|
|
D |
2016-12-05 10:21:27 UTC |
- Amount To Be Raised
- $27,544
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677707
- Filed Document
- 0001677707-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 10:21:27 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-05 10:18:29 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416172
- Filed Document
- 0001076542-16-000451
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 10:18:29 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-05 10:10:52 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577541
- Filed Document
- 0001577541-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 10:10:52 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2016-12-05 10:07:14 UTC |
- Amount To Be Raised
- $879,880
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691399
- Filed Document
- 0001691399-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 10:07:14 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-05 10:01:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc.
- CIK Number
- 0001605251
- Filed Document
- 0001315863-16-001957
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 10:01:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-05 09:43:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464505
- Filed Document
- 0000945621-16-000781
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 09:43:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-05 09:42:09 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691260
- Filed Document
- 0001691260-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-05 09:42:09 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-05 09:15:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648883
- Filed Document
- 0001648883-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 09:15:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-05 07:51:32 UTC |
- Amount To Be Raised
- $20,115,141
- Associated Brokers / Dealers
- Richard Devita, Jr., Scott Holton, and Patrick Dicerbo
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000712
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 07:51:32 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-05 07:46:29 UTC |
- Amount To Be Raised
- $1,348,800
- Associated Brokers / Dealers
- Brett Ellen, Armand Fidler, and Blair Van Buren
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000711
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 07:46:29 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
C/A |
2016-12-05 07:29:28 UTC |
- Financial Interest
- No.
- Filing Platform
- Ksdaq Inc.
- Offering Amount
- $300,000
- CIK Number
- 0001686564
- Filed Document
- 0001686564-16-000003
- Accepted Date
- 2016-12-05 07:29:28 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 100,000
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D |
2016-12-02 21:01:19 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001691077
- Filed Document
- 0001691077-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-02 21:01:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 20:37:13 UTC |
- Amount To Be Raised
- $1,030,000
- Associated Brokers / Dealers
- North Capital Private Securities Corp.
- CIK Number
- 0001678640
- Filed Document
- 0001678640-16-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-02 20:37:13 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2016-12-02 20:15:14 UTC |
- Financial Interest
- The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $500,000
- CIK Number
- 0001691448
- Filed Document
- 0001691448-16-000001
- Accepted Date
- 2016-12-02 20:15:14 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- CALIFORNIA
|
|
|
D |
2016-12-02 20:03:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- 500 Startups IV, L.P.
- CIK Number
- 0001691499
- Filed Document
- 0001691499-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 20:03:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
C/A |
2016-12-02 20:01:41 UTC |
- Financial Interest
- No
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $200,000
- CIK Number
- 0001674102
- Filed Document
- 0001670254-16-000216
- Accepted Date
- 2016-12-02 20:01:41 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 50,000
- Security Offered Type
- Other
- State
- CALIFORNIA
|
|
|
D |
2016-12-02 19:20:03 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607700
- Filed Document
- 0001607700-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 19:20:03 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 18:42:13 UTC |
- Amount To Be Raised
- $2,143,750
- Associated Brokers / Dealers
- None
- CIK Number
- 0001679269
- Filed Document
- 0001679269-16-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-02 18:42:13 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 18:40:33 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691404
- Filed Document
- 0000927087-16-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:40:33 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 18:40:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P Bren
- CIK Number
- 0001341241
- Filed Document
- 0001095449-16-000311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:40:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 18:26:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P Bren
- CIK Number
- 0001359786
- Filed Document
- 0001095449-16-000310
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:26:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 18:22:55 UTC |
- Amount To Be Raised
- $1,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690330
- Filed Document
- 0001690330-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:22:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 18:13:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P Bren
- CIK Number
- 0001413956
- Filed Document
- 0001095449-16-000309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:13:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:43:03 UTC |
- Amount To Be Raised
- $100,080
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616624
- Filed Document
- 0001616624-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:43:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:32:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651215
- Filed Document
- 0000935836-16-001206
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:32:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:31:10 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001377649
- Filed Document
- 0000935836-16-001205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:31:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:26:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C. and Alistithmar Capital
- CIK Number
- 0001626618
- Filed Document
- 0001626618-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:26:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:26:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659818
- Filed Document
- 0001659828-16-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:26:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2016-12-02 17:26:35 UTC |
- Financial Interest
- No
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $100,000
- CIK Number
- 0001690631
- Filed Document
- 0001670254-16-000214
- Accepted Date
- 2016-12-02 17:26:35 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- NEW JERSEY
|
|
|
D/A |
2016-12-02 17:25:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660048
- Filed Document
- 0001659828-16-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:25:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:25:08 UTC |
- Amount To Be Raised
- $425,000
- Associated Brokers / Dealers
- PALLADIUM CAPITAL ADVISORS, LLC
- CIK Number
- 0001363573
- Filed Document
- 0001580695-16-000880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:25:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 17:20:04 UTC |
- Amount To Be Raised
- $800,000,000
- Associated Brokers / Dealers
- Credit Suisse Asset Management, LLC, Triago Americas, Inc., and Sword Securities LLC
- CIK Number
- 0001690787
- Filed Document
- 0000919574-16-017000
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:20:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:19:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001571428
- Filed Document
- 0001571428-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:19:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:18:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608607
- Filed Document
- 0001608607-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:18:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:17:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001585851
- Filed Document
- 0001585851-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:17:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:16:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001569541
- Filed Document
- 0001569541-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:16:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:13:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001589071
- Filed Document
- 0001589071-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:13:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:12:19 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690930
- Filed Document
- 0001690930-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:12:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:10:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001532934
- Filed Document
- 0001532934-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:10:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:07:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001558407
- Filed Document
- 0001558407-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:07:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:07:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691204
- Filed Document
- 0000902664-16-008963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:07:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:05:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001637306
- Filed Document
- 0001637306-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:05:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:04:10 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653731
- Filed Document
- 0001653731-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:04:10 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:02:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001571718
- Filed Document
- 0001571718-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:02:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2016-12-02 17:00:50 UTC |
- Amount To Be Raised
- $33,099,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691421
- Filed Document
- 0001140361-16-088651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:00:50 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2016-12-02 16:57:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001653768
- Filed Document
- 0001653768-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:57:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D/A |
2016-12-02 16:53:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001559671
- Filed Document
- 0001559671-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:53:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D |
2016-12-02 16:51:46 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690583
- Filed Document
- 0001690583-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:51:46 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2016-12-02 16:43:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C.
- CIK Number
- 0001023453
- Filed Document
- 0001458269-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:43:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2016-12-02 16:42:12 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690953
- Filed Document
- 0001690953-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-02 16:42:12 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|