brokers / Dealers N/A CIK Number 0001578959 Filed Document 0001578959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Red Alder L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557070 Filed Document 0001557070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Opportunistic Fund LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. LLC, Morgan Stanley DW Inc., MORGAN STANLEY SMITH BARNEY LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001354018 Filed Document 0001355191-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
H/D Investors Fund L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618556 Filed Document 0000902664-14-003765 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Abydos Fund See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585717 Filed Document 0000902664-14-003753 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shorepath Opportunity Partners LP See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618387 Filed Document 0001618387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Commerce, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $21,500,003 Associated Brokers / Dealers N/A CIK Number 0001517646 Filed Document 0001517646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InterCapital Sage Creek Associates, L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $3,285,000 Associated Brokers / Dealers N/A CIK Number 0001618440 Filed Document 0001618440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
True Arrow Investments, LLC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493268 Filed Document 0000919574-14-005083 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clandestine Development, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001602473 Filed Document 0001602473-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
PURE BIOSCIENCE, INC. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $9,946,996 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001006028-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEOSYSTEMS Corp See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001458793 Filed Document 0001458793-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Lomont Investment LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001618018 Filed Document 0001618025-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
PIDC REGIONAL CENTER, LP XXXII See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $13,152,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001618407 Filed Document 0001618407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raine Partners II LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001594261 Filed Document 0001594261-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Peak Capital II, L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001617708 Filed Document 0001617708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARD ASSETS OPPORTUNITY FUND LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001435585 Filed Document 0001521947-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DW BBX Gran Torino South #1, LP See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001618450 Filed Document 0001618450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Viola Partners Fund IV 2013 Limited Partnership See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Focus Securities LLC CIK Number 0001618420 Filed Document 0001618420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bash NY, LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001618401 Filed Document 0001618401-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Proponics, LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001618367 Filed Document 0001618367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Other
Metrium Partners 1, Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001618428 Filed Document 0001477932-14-004899 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Gentry Technology Fund II LLC, Series C-2 See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001617325 Filed Document 0001617325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Gentry Technology Fund II LLC, Series C-1 See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001613043 Filed Document 0001613043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
c7 Long-Short Fund LP See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616611 Filed Document 0000919574-14-005068 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cassidy Turley, Inc. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,773,890 Associated Brokers / Dealers N/A CIK Number 0001488395 Filed Document 0001181431-14-030742 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CRP 754 Grand Street LLC See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Dominick and Dominick LLC and Pickwick Capital Partners LLC CIK Number 0001618464 Filed Document 0001618464-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TT Emerging Markets Opportunities Fund Ltd See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618283 Filed Document 0000947871-14-000584 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMCG Emerging Markets Equity Fund, Ltd. See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585656 Filed Document 0000898432-14-001093 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBALTRANZ ENTERPRISES, INC. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised $39,999,914 Associated Brokers / Dealers N/A CIK Number 0001509795 Filed Document 0001509795-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
COMPASS PARTNERS INVESTMENTS LLP See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586545 Filed Document 0001405086-14-000270 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Charleston Place at Lake Greenwood LLC See All Filings	D/A	2014-09-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001403113 Filed Document 0001382963-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brookdale Equity Long/Short Fund, L.P. See All Filings	D	2014-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614867 Filed Document 0001315863-14-000539 Exclusions or Exemptions 506b Accepted Date 2014-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund