|
|
D/A |
2016-12-02 12:41:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. (Barclays Wealth Americas), Barclays Bank PLC, Stifel, Nicolaus & Company, Inc., and Owl Creek Asset Management Marketing, LLC
- CIK Number
- 0001528994
- Filed Document
- 0000902664-16-008951
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 12:41:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 12:35:19 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Phyllis J. Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001688588
- Filed Document
- 0001315863-16-001945
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 12:35:19 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 12:33:35 UTC |
- Amount To Be Raised
- $15,034,984
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601830
- Filed Document
- 0001601830-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 12:33:35 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 12:33:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC and Owl Creek Asset Management Marketing, LLC
- CIK Number
- 0001178193
- Filed Document
- 0000902664-16-008950
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 12:33:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 12:30:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690886
- Filed Document
- 0000919574-16-016990
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 12:30:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 12:13:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387691
- Filed Document
- 0001387691-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 12:13:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 12:08:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Owl Creek Asset Management Marketing, LLC
- CIK Number
- 0001689504
- Filed Document
- 0000902664-16-008949
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 12:08:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 12:03:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640609
- Filed Document
- 0001640609-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 12:03:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 11:58:02 UTC |
- Amount To Be Raised
- $15,017,014
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632367
- Filed Document
- 0001680174-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:58:02 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 11:44:19 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691366
- Filed Document
- 0001691366-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:44:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-02 11:39:22 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691134
- Filed Document
- 0001691134-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:39:22 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 11:38:06 UTC |
- Amount To Be Raised
- $1,702,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653606
- Filed Document
- 0001144204-16-137596
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:38:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 11:37:34 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691159
- Filed Document
- 0001691159-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:37:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 11:27:44 UTC |
- Amount To Be Raised
- $212,800
- Associated Brokers / Dealers
- None
- CIK Number
- 0001683963
- Filed Document
- 0001683963-16-000050
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-02 11:27:44 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-12-02 11:25:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659257
- Filed Document
- 0000919574-16-016987
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:25:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 11:24:27 UTC |
- Amount To Be Raised
- $1,696,867
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606344
- Filed Document
- 0001405086-16-000699
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:24:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 11:08:43 UTC |
- Amount To Be Raised
- $3,027,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615712
- Filed Document
- 0001615712-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:08:43 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 11:08:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324389
- Filed Document
- 0000902664-16-008948
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:08:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 11:07:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486131
- Filed Document
- 0000902664-16-008947
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:07:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 11:06:04 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691206
- Filed Document
- 0001140361-16-088496
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:06:04 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 11:05:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324541
- Filed Document
- 0000902664-16-008946
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:05:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 11:05:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635211
- Filed Document
- 0001635211-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:05:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 11:04:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001276687
- Filed Document
- 0001276687-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:04:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 11:04:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460115
- Filed Document
- 0000902664-16-008945
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:04:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 11:03:46 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637769
- Filed Document
- 0001637769-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 11:03:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 10:50:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559240
- Filed Document
- 0000919574-16-016985
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:50:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 10:39:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659556
- Filed Document
- 0000919574-16-016982
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:39:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 10:38:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563658
- Filed Document
- 0001563658-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:38:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 10:29:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffries LLC
- CIK Number
- 0001660031
- Filed Document
- 0000945621-16-000778
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:29:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 10:24:57 UTC |
- Amount To Be Raised
- $975,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691244
- Filed Document
- 0001691244-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:24:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-02 10:24:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594372
- Filed Document
- 0000919574-16-016980
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:24:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 10:22:07 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607589
- Filed Document
- 0001607589-16-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:22:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 10:19:43 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691287
- Filed Document
- 0001691287-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:19:43 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 10:13:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GALLATIN CAPITAL LLC
- CIK Number
- 0001097940
- Filed Document
- 0001097940-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:13:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 10:10:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GALLATIN CAPITAL LLC
- CIK Number
- 0000936788
- Filed Document
- 0000936788-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:10:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 10:09:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435387
- Filed Document
- 0001144204-16-137578
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:09:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 10:07:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GALLATIN CAPITAL LLC
- CIK Number
- 0001225702
- Filed Document
- 0001225702-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:07:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 10:03:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GALLATIN CAPITAL LLC
- CIK Number
- 0000898719
- Filed Document
- 0000898719-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:03:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 10:01:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691163
- Filed Document
- 0001691163-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 10:01:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:57:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001508463
- Filed Document
- 0001508463-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:57:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 09:55:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001168648
- Filed Document
- 0001168648-16-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:55:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:53:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480091
- Filed Document
- 0000919574-16-016977
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:53:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:52:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001168648
- Filed Document
- 0001168648-16-000052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:52:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:49:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001168648
- Filed Document
- 0001168648-16-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:49:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:47:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001168648
- Filed Document
- 0001168648-16-000048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:47:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:43:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001168648
- Filed Document
- 0001168648-16-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:43:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:41:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC
- CIK Number
- 0001314522
- Filed Document
- 0001314522-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:41:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-02 09:38:43 UTC |
- Amount To Be Raised
- $442,050
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523494
- Filed Document
- 0001523494-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:38:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:19:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC
- CIK Number
- 0001460020
- Filed Document
- 0001460020-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:19:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 08:59:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001079826
- Filed Document
- 0001079826-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 08:59:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|